DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Empower Advisory Group, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Wells Fargo Advisors wirehouse	Empower Advisory Group, LLC BD affiliated	Columbia, Sc	Wirehouse to affiliated broker-dealer or bank	Jun 18, 2026 over 7 d
6	Strategic Advisers LLC national BD	Empower Advisory Group, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jun 11, 2026 over 49 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC BD affiliated	New York, Ny	Wirehouse to affiliated broker-dealer or bank	May 29, 2026 over 11 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC BD affiliated	Jacksonville, Fl	Wirehouse to affiliated broker-dealer or bank	May 19, 2026 over 4 d
3	Florida Financial Advisors, LLC BD affiliated	Empower Advisory Group, LLC BD affiliated	Tampa, Fl +2	Affiliated broker-dealer or bank to another	Mar 12, 2026 over 19 d
2	T. Rowe Price Advisory Services, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Feb 4, 2026 over 13 d
6	Strategic Advisers LLC national BD	Empower Advisory Group, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 26, 2026 over 29 d
2	Strategic Advisers LLC national BD	Empower Advisory Group, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Dec 12, 2025 over 5 d
3	Strategic Advisers LLC national BD	Empower Advisory Group, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Nov 4, 2025 over 6 d
2	Strategic Advisers LLC national BD	Empower Advisory Group, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Sep 24, 2025 over 7 d
2	Equitable Advisors, LLC national BD	Empower Advisory Group, LLC BD affiliated	Columbia, Md +1	Affiliated broker-dealer or bank to another	Aug 12, 2025 over 1 d
2	T. Rowe Price Advisory Services, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Owings Mills, Md	Affiliated broker-dealer or bank to another	Aug 8, 2025
3	Strategic Advisers LLC national BD	Empower Advisory Group, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jul 31, 2025 over 25 d
2	Strategic Advisers LLC national BD	Empower Advisory Group, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	May 28, 2025 over 1 d
2	Strategic Advisers LLC national BD	Empower Advisory Group, LLC BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	May 6, 2025 over 2 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC BD affiliated	Woodbury, Nj +1	Wirehouse to affiliated broker-dealer or bank	Apr 28, 2025 over 10 d
4	T. Rowe Price Advisory Services, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Mar 18, 2025 over 27 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC BD affiliated	Kissimmee, Fl +1	Wirehouse to affiliated broker-dealer or bank	Jan 21, 2025 over 6 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Greenwood Village, Co	Affiliated broker-dealer or bank to another	Jan 6, 2025 over 1 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Durham, Nc	Affiliated broker-dealer or bank to another	Jan 6, 2025
2	Morgan Stanley wirehouse	Empower Advisory Group, LLC BD affiliated	Sandy, Ut	Wirehouse to affiliated broker-dealer or bank	Oct 18, 2024 over 10 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Durham, Nc	Affiliated broker-dealer or bank to another	Aug 28, 2024 over 12 d
2	T. Rowe Price Advisory Services, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Owings Mills, Md	Affiliated broker-dealer or bank to another	May 10, 2024
2	Citigroup Global Markets Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Jacksonville, Fl	Affiliated broker-dealer or bank to another	Apr 19, 2024 over 10 d
2	Fisher Investments independent RIA	Empower Advisory Group, LLC BD affiliated	Camas, Wa	RIA to affiliated broker-dealer or bank	Mar 4, 2024 over 9 d
3	Florida Financial Advisors, LLC BD affiliated	Empower Advisory Group, LLC BD affiliated	Tampa, Fl +2	Affiliated broker-dealer or bank to another	Feb 19, 2024 over 11 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Salt Lake City, Ut	Affiliated broker-dealer or bank to another	Jan 19, 2024 over 11 d
