DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Jhs Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Sam Pieh	Jhs Capital Advisors, LLC other	American Independent Securities Group, LLC other	Other	Mar 8, 2018	Jul 29, 2015
Debora Jeanne Duis	Jhs Capital Advisors, LLC other	Raymond James & Associates, Inc. national BD	Other	Aug 24, 2015	Mar 14, 2016 (203 d)
Joel Post	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 24, 2015	Oct 8, 2015 (45 d)
Dane Leigh Grouell	Jhs Capital Advisors, LLC other	Paulson Investment Company, LLC other	Other	Aug 24, 2015	Dec 13, 2017 (842 d)
Cheryl Lucyann Smith	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 17, 2015
Paul Richard Vogel	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 17, 2015
Diane Love Spearin	Jhs Capital Advisors, LLC other	Ernst & Young Investment Advisers Llp no RAUM	Other	Aug 17, 2015	Nov 5, 2014
Gregory Donald Lowder	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 17, 2015
Kelly Ann Connelly	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 17, 2015
Jeffery Grant Iseler	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 17, 2015
John Winship Durant	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 17, 2015
Dustin Knight Young	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 18, 2015
Thomas Francis Heinrichs	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 18, 2015
Roark Aaron Young	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Aug 17, 2015
Alfred Peter Schofield	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 14, 2015	Aug 17, 2015
Alan Leonard Tarko	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 14, 2015	Aug 14, 2015
Thomas E Cxypoliski	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 14, 2015	Aug 27, 2015
James O Sturdivant	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 14, 2015	Aug 14, 2015
Kevin Clinton Holland	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 14, 2015	Apr 18, 2016 (248 d)
Scott David Wiegal	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 14, 2015	Aug 27, 2015
Andrea C Doneth	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Aug 14, 2015	Apr 26, 2016 (256 d)
Mark Donald Hennings	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Aug 7, 2015	Aug 12, 2015
Sheri Lynn Rhyan	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Aug 7, 2015	Aug 7, 2015
Ramesh Madhusudan	Jhs Capital Advisors, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Aug 5, 2015	Aug 19, 2015
William Larry Bendt	Jhs Capital Advisors, LLC other	Capitol Securities Management, Inc. other	Other	Aug 4, 2015	Aug 4, 2015
Michael Bernard Otoole	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Aug 3, 2015	Aug 11, 2015
John Joseph Cortale	Jhs Capital Advisors, LLC other	LPL Financial LLC other	Other	Aug 3, 2015	Jul 31, 2015
Armand Anthony Atkinson	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Aug 3, 2015	Aug 3, 2015
Eduardo Saulo Alzona	Jhs Capital Advisors, LLC other	First Allied Advisory Services, Inc. other	Other	Aug 3, 2015	Aug 6, 2015
Joseph Oberschewen	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 31, 2015	Jul 31, 2015
Michael William Mullins	Jhs Capital Advisors, LLC other	The Oak Ridge Financial Services Group, Inc other	Other	Jul 30, 2015	Jun 30, 2015
Phylos Emanuel Tobler	Jhs Capital Advisors, LLC other	Ek Riley Investments, LLC other	Other	Jul 30, 2015	Jul 28, 2015
John Floyd Olson	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 30, 2015	Jul 31, 2015
Harvey Lee Ford	Jhs Capital Advisors, LLC other	Next Financial Group, Inc. other	Other	Jul 29, 2015	Jul 30, 2015
Stephen Miske Miller	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 29, 2015	Aug 17, 2015
Robert Glenn Alvarez	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 29, 2015	Aug 11, 2015
Anthony Jerome Keppler	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 24, 2015	Jul 23, 2015
Carolyn Lee Bennett	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 24, 2015	Jul 23, 2015
Sean Todd Stein	Jhs Capital Advisors, LLC other	Buckman Advisory Group LLC other	Other	Jul 24, 2015	Dec 13, 2016 (508 d)
Voneen Camille Bright	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 24, 2015	Jul 24, 2015
Adam M Levy	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 24, 2015	Jul 24, 2015
Bradley James Dijulio	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 24, 2015	Jul 24, 2015
John Roy Hackett	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 24, 2015	Jul 23, 2015
Joseph Edward Disanza	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 23, 2015	Aug 3, 2015
Edward John Wells	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 23, 2015	Aug 3, 2015
Matthew Louis Senicola	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 23, 2015	Aug 3, 2015
Lee Scott Steorts	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jul 22, 2015	Jul 23, 2015
Maria Ortiz	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. BD affiliated	Other	Jul 22, 2015	Mar 2, 2020 (1685 d)
R. Alan Chase	Jhs Capital Advisors, LLC other	Thurston Springer Advisors BD affiliated	Other	Jul 17, 2015	Nov 24, 2020 (1957 d)
Terry Richard Danish	Jhs Capital Advisors, LLC other	Thurston Springer Advisors BD affiliated	Other	Jul 17, 2015	Nov 24, 2020 (1957 d)
Christopher Allen Fidler	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. BD affiliated	Other	Jul 16, 2015	Mar 2, 2020 (1691 d)
Ernest Paul Carrera	Jhs Capital Advisors, LLC other	Independent Financial Partners other	Other	Jul 10, 2015	Mar 8, 2016 (242 d)
Scott M Jacobsen	Jhs Capital Advisors, LLC other	LPL Financial LLC other	Other	Jul 10, 2015	Sep 23, 2015 (75 d)
Glen Steven Davis	Jhs Capital Advisors, LLC other	Aegis Capital Corp. BD affiliated	Other	Jul 7, 2015	Jan 8, 2025 (3473 d)
Edward James Jeffery	Jhs Capital Advisors, LLC other	Aegis Capital Corp. BD affiliated	Other	Jul 7, 2015	Jun 20, 2021 (2175 d)
Eric William Davidson	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jul 7, 2015	Jul 2, 2015
Asa Lee Savage	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jul 7, 2015	Jul 8, 2015
Matthew Roger Miller	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jul 7, 2015	Jul 2, 2015
Frank Louis Nargentino	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 25, 2015	Jun 23, 2021 (2190 d)
Tracy Beth Cohen-Mcluckie	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 25, 2015	Jun 23, 2021 (2190 d)

Page 1 of 2Next

96 moves match.