What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

MOTLEY FOOL WEALTH MANAGEMENT, LLCindependent RIARAUM $1.6Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 4,406.0 to 2,112.0 (-52.0%) between the annual amendments of 2025-02-12 and 2026-04-20; the peer median change was +6.0% (1205 comparable advisers, 2.0th percentile of changes)
filing Apr 20, 2026peers: independent wealth managers, $1B to $5B (1,205)1.7% percentile6.9 robust deviationsconfidence 0.85
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.mixed wealthRAUM $367Mwealth to institutional shiftCombination
private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $118,258,916 to $367,006,766, advisors 7 to 7, private clients 379 to 391, offices 4 to 6 (2025-03-24 to 2026-04-20)
filing Apr 20, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.75
WEALTH ADVISORS NETWORK, INC.independent RIARAUM $300Madvisors down RAUM stableCombination
the advisor count fell 25 percent or more while RAUM stayed within 5 percent: people left without assets leaving (assets retained, or advisors were support staff). RAUM $297,015,339 to $300,252,270, advisors 12 to 8, private clients 518 to 472, offices 8 to 7 (2025-01-22 to 2026-04-20)
filing Apr 20, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.75
C••••••• F•••••••• P•••••••independent RIARAUM $1.7BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $1,021,909,061 to $1,722,297,612 (+69.0%) between the annual amendments of 2025-04-01 and 2026-04-20; the peer median change was +17.0% (1297 comparable advisers, 96.0th percentile of changes)
filing Apr 20, 2026peers: independent wealth managers, $1B to $5B (1,297)96% percentile5.3 robust deviationsconfidence 0.85
T••••• C•••• W••••• A•••••••• L••independent RIARAUM $2.8Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 747.0 to 1,435.0 (+92.0%) between the annual amendments of 2025-03-26 and 2026-04-20; the peer median change was +6.0% (1205 comparable advisers, 95.0th percentile of changes)
filing Apr 20, 2026peers: independent wealth managers, $1B to $5B (1,205)95% percentile10.2 robust deviationsconfidence 0.85
K••••• C••••••• L•••asset managerRAUM $320MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $201,746,967 to $319,703,992 (+58.0%) between the annual amendments of 2025-03-06 and 2026-04-20; the peer median change was +4.0% (1145 comparable advisers, 93.0th percentile of changes)
filing Apr 20, 2026peers: asset managers, $100M to $500M (1,145)93% percentile2.3 robust deviationsconfidence 0.85
I•• A••••••• S•••••••• I•••independent RIARAUM $69.8Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $184,948,056 to $69,811,000, advisors 1 to 7, private clients 1503 to 197, offices 0 to 0 (2025-03-21 to 2026-04-19)
filing Apr 19, 2026peers: independent wealth managers, under $100M (708)confidence 0.75
I•• A••••••• S•••••••• I•••independent RIARAUM $69.8Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 1,503.0 to 197.0 (-87.0%) between the annual amendments of 2025-03-21 and 2026-04-19; the peer median change was 0.0% (119 comparable advisers, 1.0th percentile of changes)
filing Apr 19, 2026peers: independent wealth managers, under $100M (119)0.8% percentile7.7 robust deviationsconfidence 0.85
I•• A••••••• S•••••••• I•••independent RIARAUM $69.8Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,524.0 to 210.0 (-86.0%) between the annual amendments of 2025-03-21 and 2026-04-19; the peer median change was +2.0% (135 comparable advisers, 2.0th percentile of changes)
filing Apr 19, 2026peers: independent wealth managers, under $100M (135)2.2% percentile4.7 robust deviationsconfidence 0.85
I•• A••••••• S•••••••• I•••independent RIARAUM $69.8MRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $184,948,056 to $69,811,000 (-62.0%) between the annual amendments of 2025-03-21 and 2026-04-19; the peer median change was +8.0% (219 comparable advisers, 6.0th percentile of changes)
filing Apr 19, 2026peers: independent wealth managers, under $100M (219)5.5% percentile4.3 robust deviationsconfidence 0.85
D•• I••••••••• A•••••••• L••••••otherRAUM $1.9Binstitutional asset share shiftChange between filings
