DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,739 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Hartford, Ct +1 | Affiliated broker-dealer or bank to another | Jan 23, 2025 over 1 d |
| 2 | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Fort Myers, Fl +1 | Affiliated broker-dealer or bank to another | Jan 23, 2025 over 1 d |
| 2 | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Sandy Springs, Ga | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2025 |
| 7 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | El Segundo, Ca +4 | Affiliated broker-dealer or bank to another | Jan 15, 2025 over 28 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Mission Viejo, Ca | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2025 |
| 3 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Paducah, Ky | Affiliated broker-dealer or bank to another | Jan 14, 2025 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Olympia, Wa +1 | Affiliated broker-dealer or bank to another | Jan 10, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | New Braunfels, Tx | Affiliated broker-dealer or bank to another | Jan 9, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Medford, Or | Affiliated broker-dealer or bank to another | Jan 7, 2025 |
| 3 | I••••••••• F•••••••• P••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Tampa, Fl +1 | Affiliated broker-dealer or bank to another | Dec 31, 2024 over 7 d |
| 2 | A••• W••••• A••••••• L•• unclassified | L•• F•••••••• L•• BD affiliated | Jefferson City, Mo | Other | Dec 31, 2024 |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Solon, Oh +1 | Affiliated broker-dealer or bank to another | Dec 31, 2024 over 8 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Pasadena, Ca +1 | Affiliated broker-dealer or bank to another | Dec 24, 2024 |
| 5 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Clarkston, Mi +4 | Affiliated broker-dealer or bank to another | Dec 23, 2024 |
| 4 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Santa Rosa, Ca +3 | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2024 over 5 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | La Center, Wa +1 | Affiliated broker-dealer or bank to another | Dec 17, 2024 |
| 3 | D••• D••••••• • C•• independent RIA | L•• F•••••••• L•• BD affiliated | Santa Barbara, Ca +1 | RIA to affiliated broker-dealer or bank | Dec 12, 2024 over 5 d |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Wimberley, Tx +1 | Affiliated broker-dealer or bank to another | Dec 11, 2024 |
| 3 | V•••• F•••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Tampa, Fl | Affiliated broker-dealer or bank to another | Dec 6, 2024 |
| 2 | S•••••• W••••• P•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | La Jolla, Ca | Affiliated broker-dealer or bank to another | Dec 4, 2024 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Kenosha, Wi | Affiliated broker-dealer or bank to another | Dec 4, 2024 |
| 2 | M••••• A•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Omaha, Ne | Affiliated broker-dealer or bank to another | Dec 3, 2024 |
| 2 | C••••••••• F•••••••• N•••••• national BD | L•• F•••••••• L•• BD affiliated | Newbury Park, Ca +1 | Affiliated broker-dealer or bank to another | Dec 3, 2024 over 6 d |
| 3 | S•• I••••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Lancaster, Ca +1 | Affiliated broker-dealer or bank to another | Dec 2, 2024 |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | New Brighton, Mn +1 | Affiliated broker-dealer or bank to another | Dec 2, 2024 over 24 d |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Jackson, Mi | Affiliated broker-dealer or bank to another | Nov 29, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Pittsburgh, Pa +1 | Affiliated broker-dealer or bank to another | Nov 29, 2024 over 3 d |
| 3 | S•• W••••• M••••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Indianapolis, In | RIA to affiliated broker-dealer or bank | Nov 25, 2024 |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Chico, Ca +1 | Affiliated broker-dealer or bank to another | Nov 25, 2024 over 2 d |
| 2 | F•••••••• A•••••••• I••••••••• M••••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Sequim, Wa +1 | RIA to affiliated broker-dealer or bank | Nov 21, 2024 |
| 2 | B• R•••• W••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Richardson, Tx | Affiliated broker-dealer or bank to another | Nov 20, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | San Jose, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2024 over 14 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Tampa, Fl +1 | Affiliated broker-dealer or bank to another | Nov 20, 2024 over 2 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Hingham, Ma | Affiliated broker-dealer or bank to another | Nov 20, 2024 over 10 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Holland, Mi | Affiliated broker-dealer or bank to another | Nov 14, 2024 |
| 5 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Boise, Id | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2024 |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Cleveland, Ms | Affiliated broker-dealer or bank to another | Nov 13, 2024 over 10 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Franklin Lakes, Nj | Affiliated broker-dealer or bank to another | Nov 13, 2024 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Los Angeles, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2024 over 1 d |
| 2 | C•••••••• F••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Glendale, Az | Affiliated broker-dealer or bank to another | Nov 11, 2024 over 1 d |
| 4 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Littleton, Co +2 | Affiliated broker-dealer or bank to another | Nov 8, 2024 over 13 d |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Houston, Tx | Affiliated broker-dealer or bank to another | Nov 8, 2024 |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Mobile, Al | Affiliated broker-dealer or bank to another | Nov 8, 2024 |
| 5 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Dublin, Oh +1 | Affiliated broker-dealer or bank to another | Nov 7, 2024 over 4 d |
| 4 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Westlake Village, Ca +2 | Affiliated broker-dealer or bank to another | Nov 7, 2024 over 11 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | L•• F•••••••• L•• BD affiliated | Irvine, Ca | Affiliated broker-dealer or bank to another | Nov 7, 2024 |
| 2 | M••••• S•••••• wirehouse | L•• F•••••••• L•• BD affiliated | Charleston, Sc | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2024 |
| 4 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Fort Collins, Co | Affiliated broker-dealer or bank to another | Nov 4, 2024 over 1 d |
| 3 | U••• B•••••• A•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | San Diego, Ca +2 | Affiliated broker-dealer or bank to another | Nov 4, 2024 over 10 d |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Sewickley, Pa | Affiliated broker-dealer or bank to another | Nov 1, 2024 over 6 d |
| 4 | F•••••••• D••••••••• G••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | New Brighton, Mn +2 | RIA to affiliated broker-dealer or bank | Nov 1, 2024 |
| 2 | B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Eugene, Or | Affiliated broker-dealer or bank to another | Oct 28, 2024 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Houston, Tx +1 | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2024 over 28 d |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Fort Wayne, In +1 | Affiliated broker-dealer or bank to another | Oct 25, 2024 over 14 d |
| 4 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Cincinnati, Oh | Affiliated broker-dealer or bank to another | Oct 21, 2024 over 4 d |
| 3 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Westlake, Oh | Affiliated broker-dealer or bank to another | Oct 18, 2024 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Ofallon, Mo +1 | Affiliated broker-dealer or bank to another | Oct 17, 2024 over 1 d |
| 2 | U••• B•••••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Union, Mo +1 | Affiliated broker-dealer or bank to another | Oct 15, 2024 |
| 6 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Annapolis, Md +2 | Affiliated broker-dealer or bank to another | Oct 14, 2024 over 2 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Riverdale,, Il +1 | Wirehouse to affiliated broker-dealer or bank | Oct 12, 2024 over 7 d |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.