DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Credit Union Investment Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Boman Wayne RichardsonCredit Union Investment Services state registeredWells Fargo Advisors wirehouseOtherAug 26, 2026Sep 8, 2026
Matthew Thomas BradshawCredit Union Investment Services state registeredGwn Securities Inc. BD affiliatedOtherAug 18, 2026Aug 20, 2026
Blaklee Renn WolfeCredit Union Investment Services state registeredOsaic Institutions, Inc. BD affiliatedOtherOct 21, 2025Nov 4, 2025
Elizabeth Hazel AndersonCredit Union Investment Services state registeredMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 1, 2025Aug 15, 2025 (45 d)
Zachary David GreenCredit Union Investment Services state registeredEmpower Advisory Group, LLC BD affiliatedOtherJun 9, 2025Jul 15, 2025 (36 d)
Alexander Joseph HoscilaCredit Union Investment Services state registeredEquitable Advisors, LLC national BDOtherApr 9, 2025Apr 11, 2025
John Newton HoldingCredit Union Investment Services state registeredOsaic Institutions, Inc. BD affiliatedOtherApr 2, 2025Apr 11, 2025
Ithianell Goire DelbreyCredit Union Investment Services state registeredMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 28, 2025Apr 8, 2025
William Basil WilsonCredit Union Investment Services state registeredLPL Financial LLC BD affiliatedOtherDec 31, 2024Jan 24, 2025
Kyle Whitney MarksCredit Union Investment Services state registeredWealth Enhancement Advisory Services, LLC BD affiliatedOtherNov 18, 2024Dec 18, 2024
John Kristopher KeiperCredit Union Investment Services state registeredMariner Advisor Network BD affiliatedOtherOct 21, 2024Nov 6, 2024
Matthew CollinsCredit Union Investment Services state registeredAmeriprise Financial Services, LLC national BDOtherSep 4, 2024Sep 30, 2024
Cody W. SmithCredit Union Investment Services state registeredFidelity Personal And Workplace Advisors BD affiliatedOtherJul 16, 2024Aug 29, 2024 (44 d)
Matthew Tyler BarhamCredit Union Investment Services state registeredMercer Global Advisors Inc. independent RIAOtherApr 30, 2024Aug 26, 2024 (118 d)
Ethan Thomas CoeCredit Union Investment Services state registeredTruist Advisory Services, Inc. BD affiliatedOtherApr 19, 2024Apr 22, 2024
Ee YangCredit Union Investment Services state registeredAdvice And Planning Services BD affiliatedOtherApr 2, 2024Apr 15, 2024
Bart Kendall GregoryCredit Union Investment Services state registeredMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 22, 2023May 16, 2024 (176 d)
Kelsey DietzmanCredit Union Investment Services state registeredFifth Third Securities, Inc. BD affiliatedOtherOct 19, 2023Nov 3, 2023
Zachary Michael ZiembaCredit Union Investment Services state registeredFirst Citizens Investor Services, Inc. BD affiliatedOtherOct 17, 2023Nov 1, 2023
Andrew Alexander PannellCredit Union Investment Services state registeredWells Fargo Advisors wirehouseOtherSep 12, 2023Sep 21, 2023
Joshua KincaidCredit Union Investment Services state registeredEquitable Advisors, LLC national BDOtherJun 22, 2023Aug 18, 2023 (57 d)
Daniel Lee StarlingCredit Union Investment Services state registeredUnited Brokerage Services Inc BD affiliatedOtherMay 8, 2023May 22, 2023
Michael Christian Blandin HoneaCredit Union Investment Services state registeredCary Financial Planning, LLC state registeredOtherMar 14, 2023Mar 17, 2023
Danny BosticCredit Union Investment Services state registeredEdward Jones national BDOtherDec 31, 2022Jan 17, 2023
Demarcus A BowdenCredit Union Investment Services state registeredEdward Jones national BDOtherNov 28, 2022Dec 9, 2022
Angela Atkins AmbroseCredit Union Investment Services state registeredSecurian Financial Services, Inc. independent RIAOtherAug 29, 2022Feb 14, 2023 (169 d)
Priya Darshanie Davie JagdeoCredit Union Investment Services state registeredMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 3, 2022Sep 14, 2022 (42 d)
Andrew Parker NortonCredit Union Investment Services state registeredThrivent Investment Management Inc. BD affiliatedOtherJul 29, 2022Feb 29, 2024 (580 d)
Jamahal SinghCredit Union Investment Services state registeredFidelity Personal And Workplace Advisors BD affiliatedOtherMay 20, 2022Jul 15, 2022 (56 d)
Karl Desmond SpruillCredit Union Investment Services state registeredFidelity Personal And Workplace Advisors BD affiliatedOtherMay 19, 2022Sep 1, 2022 (105 d)