institutional share of RAUM moved from 7.0% to 46.0% between the annual amendments of 2025-04-30 and 2026-04-17
filing Apr 17, 2026peers: other advisers, $1B to $5B (247)confidence 0.85
C••••• R••• A••••••• L••independent RIARAUM $3.9Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 3.0 to 6.0 (+100.0%) between the annual amendments of 2025-03-28 and 2026-04-17; the peer median change was 0.0% (126 comparable advisers, 98.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $1B to $5B (126)98% percentileconfidence 0.85
S••••••••• L••independent RIARAUM $993MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $153,208,408 to $992,895,205 (+548.0%) between the annual amendments of 2025-03-11 and 2026-04-17; the peer median change was +16.0% (1385 comparable advisers, 100.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,385)100% percentile57.1 robust deviationsconfidence 0.85
P• N••• F•••••••• S••••••• L••independent RIARAUM $654Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 569.0 to 1,713.0 (+201.0%) between the annual amendments of 2025-04-01 and 2026-04-17; the peer median change was +6.0% (1256 comparable advisers, 99.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,256)99% percentile24.0 robust deviationsconfidence 0.85
C•••••••••independent RIARAUM $283Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 471.0 to 1,236.0 (+162.0%) between the annual amendments of 2025-03-12 and 2026-04-17; the peer median change was +3.0% (3309 comparable advisers, 100.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (3,309)100% percentile18.7 robust deviationsconfidence 0.85
P• N••• F•••••••• S••••••• L••independent RIARAUM $654MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $307,933,000 to $654,328,582 (+112.0%) between the annual amendments of 2025-04-01 and 2026-04-17; the peer median change was +16.0% (1385 comparable advisers, 99.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,385)99% percentile10.3 robust deviationsconfidence 0.85
P••••• E••••• P•••••••independent RIARAUM $187Mclient mix shiftChange between filings
private-client share of RAUM moved from 0.0% to 78.0% between the annual amendments of 2025-04-08 and 2026-04-17
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.85
V•••••• L••independent RIARAUM $54.3Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (311 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 17, 2026peers: independent wealth managers, under $100M (311)0.0% percentile33.7 robust deviationsconfidence 0.8
D•• I••••••••• A•••••••• L••••••otherRAUM $1.9Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 0.0% between the annual amendments of 2025-04-30 and 2026-04-17
filing Apr 17, 2026peers: other advisers, $1B to $5B (247)confidence 0.85
P• N••• F•••••••• S••••••• L••independent RIARAUM $654Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 173.0 to 721.0 (+317.0%) between the annual amendments of 2025-04-01 and 2026-04-17; the peer median change was +5.0% (1216 comparable advisers, 100.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,216)100% percentile42.1 robust deviationsconfidence 0.85
P••••• E••••• P•••••••independent RIARAUM $187Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 22.0% between the annual amendments of 2025-04-08 and 2026-04-17
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.85
A••••• W••••• M••••••••• L••independent RIARAUM $151MHNW share shiftChange between filings
HNW share of RAUM moved from 20.0% to 92.0% between the annual amendments of 2025-03-27 and 2026-04-17
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.85
B•• W•••••• L••independent RIARAUM $5.3Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 8,671.0 to 17,391.0 (+101.0%) between the annual amendments of 2025-03-27 and 2026-04-17; the peer median change was +8.0% (253 comparable advisers, 96.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $5B to $20B (253)96% percentile7.1 robust deviationsconfidence 0.85
C••••• R••• A••••••• L••independent RIARAUM $3.9Bclient mix shiftChange between filings
private-client share of RAUM moved from 65.0% to 82.0% between the annual amendments of 2025-03-28 and 2026-04-17
