DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Isc Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Becca Leigh BristerCharles Schwab & Co., Inc. national BDIsc Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 13, 2026Jun 29, 2026
Sanjay ToliaMarine Layer Wealth unclassifiedIsc Advisors, Inc. mixed wealthOtherMar 26, 2025Jun 9, 2025 (75 d)
Jeffrey Scott BroaddusMma Securities LLC no RAUMIsc Advisors, Inc. independent RIAOtherOct 12, 2023Oct 11, 2023
Sharon Elaine BerryFrost Investment Services BD affiliatedIsc Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 3, 2021Dec 7, 2021
Clive Edward BlowersWells Fargo Advisors wirehouseIsc Advisors, Inc. mixed wealthWirehouse to independent RIAJul 29, 2021Jul 23, 2021
Billy Floyd SimsBrazos Securities, Inc. unclassifiedIsc Advisors, Inc. mixed wealthOtherDec 31, 2019Jul 1, 2019
Frank Ernest WilsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIsc Advisors, Inc. otherOtherNov 3, 2017Nov 29, 2017
Gentry Parks MooreLawing Financial Inc otherIsc Advisors, Inc. otherOtherJun 14, 2017Jun 12, 2017
Mark David KefferAmeriprise Financial Services, LLC national BDIsc Advisors, Inc. otherOtherMay 3, 2016May 3, 2016
Richard James BowlingMorgan Stanley wirehouseIsc Advisors, Inc. otherOtherApr 6, 2016Mar 24, 2016
Steven James SandbergOnpointe Advisory And Financial Services, LLC otherIsc Advisors, Inc. otherOtherSep 25, 2015Oct 13, 2015
Carrie Alexah StrongheartRidgeway Conger Advisory Services otherIsc Advisors, Inc. otherOtherAug 7, 2014Jul 23, 2014
Glenn Curtis MayoInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Aug 19, 2015 (596 d)
Carey Stuart RoebuckInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Apr 10, 2013
Patrick Jay StuhrInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Apr 5, 2013
Crystal ScottInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Feb 27, 2014 (58 d)
Elizabeth GrariInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013May 5, 2014 (125 d)
Robert Lane DahseInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Apr 22, 2013
Eric James BludauInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Jun 19, 2013
Melissa Anne CoxInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Apr 8, 2013
Steven Bradley GristInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Feb 27, 2014 (58 d)
Terry Lee HillInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Mar 21, 2013
Floyd Thomas BernardInstitutional Securities Corporation otherIsc Advisors, Inc. otherOtherDec 31, 2013Mar 26, 2013
Aaron Grant HolderUsaa Financial Planning Services no RAUMIsc Advisors, Inc. otherOtherAug 3, 2011May 13, 2013 (649 d)
Scott Allen HayesFetterman Investments, Inc. unclassifiedIsc Advisors, Inc. otherOtherMar 28, 2011Mar 21, 2013 (724 d)
Robert Lee MorrisonCrown Capital Securities, L.P. otherIsc Advisors, Inc. otherOtherOct 10, 2008Oct 7, 2013 (1823 d)
Kathryn Jane HuntemanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIsc Advisors, Inc. otherOtherJul 2, 2008Jan 23, 2017 (3127 d)
Daniel Thomas ProulxMomentum Independent Network Inc. otherIsc Advisors, Inc. otherOtherAug 14, 2007Sep 16, 2013 (2225 d)
Gregory Allen SaurenmanJ.P. Morgan Investment Management Inc. otherIsc Advisors, Inc. otherOtherFeb 21, 2006Nov 30, 2017 (4300 d)
Page 1 of 1
29 moves match.