DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Modera Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Steven CorteseModera Wealth Management, LLC independent RIAModern Wealth Management, LLC independent RIARIA to RIAJun 10, 2026Jul 7, 2026
Alishia Arezou DuboisModera Wealth Management, LLC independent RIAStrathmore Capital Advisors independent RIARIA to RIAApr 24, 2026Aug 23, 2026 (121 d)
James SerranoModera Wealth Management, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankApr 2, 2026Aug 24, 2026 (144 d)
Jessie Marie GoodwinModera Wealth Management, LLC independent RIAJoel Adams And Associates Inc. independent RIARIA to RIAFeb 6, 2026Feb 26, 2026
Erica Rohlfing LyallModera Wealth Management, LLC independent RIAStrategic Advisory Partners independent RIARIA to RIAOct 13, 2025Oct 14, 2025
Keith George AndreasenModera Wealth Management, LLC independent RIALido independent RIARIA to RIAOct 9, 2025Oct 17, 2025
Will Emerick BennerModera Wealth Management, LLC independent RIAFocus Partners Wealth, LLC independent RIARIA to RIASep 29, 2025Nov 4, 2025 (36 d)
Samer EshmawyModera Wealth Management, LLC independent RIAAzzad Asset Management, Inc. independent RIARIA to RIASep 22, 2025Dec 16, 2025 (85 d)
Bradley Nelson BurkModera Wealth Management, LLC independent RIASmith Salley Wealth Management independent RIARIA to RIASep 22, 2025Sep 25, 2025
Joseph Lewis PowandaModera Wealth Management, LLC independent RIARange Advisory, LLC independent RIARIA to RIASep 5, 2025Sep 11, 2025
Hilary Angela DanielModera Wealth Management, LLC independent RIAMotley Fool Wealth Management, LLC independent RIARIA to RIASep 2, 2025Sep 29, 2025
Feraud Dodard CalixteModera Wealth Management, LLC independent RIAFortitude Financial Planning LLC state registeredRIA to a state-registered adviserMar 12, 2025Jul 1, 2025 (111 d)
Michael Joseph StarkelModera Wealth Management, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 24, 2025Feb 4, 2025
Mark Anthony RioboliModera Wealth Management, LLC independent RIAWebster Street Investment Advisors LLC independent RIARIA to RIADec 9, 2024Feb 5, 2025 (58 d)
Zachary Michael PalmerModera Wealth Management, LLC independent RIAArk Royal Wealth Management LLC independent RIARIA to RIAMar 6, 2024Mar 7, 2024
Lori Katherine PilonModera Wealth Management, LLC independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 21, 2023Oct 26, 2023 (97 d)
Edmund Breen ClaphamModera Wealth Management, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankMay 17, 2023Jan 30, 2025 (624 d)
Savas Nick ConstantinouModera Wealth Management, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 31, 2023May 9, 2023 (98 d)
Bradley Smith HiltonModera Wealth Management, LLC independent RIASonas Financial Planning state registeredRIA to a state-registered adviserMay 16, 2022May 11, 2022
Patrick Dominic MelvinModera Wealth Management, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2022Mar 15, 2022 (33 d)
Meghan Elizabeth DwyerModera Wealth Management, LLC independent RIASingle Point Partners independent RIARIA to RIAFeb 5, 2021Mar 16, 2021 (39 d)
John Gregory FolignoModera Wealth Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJan 20, 2021Apr 29, 2021 (99 d)
Robert Spencer HockettModera Wealth Management, LLC independent RIADomus Advisors LLC unclassifiedOtherNov 2, 2020Sep 10, 2025 (1773 d)
Matthew StackModera Wealth Management, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJan 27, 2020Jan 21, 2022 (725 d)
Brandy Kilgore WrightModera Wealth Management, LLC independent RIABlake Financial Counsel, LLC state registeredRIA to a state-registered adviserJul 31, 2019Jul 24, 2019
Lucy Goins BloughModera Wealth Management, LLC independent RIAFacet independent RIARIA to RIAMay 7, 2019Jul 1, 2021 (786 d)
Janice A McgunnigleModera Wealth Management, LLC independent RIAAlpha Financial Advisors, LLC independent RIARIA to RIAApr 12, 2019Jun 20, 2019 (69 d)
Melissa Kemper BeachModera Wealth Management, LLC independent RIARedwood Wealth Management, LLC independent RIARIA to RIAJul 31, 2018Oct 1, 2018 (62 d)
Lisa Ann ManzolilloModera Wealth Management, LLC independent RIASimon Quick Advisors, LLC independent RIARIA to RIAJun 15, 2018Aug 2, 2018 (48 d)
Gregory Nmn PlechnerModera Wealth Management, LLC independent RIAGreenspring Advisors, LLC otherOtherMay 4, 2018May 10, 2018
Brian Francis SheahenModera Wealth Management, LLC otherHudson Oak Wealth Advisory LLC independent RIAOtherFeb 20, 2018Feb 7, 2019 (352 d)
Mollie SebakModera Wealth Management, LLC otherTriad Financial Advisors, Inc. otherOtherNov 20, 2017Jan 2, 2018 (43 d)
Philip Clayton LeeModera Wealth Management, LLC otherFinancially In Tune independent RIAOtherJul 15, 2016Feb 17, 2017 (217 d)
Michael Joseph TringaliModera Wealth Management, LLC otherFee-Only Financial Advisors, LLC state registeredOtherJul 6, 2016Mar 29, 2018 (631 d)
Tiffani Linn TitaModera Wealth Management, LLC otherAmeriprise Financial Services, LLC national BDOtherSep 24, 2015Oct 29, 2015 (35 d)
Annrose Nmn IsaacModera Wealth Management, LLC otherWade Financial Advisory, Inc. independent RIAOtherApr 23, 2015Jan 28, 2017 (646 d)
Margaret C ReinfriedModera Wealth Management, LLC otherH.M. Payson otherOtherJan 2, 2015Dec 9, 2014
Nicole Cannone WegmanModera Wealth Management, LLC otherUBS Financial Services Inc. wirehouseOtherOct 25, 2013Oct 29, 2013
Emily Ryan DesimoneModera Wealth Management, LLC otherStrategic Advisers LLC national BDOtherMay 9, 2011Apr 13, 2015 (1435 d)
Mary M EvansModera Wealth Management, LLC otherTfc Financial Management Inc otherOtherApr 25, 2011Mar 10, 2014 (1050 d)
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40 moves match.