filing Apr 17, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
R••••••••• C•••••• P•••••••mixed wealthRAUM $470Munusually large average accountStatic outlier
RAUM per account of $5,050,873 against a peer median of $440,196 (5434 comparable advisers, 99.0th percentile, 3.1 robust deviations)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (5,434)99% percentile3.1 robust deviationsconfidence 0.8
A•• C•••••••••institutionalRAUM $697Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 2,607.0 to 1,600.0 (-39.0%) between the annual amendments of 2025-04-11 and 2026-04-17; the peer median change was -10.0% (4 comparable advisers, 0.0th percentile of changes)
filing Apr 17, 2026peers: institutional managers, $500M to $1B (4)0.0% percentile1.2 robust deviationsconfidence 0.85
C•••••••• C•••••• A•••••••• L••independent RIARAUM $730MHNW share shiftChange between filings
HNW share of RAUM moved from 29.0% to 47.0% between the annual amendments of 2025-03-27 and 2026-04-17
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
C•••••••••independent RIARAUM $283MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $189,339,339 to $282,930,732 (+49.0%) between the annual amendments of 2025-03-12 and 2026-04-17; the peer median change was +15.0% (4548 comparable advisers, 95.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (4,548)95% percentile3.3 robust deviationsconfidence 0.85
C••••• R••• A••••••• L••independent RIARAUM $3.9Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 31.0% to 15.0% between the annual amendments of 2025-03-28 and 2026-04-17
filing Apr 17, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
I•• F•••••••• S•••••••• I••independent RIARAUM $87.7Memployee count dropChange between filings
employees (Item 5.A) moved from 79.0 to 52.0 (-34.0%) between the annual amendments of 2025-03-21 and 2026-04-17; the peer median change was 0.0% (57 comparable advisers, 9.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, under $100M (57)8.9% percentile2.1 robust deviationsconfidence 0.85
T••••• C•••••• I••••••••• L••independent RIARAUM $107MHNW share shiftChange between filings
HNW share of RAUM moved from 75.0% to 55.0% between the annual amendments of 2025-03-12 and 2026-04-17
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.85
C••••• R••• A••••••• L••independent RIARAUM $3.9BHNW share shiftChange between filings
HNW share of RAUM moved from 65.0% to 82.0% between the annual amendments of 2025-03-28 and 2026-04-17
filing Apr 17, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
C••••• R••• A••••••• L••independent RIARAUM $3.9BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $1,594,841,424 to $2,383,765,925 (+49.0%) between the annual amendments of 2025-03-28 and 2026-04-17; the peer median change was +17.0% (1297 comparable advisers, 93.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $1B to $5B (1,297)93% percentile3.3 robust deviationsconfidence 0.85
B•• W•••••• L••independent RIARAUM $5.3BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $3,364,405,786 to $5,287,991,188 (+57.0%) between the annual amendments of 2025-03-27 and 2026-04-17; the peer median change was +18.0% (271 comparable advisers, 92.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $5B to $20B (271)92% percentile2.6 robust deviationsconfidence 0.85
U••• F••• M••••••••• L••asset managerRAUM $1.2BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $633,586,173 to $1,198,312,942 (+89.0%) between the annual amendments of 2025-03-27 and 2026-04-17; the peer median change was +11.0% (1367 comparable advisers, 93.0th percentile of changes)
filing Apr 17, 2026peers: asset managers, $1B to $5B (1,367)93% percentile3.3 robust deviationsconfidence 0.85
T••••• C•••••• I••••••••• L••independent RIARAUM $107Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 716.0 to 337.0 (-53.0%) between the annual amendments of 2025-03-12 and 2026-04-17; the peer median change was +5.0% (3685 comparable advisers, 3.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (3,685)2.8% percentile6.5 robust deviationsconfidence 0.85