2	Charles Schwab & Co., Inc. national BD	Empower Advisory Group, LLC BD affiliated	Columbus, Oh +1	Affiliated broker-dealer or bank to another	Jan 10, 2024
2	Ameriprise Financial Services, LLC national BD	Empower Advisory Group, LLC BD affiliated	Dayton, Oh +1	Affiliated broker-dealer or bank to another	Dec 15, 2023 over 9 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Greenwood Village, Co +1	Affiliated broker-dealer or bank to another	Sep 14, 2023 over 13 d
2	Vanguard Advisers, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Jul 25, 2023 over 2 d
2	Fisher Investments independent RIA	Empower Advisory Group, LLC BD affiliated	Camas, Wa	RIA to affiliated broker-dealer or bank	Jun 23, 2023 over 12 d
2	Vanguard Advisers, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 26, 2023
2	Citigroup Global Markets Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Jacksonville, Fl	Affiliated broker-dealer or bank to another	Jan 31, 2023 over 7 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC BD affiliated	Hunt Valley, Md	Wirehouse to affiliated broker-dealer or bank	Jul 6, 2022
4	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC BD affiliated	Jacksonville, Fl	Wirehouse to affiliated broker-dealer or bank	Jun 28, 2022 over 22 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC BD affiliated	Lutherville, Md +1	Wirehouse to affiliated broker-dealer or bank	May 17, 2022 over 8 d
23	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC BD affiliated	Jacksonville, Fl	Wirehouse to affiliated broker-dealer or bank	Apr 4, 2022 over 66 d
8	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Mar 17, 2022 over 21 d
4	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC other	Jacksonville, Fl +1	Other	Feb 25, 2022 over 18 d
8	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Jan 25, 2022
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC other	Bakersfield, Ca +1	Other	Jan 18, 2022
4	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Jan 10, 2022
3	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC other	Boston, Ma	Other	Jan 10, 2022 over 1 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC other	Jacksonville, Fl	Other	Jan 10, 2022 over 8 d
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC other	Jacksonville, Fl	Other	Nov 17, 2021 over 20 d
2	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Nov 10, 2021
2	T. Rowe Price Advisory Services, Inc. independent RIA	Empower Advisory Group, LLC other	Colorado Springs, Co	Other	Sep 24, 2021
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Empower Advisory Group, LLC other	Jacksonville, Fl	Other	Aug 23, 2021 over 9 d
2	Wells Fargo Advisors wirehouse	Empower Advisory Group, LLC other	San Francisco, Ca +1	Other	Aug 3, 2021 over 8 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC other	Boston, Ma	Other	Jul 9, 2021
2	Td Ameritrade, Inc. no RAUM	Empower Advisory Group, LLC institutional	Colorado Springs, Co	Other	Jan 11, 2021
5	Prudential Select Strategies LLC independent RIA	Empower Advisory Group, LLC institutional	Hartford, Ct	Other	Nov 28, 2020 over 1 d
8	Prudential Select Strategies LLC independent RIA	Empower Advisory Group, LLC institutional	Dubuque, Ia	Other	Nov 24, 2020 over 5 d
4	Advice And Planning Services BD affiliated	Empower Advisory Group, LLC institutional	Denver, Co +1	Other	Nov 13, 2020
2	Citizens Securities, Inc. BD affiliated	Empower Advisory Group, LLC institutional	Woburn, Ma +1	Other	Sep 3, 2020 over 8 d
2	Usaa Investment Services Company no RAUM	Empower Advisory Group, LLC institutional	Colorado Springs, Co	Other	Jul 30, 2020
2	Prudential Select Strategies LLC independent RIA	Empower Advisory Group, LLC institutional	Dubuque, Ia	Other	Jul 16, 2020
2	American Century Investments Private Client Group, Inc. BD affiliated	Empower Advisory Group, LLC institutional	Kansas City, Mo	Other	Jun 1, 2020 over 1 d
2	Prudential Select Strategies LLC independent RIA	Empower Advisory Group, LLC institutional	Dubuque, Ia	Other	Apr 17, 2020 over 3 d

Page 1 of 2Next

66 teams match.derived from registration dates