| Howard Mcmonagle Fleming | Gfo Advisory Services, LLC other | Red Tortoise independent RIA | Other | Dec 31, 2017 | May 13, 2019 (498 d) |
| Stephen Henry Freilich | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. no RAUM | Other | Dec 31, 2017 | Dec 1, 2016 |
| Andrew Richman | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. other | Other | Dec 31, 2017 | Jan 19, 2017 |
| Karen Worthen Dixon | Gfo Advisory Services, LLC other | Bb&T Securities, LLC BD affiliated | Other | Dec 31, 2017 | Dec 9, 2019 (708 d) |
| Robert A Weiss | Gfo Advisory Services, LLC other | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Dec 31, 2017 | Mar 2, 2021 (1157 d) |
| Michael John Mongin | Gfo Advisory Services, LLC other | Oneseven independent RIA | Other | Dec 31, 2017 | Apr 5, 2019 (460 d) |
| David Rhynehardt Neubert | Gfo Advisory Services, LLC other | Raymond James & Associates, Inc. national BD | Other | Dec 31, 2017 | May 8, 2019 (493 d) |
| Christopher Lee Facka | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. other | Other | Dec 31, 2017 | Nov 1, 2017 |
| Michael Eugene Pearson | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. no RAUM | Other | Dec 31, 2017 | Jun 28, 2016 |
| Kent Charles Moegerle | Gfo Advisory Services, LLC other | Bny Mellon Securities Corporation BD affiliated | Other | Dec 31, 2017 | Sep 4, 2020 (978 d) |
| Marcus David Theriault | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Mar 29, 2019 (453 d) |
| Thomas Mclemore Carroll | Gfo Advisory Services, LLC other | Homrich Berg independent RIA | Other | Dec 31, 2017 | Jan 16, 2020 (746 d) |
| Paul Donald Blatz | Gfo Advisory Services, LLC other | Certuity, LLC independent RIA | Other | Dec 31, 2017 | Aug 26, 2026 (3160 d) |
| Christopher Michael Trokey | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. other | Other | Dec 31, 2017 | Jan 29, 2018 |
| Jeni Rachel Cobbs | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. other | Other | Dec 31, 2017 | Dec 21, 2017 |
| William J.T. Repath | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. no RAUM | Other | Dec 31, 2017 | Dec 1, 2016 |
| Jennifer Ann Cobleigh | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Apr 5, 2019 (460 d) |
| Scott Frederick Gurr | Gfo Advisory Services, LLC other | Compound Family Offices, LLC no RAUM | Other | Dec 31, 2017 | Jan 15, 2019 (380 d) |
| Spencer Norton Boggess | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Jul 29, 2021 (1306 d) |
| James Peter Brennan | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Nov 4, 2021 (1404 d) |
| Stephen Paul Davenport | Gfo Advisory Services, LLC other | Decatur Capital Management, Inc. institutional | Other | Dec 31, 2017 | Sep 16, 2020 (990 d) |
| Robert M Zimmerman | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Jul 27, 2021 (1304 d) |
| Kevin Scott Campbell | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Aug 26, 2019 (603 d) |
| Michael Willis King | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Apr 24, 2019 (479 d) |
| Christopher Brian Walczak | Gfo Advisory Services, LLC other | Wms Partners, LLC independent RIA | Other | Dec 31, 2017 | Mar 29, 2019 (453 d) |
| Todger Allen Strunk | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. other | Other | Dec 31, 2017 | Jun 23, 2017 |
| Jeffrey Joseph Henry Devine | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | May 17, 2019 (502 d) |
| Barry Bradford Glover | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Jun 13, 2019 (529 d) |
| Erik Charles Popham | Gfo Advisory Services, LLC other | Compound Family Offices, LLC no RAUM | Other | Dec 31, 2017 | Jan 15, 2019 (380 d) |
| Kristina B Bryn | Gfo Advisory Services, LLC other | Compound Family Offices, LLC independent RIA | Other | Dec 31, 2017 | Jul 30, 2020 (942 d) |
| Evan Pender Byers | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. other | Other | Dec 31, 2017 | Mar 12, 2018 (71 d) |