I•••••• W•••••independent RIARAUM $162MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $106,000,000 to $162,000,000 (+53.0%) between the annual amendments of 2025-04-22 and 2026-04-17; the peer median change was +15.0% (4548 comparable advisers, 96.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (4,548)96% percentile3.7 robust deviationsconfidence 0.85
P••••••• W••••• M•••••••••independent RIARAUM $116MRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $386,182,129 to $116,334,723 (-70.0%) between the annual amendments of 2025-04-15 and 2026-04-17; the peer median change was +15.0% (4548 comparable advisers, 0.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (4,548)0.2% percentile8.3 robust deviationsconfidence 0.85
A••••• W••••• M••••••••• L••independent RIARAUM $151Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 765.0 to 248.0 (-68.0%) between the annual amendments of 2025-03-27 and 2026-04-17; the peer median change was +5.0% (3685 comparable advisers, 1.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (3,685)1.2% percentile8.1 robust deviationsconfidence 0.85
A••••• W••••• M••••••••• L••independent RIARAUM $151Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 495.0 to 89.0 (-82.0%) between the annual amendments of 2025-03-27 and 2026-04-17; the peer median change was +3.0% (3309 comparable advisers, 0.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (3,309)0.2% percentile10.0 robust deviationsconfidence 0.85
P••••••• W••••• M•••••••••independent RIARAUM $116Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 702.0 to 346.0 (-51.0%) between the annual amendments of 2025-04-15 and 2026-04-17; the peer median change was +3.0% (3309 comparable advisers, 2.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (3,309)1.6% percentile6.3 robust deviationsconfidence 0.85
T••••• C•••••• I••••••••• L••independent RIARAUM $107Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 715.0 to 333.0 (-53.0%) between the annual amendments of 2025-03-12 and 2026-04-17; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (3,309)1.4% percentile6.7 robust deviationsconfidence 0.85
I•• F•••••••• S•••••••• I••independent RIARAUM $87.7MRAUM down advisors stableCombination
RAUM fell 25 percent or more while the advisor count stayed within 5 percent: assets left without people leaving (a large client or institutional mandate, a fee change, or a reporting change). RAUM $180,458,175 to $87,653,250, advisors 11 to 11, private clients 735 to 497, offices 0 to 0 (2025-03-21 to 2026-04-17)
filing Apr 17, 2026peers: independent wealth managers, under $100M (708)confidence 0.75
D•••••• F•••••••• G••••• I•••independent RIARAUM $168Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $125,875,910 to $167,978,157, advisors 4 to 3, private clients 517 to 408, offices 1 to 0 (2025-04-11 to 2026-04-17)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.75
C••••• R••• A••••••• L••independent RIARAUM $3.9Bwealth RIA private fund surgeCombination
filing Apr 17, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
C•••••••• C•••••• A•••••••• L••independent RIARAUM $730Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $623,140,608 to $729,946,694, advisors 4 to 4, private clients 1390 to 425, offices 0 to 0 (2025-03-27 to 2026-04-17)
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
B•••••••• L•••• L••asset managerRAUM $253Mprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 12.0 to 18.0 (+50.0%) between the annual amendments of 2025-03-25 and 2026-04-17; the peer median change was 0.0% (732 comparable advisers, 95.0th percentile of changes)
filing Apr 17, 2026peers: asset managers, $100M to $500M (732)95% percentileconfidence 0.85
A•••• W••••• M••••••••• L••independent RIARAUM $8.1Bclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $6,173,934,226 to $8,050,023,961, advisors 0 to 0, private clients 9265 to 6710, offices 7 to 8 (2025-04-01 to 2026-04-17)
filing Apr 17, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
A•• C•••••••••institutionalRAUM $697Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $576,333,108 to $697,361,654, advisors 3 to 3, private clients 2607 to 1600, offices 3 to 3 (2025-04-11 to 2026-04-17)