Joshua Clifford MillerCredit Union Investment Services state registeredVanguard Advisers, Inc. BD affiliatedOtherMay 12, 2022May 26, 2022
Taylor Cameron SmithCredit Union Investment Services state registeredMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 6, 2021Feb 11, 2022 (67 d)
Ryan SchlickCredit Union Investment Services state registeredFidelity Personal And Workplace Advisors BD affiliatedOtherOct 5, 2021Mar 4, 2022 (150 d)
Matthew Pearson BladesCredit Union Investment Services state registeredWoodard & Co Asset Management Group Inc independent RIAOtherSep 3, 2021Sep 29, 2021
Ross Garrett AllenCredit Union Investment Services state registeredCommonwealth Financial Network national BDOtherAug 12, 2021Oct 15, 2021 (64 d)
Adam M WardCredit Union Investment Services state registeredFidelity Personal And Workplace Advisors BD affiliatedOtherJul 21, 2021Nov 11, 2021 (113 d)
David HartmanCredit Union Investment Services state registeredFidelity Personal And Workplace Advisors BD affiliatedOtherMay 26, 2021Sep 13, 2021 (110 d)
Yolanda Michelle GardnerCredit Union Investment Services state registeredSagepoint Financial, Inc. BD affiliatedOtherApr 20, 2021Apr 13, 2023 (723 d)
Rebecca Marie CrumplerCredit Union Investment Services state registeredCommonwealth Financial Network national BDOtherMar 16, 2021Sep 1, 2026 (1995 d)
Justin Andrew Thompson HowardCredit Union Investment Services state registeredNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 19, 2020Dec 1, 2020
Johnny Brandon BerryCredit Union Investment Services state registeredBlueprint Financial Advisors independent RIAOtherOct 30, 2020Oct 14, 2025 (1810 d)
Marquita HyltonCredit Union Investment Services state registeredFidelity Personal And Workplace Advisors BD affiliatedOtherJun 25, 2020Sep 22, 2020 (89 d)
Nicholas John RademacherCredit Union Investment Services state registeredGeneos Wealth Management, Inc. BD affiliatedOtherSep 28, 2018Sep 28, 2018
Angela Atkins AmbroseCredit Union Investment Services state registeredEdward Jones national BDOtherJul 5, 2018Jul 31, 2018
Audra Gillespie CoxCredit Union Investment Services state registeredEdward Jones national BDOtherMay 14, 2018May 24, 2018
Katsiaryna Ivanovna QuandtCredit Union Investment Services state registeredSagespring Wealth Partners otherOtherOct 31, 2016Dec 7, 2017 (402 d)
Jeremy Blake JonesCredit Union Investment Services state registeredMdrn Capital independent RIAOtherSep 20, 2016Dec 18, 2023 (2645 d)
Francis Spencer-Skee OrrCredit Union Investment Services state registeredRather & Kittrell, Inc. independent RIAOtherSep 14, 2016May 30, 2018 (623 d)
Jesse Carl HudsonCredit Union Investment Services state registeredWells Fargo Advisors wirehouseOtherJan 12, 2016Mar 3, 2016 (51 d)
Andrew Rory PreddyCredit Union Investment Services state registeredWells Fargo Advisors wirehouseOtherNov 24, 2015Mar 1, 2016 (98 d)
Laura Melinda Van BurenCredit Union Investment Services state registeredWells Fargo Advisors wirehouseOtherApr 15, 2015May 8, 2015
Eric Albert FlickCredit Union Investment Services state registeredSummit Planning Group LLC otherOtherMar 27, 2015Apr 24, 2015
Jason Robert HarmonCredit Union Investment Services state registeredKestra Advisory Services, LLC otherOtherDec 31, 2014Mar 23, 2017 (813 d)
Kevin Christopher RenzCredit Union Investment Services state registeredWells Fargo Advisors wirehouseOtherNov 25, 2013Dec 12, 2013
Dustin Alan JonesCredit Union Investment Services state registeredFortune 360 Group LLC independent RIAOtherNov 25, 2013Jul 12, 2018 (1690 d)
Justin Robert BaasCredit Union Investment Services state registeredDixon Hughes Goodman Wealth Advisors LLC otherOtherAug 23, 2013Sep 3, 2013
Laura Leigh SimpsonCredit Union Investment Services state registeredAdvisor Resource Council otherOtherAug 12, 2013Feb 13, 2015 (550 d)
Henry Nicholson BarringerCredit Union Investment Services state registeredAlpha Financial Advisors, LLC otherOtherJul 29, 2013Oct 7, 2013 (70 d)
Laura Kaye CookCredit Union Investment Services state registeredRaymond James & Associates, Inc. national BDOtherOct 22, 2012Aug 7, 2013 (289 d)
Daniel Calhoun JohnsonCredit Union Investment Services state registeredParsec Financial otherOtherJul 17, 2012Aug 19, 2013 (398 d)
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62 moves match.