| Keith Nmn Cho | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Mar 6, 2019 (430 d) |
| Jan Nicole Ramirez Vega | Gfo Advisory Services, LLC other | Aspiriant, LLC independent RIA | Other | Dec 31, 2017 | Jan 7, 2026 (2929 d) |
| Brian Christoper Harhai | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Mar 18, 2019 (442 d) |
| Michael Wu | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. BD affiliated | Other | Dec 31, 2017 | Mar 7, 2019 (431 d) |
| Daniela Savova Truver | Gfo Advisory Services, LLC other | Ballentine Partners independent RIA | Other | Dec 31, 2017 | Sep 24, 2018 (267 d) |
| John Richard Mayfield | Gfo Advisory Services, LLC other | Truist Advisory Services, Inc. other | Other | Dec 31, 2017 | Feb 10, 2017 |
| John Walter Sanders | Gfo Advisory Services, LLC other | Portus Wealth Advisors, LLC independent RIA | Other | Dec 31, 2017 | Aug 26, 2021 (1334 d) |
| Chris Alan Walters | Gfo Advisory Services, LLC other | Clarity Capital Partners independent RIA | Other | Aug 8, 2017 | Jul 3, 2019 (694 d) |
| Anthony John Shilcoski | Gfo Advisory Services, LLC other | Stephens BD affiliated | Other | Jul 24, 2017 | Dec 4, 2017 (133 d) |
| Christopher F. W. Perkins | Gfo Advisory Services, LLC other | Biltmore Family Office, LLC independent RIA | Other | Jun 30, 2017 | Apr 28, 2021 (1398 d) |
| Jay Christopher Cloud | Gfo Advisory Services, LLC other | Morgan Stanley wirehouse | Other | Jun 27, 2017 | Jun 29, 2017 |
| Alan Kauffmann Bonde | Gfo Advisory Services, LLC other | Adviceperiod, LLC other | Other | Apr 20, 2017 | Aug 29, 2017 (131 d) |
| Puneet Singh Sahi | Gfo Advisory Services, LLC other | Palo Capital, Inc. other | Other | Jan 3, 2017 | Mar 3, 2017 (59 d) |
| Jonathan E. Shumate | Gfo Advisory Services, LLC other | Genspring Charleston, LLC unclassified | Other | Dec 12, 2016 | Jan 7, 2011 |
| William Clark Hageboeck | Gfo Advisory Services, LLC other | Abbrea Capital, LLC other | Other | Jul 22, 2016 | Jul 25, 2016 |
| Frank William Schornagle | Gfo Advisory Services, LLC other | Biltmore Family Office, LLC other | Other | May 10, 2016 | May 31, 2016 |
| John Riley Frazer | Gfo Advisory Services, LLC other | Ira Group, Inc. institutional | Other | May 6, 2016 | Apr 6, 2020 (1431 d) |
| Eduardo Antonio Villa Ospina | Gfo Advisory Services, LLC other | A&M Private Wealth Partners, LLC independent RIA | Other | Oct 7, 2015 | Jan 24, 2025 (3397 d) |
| William David Osher | Gfo Advisory Services, LLC other | Abbrea Capital, LLC no RAUM | Other | Jul 13, 2015 | Jul 13, 2015 |
| Steven Edward Cutcliffe | Gfo Advisory Services, LLC other | Abbrea Capital, LLC no RAUM | Other | Jul 13, 2015 | Jul 13, 2015 |
| Michael Alexander Slud | Gfo Advisory Services, LLC other | Convergent Wealth Advisors, LLC other | Other | Jul 8, 2015 | Jul 9, 2015 |
| Sheila Denise Stinson | Gfo Advisory Services, LLC other | Convergent Wealth Advisors, LLC other | Other | Jul 8, 2015 | Jul 9, 2015 |
| Michael Joseph Murgio | Gfo Advisory Services, LLC other | A&M Private Wealth Partners, LLC independent RIA | Other | Jul 3, 2015 | Apr 9, 2025 (3568 d) |
| Amy Lynn Lasris Davis | Gfo Advisory Services, LLC other | Resource Consulting Group other | Other | Jul 3, 2015 | Aug 19, 2015 (47 d) |
| Michael Scott Brocker | Gfo Advisory Services, LLC other | Bip Wealth, LLC other | Other | Jul 3, 2015 | Aug 5, 2015 (33 d) |
| William James Froelich | Gfo Advisory Services, LLC other | Mra Associates other | Other | May 29, 2015 | Jun 29, 2015 (31 d) |
| Christopher C Chandler | Gfo Advisory Services, LLC other | Ballentine Partners other | Other | Apr 17, 2015 | Apr 27, 2015 |
| Nicole Marie Gokey | Gfo Advisory Services, LLC other | Biltmore Family Office, LLC other | Other | Apr 17, 2015 | Jun 22, 2015 (66 d) |
| Lawrence Adam Hilzenrath | Gfo Advisory Services, LLC other | A&M Private Wealth Partners, LLC independent RIA | Other | Feb 3, 2015 | Dec 26, 2024 (3614 d) |