filing Apr 17, 2026peers: institutional managers, $500M to $1B (71)confidence 0.75
T••••• C•••••• I••••••••• L••independent RIARAUM $107Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $127,824,174 to $107,167,153, advisors 3 to 3, private clients 715 to 333, offices 4 to 4 (2025-03-12 to 2026-04-17)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.75
A••••• W••••• M••••••••• L••independent RIARAUM $151Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $154,484,042 to $150,560,827, advisors 4 to 2, private clients 495 to 89, offices 2 to 1 (2025-03-27 to 2026-04-17)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (5,679)confidence 0.75
D••• • P••••• I••••••••• M••••••••• C••asset managerRAUM $13Badvisors down RAUM stableCombination
the advisor count fell 25 percent or more while RAUM stayed within 5 percent: people left without assets leaving (assets retained, or advisors were support staff). RAUM $12,227,914,131 to $12,746,937,964, advisors 10 to 2, private clients 0 to 0, offices 2 to 2 (2025-03-28 to 2026-04-17)
filing Apr 17, 2026peers: asset managers, $5B to $20B (685)confidence 0.75
P••••••• W••••• M•••••••••independent RIARAUM $116Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 715.0 to 351.0 (-51.0%) between the annual amendments of 2025-04-15 and 2026-04-17; the peer median change was +5.0% (3685 comparable advisers, 3.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (3,685)3.0% percentile6.3 robust deviationsconfidence 0.85
B•• W•••••• L••independent RIARAUM $5.3Bgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $3,364,405,786 to $5,287,991,188, advisors 39 to 52, private clients 1665 to 3108, offices 2 to 4 (2025-03-27 to 2026-04-17)
filing Apr 17, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
S••••• F•••••••• S•••••••• I•••independent RIARAUM $514Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 1,048.0 to 1,874.0 (+79.0%) between the annual amendments of 2025-03-04 and 2026-04-17; the peer median change was +6.0% (1256 comparable advisers, 97.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,256)97% percentile9.0 robust deviationsconfidence 0.85
D••• • P••••• I••••••••• M••••••••• C••asset managerRAUM $13Badvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 10.0 to 2.0 (-80.0%) between the annual amendments of 2025-03-28 and 2026-04-17; the peer median change was 0.0% (33 comparable advisers, 3.0th percentile of changes)
filing Apr 17, 2026peers: asset managers, $5B to $20B (33)3.1% percentile4.7 robust deviationsconfidence 0.85
P••••••• W••••• M•••••••••independent RIARAUM $116Madvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 5.0 to 2.0 (-60.0%) between the annual amendments of 2025-04-15 and 2026-04-17; the peer median change was 0.0% (965 comparable advisers, 1.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $100M to $500M (965)1.3% percentile3.6 robust deviationsconfidence 0.85
C•••••••• C•••••• A•••••••• L••independent RIARAUM $730Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 1,390.0 to 425.0 (-69.0%) between the annual amendments of 2025-03-27 and 2026-04-17; the peer median change was +5.0% (1216 comparable advisers, 0.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,216)0.4% percentile10.0 robust deviationsconfidence 0.85
B•• W•••••• L••independent RIARAUM $5.3Bclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 1,665.0 to 3,108.0 (+87.0%) between the annual amendments of 2025-03-27 and 2026-04-17; the peer median change was +6.0% (224 comparable advisers, 96.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $5B to $20B (224)96% percentile7.0 robust deviationsconfidence 0.85
G•••• D•••••• P•••••••• L••independent RIARAUM $804Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 326.0 to 523.0 (+60.0%) between the annual amendments of 2025-03-04 and 2026-04-17; the peer median change was +5.0% (1216 comparable advisers, 97.0th percentile of changes)
filing Apr 17, 2026peers: independent wealth managers, $500M to $1B (1,216)97% percentile7.5 robust deviationsconfidence 0.85

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8,370 anomalies match.

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