DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CAPTRUST institutional | $1237B | +14% | 946 | $1.3B | 7.8% | 93% | 40 | 97 | 17 |
| LPL FINANCIAL LLC BD affiliated | $819B | +32% | 23,335 | $35.1M | 96% | 70% | 84 | 20,865 | |
| CREATIVE PLANNING independent RIA | $296B | +36% | 1,166 | $253M | 62% | 89% | 75 | 151 | 5 |
| OSAIC WEALTH, INC. BD affiliated | $235B | +17% | 8,057 | $29.1M | 97% | 50% | 71 | 5,587 | |
| COMMONWEALTH FINANCIAL NETWORK national BD | $213B | +1.4% | 2,926 | $72.7M | 95% | 54% | 122 | 1,434 | |
| HIGHTOWER ADVISORS, LLC BD affiliated | $199B | +52% | 1,045 | $190M | 90% | 88% | 60 | 133 | |
| FOCUS PARTNERS WEALTH, LLC independent RIA | $182B | +90% | 1,044 | $174M | 86% | 91% | 58 | 113 | 26 |
| CORIENT independent RIA | $165B | +15% | 659 | $251M | 95% | 98% | 39 | 37 | |
| CERITY PARTNERS LLC independent RIA | $162B | +32% | 739 | $219M | 71% | 94% | 34 | 67 | 10 |
| MARINER BD affiliated | $125B | +27% | 986 | $127M | 92% | 91% | 55 | 131 | 2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC BD affiliated | $122B | +29% | 1,016 | $120M | 91% | 35% | 80 | 185 | |
| MERCER GLOBAL ADVISORS INC. independent RIA | $84B | +40% | 750 | $113M | 92% | 91% | 47 | 258 | |
| WORLD INVESTMENT ADVISORS, LLC other | $72B | +27% | 363 | $197M | 15% | 54% | 52 | 125 | |
| SAVANT WEALTH MANAGEMENT independent RIA | $56B | +71% | 399 | $139M | 88% | 68% | 58 | 66 | |
| BEACON POINTE ADVISORS, LLC independent RIA | $55B | +38% | 470 | $117M | 90% | 88% | 63 | 90 | 5 |
| MAI CAPITAL MANAGEMENT, LLC independent RIA | $52B | +76% | 306 | $170M | 66% | 81% | 51 | 30 | 33 |
| CWM, LLC BD affiliated | $51B | +50% | 661 | $76.5M | 91% | 48% | 79 | 166 | |
| EP WEALTH ADVISORS independent RIA | $45B | +27% | 335 | $135M | 93% | 41% | 59 | 36 | 1 |
| LIDO independent RIA | $43B | +46% | 318 | $134M | 90% | 96% | 41 | 46 | 22 |
| ALLWORTH FINANCIAL, L.P. BD affiliated | $34B | +34% | 318 | $106M | 96% | 78% | 91 | 36 | |
| SEQUOIA FINANCIAL GROUP, L.L.C. independent RIA | $32B | +40% | 259 | $124M | 93% | 83% | 43 | 39 | 17 |
| WAVERLY ADVISORS, LLC independent RIA | $30B | +85% | 224 | $133M | 71% | 82% | 58 | 49 | 19 |
| ARAX ADVISORY PARTNERS BD affiliated | $27B | +303% | 232 | $114M | 92% | 87% | 65 | 39 | 17 |
| SUMMIT FINANCIAL, LLC BD affiliated | $26B | +50% | 231 | $114M | 89% | 64% | 77 | 108 | |
| MERIT FINANCIAL ADVISORS BD affiliated | $24B | +126% | 283 | $84.4M | 75% | 63% | 71 | 66 | |
| FARTHER independent RIA | $16B | +172% | 327 | $49.0M | 89% | 74% | 45 | 8 | |
| CW ADVISORS, LLC independent RIA | $15B | +64% | 97 | $157M | 95% | 90% | 66 | 25 | 4 |
| ALPHACORE CAPITAL LLC independent RIA | $13B | +201% | 65 | $199M | 96% | 93% | 61 | 31 | |
| HUB INVESTMENT PARTNERS, LLC independent RIA | $12B | +32% | 117 | $102M | 61% | 75% | 47 | 29 | |
| APOLLON WEALTH MANAGEMENT, LLC independent RIA | $12B | +50% | 143 | $80.9M | 96% | 83% | 58 | 52 | |
| APELLA WEALTH independent RIA | $11B | +107% | 92 | $120M | 95% | 90% | 88 | 38 | |
| MODERN WEALTH MANAGEMENT, LLC independent RIA | $11B | +77% | 159 | $68.6M | 88% | 66% | 72 | 23 | |
| F L PUTNAM INVESTMENT MANAGEMENT CO. independent RIA | $9.7B | +26% | 78 | $125M | 78% | 93% | 36 | 15 | |
| BLUESPRING WEALTH MANAGEMENT, LLC independent RIA | $5.4B | +10% | 46 | $118M | 92% | 82% | 69 | 8 | |
| COASTAL BRIDGE ADVISORS independent RIA | $5.0B | +9.3% | 40 | $126M | 88% | 87% | 46 | 11 |
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35 practices match (Consolidator). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.