DFX Intelligence
Data Factory
Reading the graph
Reading the graph
| Class | ||||||||
|---|---|---|---|---|---|---|---|---|
Wealth Enhancement Group, LLC Borrower · Private credit · matched Financial Services · Lightyear Capital LLC | $400M | 7 | 30 | 2026 | ||||
Global Lending Services LLC Borrower · Private credit · matched Financial Services · Sixth Street Advisers, LLC | $18.7M | 3 | 3 | |||||
| 1 | 1 | 2030 | ||||||
AMERIPRISE FINANCIAL SERVICES, LLC Registered adviser · RIA / Wealth · 801-28543 Also on Independent Sponsors, Private Equity | MINNEAPOLIS, | $660B | 13,078 | 2011 | ||||
| WEEHAWKEN, | $916B | 9,349 | 2012 | |||||
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC Registered adviser · RIA / Wealth · 801-69815 Also on Venture Capital | SAINT PETERSBURG, | $390B | 6,694 | 2011 | ||||
Kohlberg Kravis Roberts & Co. L.P. Firm · Private equity · matched KKR India Financial Services Private Limited (relying Adviser) | Large cap | New York, | $308B | 1 | 532 | 13 | 2024 | |
| · probable Unsized | Raleigh, | $852B | 1 | 23 | 2022 | |||
HANTZ FINANCIAL SERVICES, INC. Registered adviser · RIA / Wealth · 801-106859 Also on Independent Sponsors, Private Equity | SOUTHFIELD, | $10B | 398 | 2015 | ||||
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER Registered adviser · RIA / Wealth · 801-57198 | SCOTTSDALE, | $13B | 364 | 2012 | ||||
| DALLAS, | $12B | 269 | 2011 | |||||
The Pnc Financial Services Group, Inc. Pension Plan Plan · Allocators · The Pnc Financial Services Group, Inc. | Pittsburgh, | $5.5B | 32 | 16 | 8 | 2024 | ||
| · probable Unsized | Chicago, | $130B | 10 | |||||
| BIRMINGHAM, | $3.5B | 83 | 2016 | |||||
| · probable Upper middle market | Waltham, | $30B | 38 | 9 | 2023 | |||
| ESSEX, | $4.2B | 33 | 2011 | |||||
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC Registered adviser · RIA / Wealth · 801-80927 Also on Private Equity | BOSTON, | $2.2B | 63 | 2015 | ||||
MFS INVESTMENT MANAGEMENT Registered adviser · RIA / Wealth · matched MASSACHUSETTS FINANCIAL SERVICES COMPANY · 801-17352 Also on Private Credit | BOSTON, | $514B | 2011 | |||||
Empirical Wealth Management Firm · Venture · matched Empirical Financial Services, LLC · Registered investment adviser | · candidate | Seattle, | $5.5B | 1 | 2 | 51 | 2018 | |
| LOS ANGELES, | $2.5B | 49 | 2017 | |||||
THOROUGHBRED FINANCIAL SERVICES, LLC Registered adviser · RIA / Wealth · 801-56741 Also on Private Equity | BRENTWOOD, | $4.0B | 34 | 2012 | ||||
| SIMSBURY, | $51B | 3 | 2011 | |||||
| ROCK ISLAND, | $640M | 210 | 2015 | |||||
HOWARD FINANCIAL SERVICES, LTD. Registered adviser · RIA / Wealth · 801-46741 Also on Private Credit, Real Estate Funds | DALLAS, | $1.4B | 31 | 15 | 2012 | |||
STRATEGIC FINANCIAL SERVICES Registered adviser · RIA / Wealth · matched STRATEGIC FINANCIAL SERVICES, INC. · 801-33774 | UTICA, | $2.8B | 28 | 2012 | ||||
| MCLEAN, | $2.8B | 22 | 2012 | |||||
WOODBURY FINANCIAL SERVICES, INC. Registered adviser · RIA / Wealth · 801-54905 Also on Allocators, Private Equity | OAKDALE, | $19B | 2012 | |||||
| ST PAUL, | $21B | 2011 | ||||||
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. Registered adviser · RIA / Wealth · matched BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · 801-62277 Also on Private Equity, Venture Capital | CEDAR RAPIDS, | $906M | 71 | 2012 | ||||
SOWELL MANAGEMENT Registered adviser · RIA / Wealth · matched SOWELL FINANCIAL SERVICES, LLC · 801-63991 | NORTH LITTLE ROCK, | $4.8B | 109 | 2012 | ||||
| FAIRFAX, | $22B | 2012 | ||||||
Lower middle market | Provo, | $8.8B | 2 | 15 | 2022 | |||
B. Riley Wealth Advisors, Inc. Firm · Private equity · matched Morris Financial Services Also on RIA / Wealth Management | Unsized | Memphis, | $7.6B | 30 | 5 | 2020 | ||
| IRVINE, | $1.5B | 25 | 2012 | |||||
| SPRINGFIELD, | $14B | 2012 | ||||||
MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC Registered adviser · RIA / Wealth · 801-108694 Also on Private Credit | BETHESDA, | $7.3B | 5 | 2016 | ||||
| NORTHFIELD, | $1.7B | 12 | 2012 | |||||
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC Registered adviser · RIA / Wealth · 801-80809 Also on Independent Sponsors, Private Equity | GOLDEN VALLEY, | $669M | 33 | 2014 | ||||
KMS FINANCIAL SERVICES, INC Registered adviser · RIA / Wealth · matched KMS FINANCIAL SERVICES, INC. · 801-11375 Also on Allocators | SEATTLE, | $8.2B | 2012 | |||||
COMMONWEALTH FINANCIAL SERVICES Registered adviser · RIA / Wealth · matched COMMONWEALTH FINANCIAL SERVICES, LLC. · 801-127499 | VIENNA, | $995M | 17 | 2023 | ||||
| SAN DIEGO, | $5.4B | 2012 | ||||||
Mea-Messa-Mea Financial Services Staff Retirement Plan & Trust Plan · Allocators · Michigan Education Association | East Lansing, | $700M | 28 | 12 | 1 | 2025 | ||
CGC FINANCIAL SERVICES Registered adviser · RIA / Wealth · matched CGC FINANCIAL SERVICES, LLC · 801-78845 | LAKE OSWEGO, | $876M | 7 | 2013 | ||||
| Riverwoods, | $483M | 16 | 9 | 5 | 2024 | |||
| HERNDON, | $760M | 9 | 2015 | |||||
DIXON FINANCIAL SERVICES Registered adviser · RIA / Wealth · matched DIXON FINANCIAL SERVICES INC · 801-40910 Also on Family Offices | $1.1B | 6 | 2012 | |||||
| GENESEO, | $779M | 9 | 2018 | |||||
| DANVILLE, | $961M | 5 | 2012 | |||||
| INDIANAPOLIS, | $635M | 9 | 2011 | |||||
| RESTON, | $750M | 6 | 2012 |
Ranked by what the graph knows (size, observed deals, people, funds) unless you sort. Size is the best-evidenced figure for the row: AUM or regulatory AUM for firms and offices, close or reported gross asset value for funds, disclosed raised for companies. Click a class or a state in the table to filter by it. Counts are records per graph; with no graph selected, a firm that is on several graphs (matched by CRD, CIK, EIN or fund id, never by name) is listed once, with a dot for each graph.