DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Commonwealth Financial Network
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | West Palm Beach, Fl +1 | Affiliated broker-dealer or bank to another | Feb 26, 2026 over 5 d |
| 3 | Commonwealth Financial Network national BD | Kintra Wealth, LLC independent RIA | Cambridge, Ma +2 | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2026 over 12 d |
| 6 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Geneseo, Ny +1 | Affiliated broker-dealer or bank to another | Feb 9, 2026 |
| 3 | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Newtown, Pa | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 |
| 3 | Commonwealth Financial Network national BD | Madson Wealth Advisors Inc. no RAUM | Santa Rosa, Ca +1 | Affiliated broker-dealer or bank to a newly registered adviser | Feb 9, 2026 |
| 5 | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Huntsville, Al +3 | Affiliated broker-dealer or bank to another | Feb 4, 2026 over 1 d |
| 6 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Woburn, Ma +2 | Affiliated broker-dealer or bank to another | Feb 2, 2026 over 2 d |
| 4 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Millstone Township, Nj +3 | Affiliated broker-dealer or bank to another | Feb 2, 2026 over 7 d |
| 3 | Commonwealth Financial Network national BD | Canby Financial Advisors no RAUM | Framingham, Ma +2 | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2026 |
| 6 | Commonwealth Financial Network national BD | Williams Asset Management no RAUM | Columbia, Md | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 |
| 3 | Commonwealth Financial Network national BD | Ameriprise Financial Services, LLC national BD | Danvers, Ma +1 | Affiliated broker-dealer or bank to another | Jan 30, 2026 |
| 2 | Commonwealth Financial Network national BD | Canby Financial Advisors unclassified | Framingham, Ma | Other | Jan 30, 2026 over 3 d |
| 2 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to another | Jan 30, 2026 |
| 2 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | San Diego, Ca | Affiliated broker-dealer or bank to another | Jan 29, 2026 over 1 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Warrington, Pa +1 | Affiliated broker-dealer or bank to another | Jan 27, 2026 |
| 2 | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Waltham, Ma | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 over 14 d |
| 3 | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Trenton, Mi +1 | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2026 over 3 d |
| 5 | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | New York, Ny | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 |
| 5 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | West Des Moines, Ia +2 | Affiliated broker-dealer or bank to another | Jan 12, 2026 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Islamorada, Fl +1 | Affiliated broker-dealer or bank to another | Jan 8, 2026 over 12 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Waltham, Ma | Affiliated broker-dealer or bank to another | Jan 6, 2026 over 21 d |
| 2 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Wilmington, Nc | Affiliated broker-dealer or bank to another | Jan 5, 2026 |
| 4 | Commonwealth Financial Network national BD | Sentinel Advisory Group, LLC no RAUM | Middleton, Wi | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 |
| 3 | Commonwealth Financial Network national BD | Daniel Investment Group Inc. no RAUM | Royal Oak, Mi | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 |
| 2 | Commonwealth Financial Network national BD | Integrated Wealth Advisors, LLC independent RIA | Newcastle, Wa +1 | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 |
| 2 | Commonwealth Financial Network national BD | Sentinel Advisory Group, LLC no RAUM | Waltham, Ma | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Durham, Nc | Affiliated broker-dealer or bank to another | Dec 31, 2025 |
| 2 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Crestview Hills, Ky | Affiliated broker-dealer or bank to another | Dec 9, 2025 |
| 6 | Commonwealth Financial Network national BD | Independent Financial Partners BD affiliated | Lockport, Ny +3 | Affiliated broker-dealer or bank to another | Dec 3, 2025 over 1 d |
| 6 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Green Bay, Wi | Affiliated broker-dealer or bank to another | Dec 1, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Fairport, Ny | Affiliated broker-dealer or bank to another | Dec 1, 2025 |
| 2 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Waltham, Ma | Affiliated broker-dealer or bank to another | Dec 1, 2025 over 9 d |
| 2 | Commonwealth Financial Network national BD | Coastline Complete Wealth LLC no RAUM | Beaufort, Sc | Affiliated broker-dealer or bank to a newly registered adviser | Nov 28, 2025 |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Pittsburgh, Pa | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 6 | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Chicago, Il +2 | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 over 1 d |
| 3 | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Plymouth, Ma +1 | Affiliated broker-dealer or bank to another | Nov 17, 2025 |
| 2 | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Sarasota, Fl | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Janesville, Wi | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 |
| 4 | Commonwealth Financial Network national BD | &Partners independent RIA | Cottage Grove, Or | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 |
| 2 | Commonwealth Financial Network national BD | &Partners independent RIA | Portland, Me | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Lacey, Wa +1 | Affiliated broker-dealer or bank to another | Nov 7, 2025 over 13 d |
| 4 | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Pittsford, Ny | Affiliated broker-dealer or bank to another | Nov 6, 2025 |
| 2 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Waltham, Ma +1 | Affiliated broker-dealer or bank to another | Nov 4, 2025 over 13 d |
| 2 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Greenboro, Ga | Affiliated broker-dealer or bank to another | Nov 4, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Henrico, Va | Affiliated broker-dealer or bank to another | Nov 4, 2025 |
| 3 | Commonwealth Financial Network national BD | Savvy independent RIA | Carmel, In | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Syracuse, Ny +1 | Affiliated broker-dealer or bank to another | Nov 3, 2025 |
| 3 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Oct 31, 2025 over 3 d |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Naples, Fl +1 | Affiliated broker-dealer or bank to another | Oct 31, 2025 over 3 d |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Lees Summit, Mo | Affiliated broker-dealer or bank to another | Oct 28, 2025 over 1 d |
| 3 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Mendota, Il | Affiliated broker-dealer or bank to another | Oct 27, 2025 |
| 2 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Northbrook, Il +1 | Affiliated broker-dealer or bank to another | Oct 27, 2025 |
| 2 | Commonwealth Financial Network national BD | Farther independent RIA | Athens, Ga +1 | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2025 over 1 d |
| 3 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Troy, Mi | Affiliated broker-dealer or bank to another | Oct 24, 2025 over 11 d |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Dallas, Tx +1 | Affiliated broker-dealer or bank to another | Oct 23, 2025 over 11 d |
| 3 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Asheville, Nc +2 | Affiliated broker-dealer or bank to another | Oct 22, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | Zeller Kern Business Advisors state registered | Soulsbyville, Ca +1 | Affiliated broker-dealer or bank to a state-registered adviser | Oct 21, 2025 over 8 d |
| 2 | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Maplewood, Mn +1 | Affiliated broker-dealer or bank to another | Oct 20, 2025 |
| 5 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Bethalto, Il +1 | Affiliated broker-dealer or bank to another | Oct 9, 2025 over 4 d |
| 2 | Commonwealth Financial Network national BD | Five Corners Financial Services no RAUM | South Easton, Ma | Affiliated broker-dealer or bank to a newly registered adviser | Oct 8, 2025 over 1 d |
291 teams match.derived from registration dates