DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Blackridge Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard A Fertig | Blackridge Asset Management, LLC independent RIA | Blue Monarch Financial Inc. state registered | RIA to a state-registered adviser | Sep 9, 2026 | Sep 8, 2026 |
| Jason Allen Stewart | Blackridge Asset Management, LLC independent RIA | Independent Solutions Wealth Management, LLC independent RIA | RIA to RIA | Sep 4, 2026 | Dec 18, 2025 |
| James Anthony Cook | Blackridge Asset Management, LLC BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2026 | Jun 18, 2026 (36 d) |
| Brittney A Broich | Blackridge Asset Management, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2026 | Jan 29, 2026 |
| Abbey Gwin | Blackridge Asset Management, LLC BD affiliated | Countryside Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 2, 2025 | Aug 5, 2025 |
| Trevor Cahill | Blackridge Asset Management, LLC BD affiliated | Countryside Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 2, 2025 | Aug 5, 2025 |
| Patrick D Sheelar | Blackridge Asset Management, LLC BD affiliated | Countryside Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 2, 2025 | Aug 5, 2025 |
| Ricardo Eduardo Harmsen | Blackridge Asset Management, LLC BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Feb 28, 2025 |
| Stephen Francis Grisko | Blackridge Asset Management, LLC BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 24, 2025 |
| Rohn Harrison Pierce | Blackridge Asset Management, LLC BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Jan 8, 2025 |
| Michael Richard Shaver | Blackridge Asset Management, LLC BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Jan 6, 2025 |
| Ronald J Waskow | Blackridge Asset Management, LLC BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Jan 6, 2025 |
| Jeanne L Hill | Blackridge Asset Management, LLC BD affiliated | Harvest Portfolio Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 27, 2024 | Aug 20, 2024 |
| Michael Sean Primo | Blackridge Asset Management, LLC BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2024 | Aug 26, 2024 |
| Russell Owen | Blackridge Asset Management, LLC BD affiliated | Gray Lake Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 14, 2024 | Oct 30, 2024 (77 d) |
| Itziar Ramos | Blackridge Asset Management, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jan 5, 2026 (578 d) |
| Joshua Jon Perkins | Blackridge Asset Management, LLC BD affiliated | Dewitt And Dunn Financial Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 20, 2024 | Jan 23, 2024 |
| David Jason Smith | Blackridge Asset Management, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Dec 5, 2024 (394 d) |
| Gianna Mary Campo | Blackridge Asset Management, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2023 | Mar 3, 2025 (508 d) |
| Joseph Henry Lux | Blackridge Asset Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Aug 7, 2024 (306 d) |
| Norman Stanley Batansky | Blackridge Asset Management, LLC BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Jan 1, 2026 (818 d) |
| Theodore Edward Greggis | Blackridge Asset Management, LLC BD affiliated | Private Client Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Oct 31, 2023 (41 d) |
| William Lawrence Curry | Blackridge Asset Management, LLC BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2023 | Sep 13, 2023 |
| Russell E Gaiser | Blackridge Asset Management, LLC BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 31, 2023 |
| Michael Frederick Bien | Blackridge Asset Management, LLC BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2023 | Jun 27, 2023 |
| Anthony Szefler | Blackridge Asset Management, LLC BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Dec 16, 2022 |
| Torry Whitcher | Blackridge Asset Management, LLC BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2022 | Aug 17, 2022 |
| Scott Edward Whitten | Blackridge Asset Management, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jun 11, 2024 (712 d) |
| Adam Smith | Blackridge Asset Management, LLC BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2022 | Feb 22, 2022 |
| Richard Marc Myer | Blackridge Asset Management, LLC BD affiliated | Redwood Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 30, 2021 | Dec 10, 2021 (133 d) |
| Kyle Austin Knopp | Blackridge Asset Management, LLC BD affiliated | Hbks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2021 | Jul 23, 2021 |
| Samuel D Mayne | Blackridge Asset Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 16, 2021 | Jul 22, 2022 (493 d) |
| Terrel Alan Eisert | Blackridge Asset Management, LLC independent RIA | The Retirement Guys Formula independent RIA | RIA to RIA | Jan 15, 2021 | Nov 19, 2020 |
| Stephen Michael Polizzi | Blackridge Asset Management, LLC independent RIA | Hazard & Siegel Advisory Services LLC other | Other | Jan 6, 2020 | May 14, 2021 (494 d) |
| Conrad Metz | Blackridge Asset Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Oct 8, 2019 | Oct 11, 2019 |
| John Joseph Penna | Blackridge Asset Management, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2019 | Aug 27, 2019 |
| Alec John Witkowski | Blackridge Asset Management, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2019 | Jan 6, 2020 (137 d) |
| Kenneth Wayne Olson | Blackridge Asset Management, LLC independent RIA | Olson Wealth Management state registered | RIA to a state-registered adviser | Feb 15, 2019 | Dec 18, 2018 |
| Dominic Raymond Defreece | Blackridge Asset Management, LLC independent RIA | Verity Asset Management independent RIA | RIA to RIA | Oct 10, 2018 | Jan 2, 2020 (449 d) |
| Kenneth Michael Sullivan | Blackridge Asset Management, LLC independent RIA | The Retirement Guys Formula other | Other | Jun 4, 2018 | Oct 19, 2017 |
| Shane William Galino | Blackridge Asset Management, LLC independent RIA | The Retirement Guys Formula other | Other | Jun 4, 2018 | Oct 19, 2017 |
| Todd Thomas Rohrer | Blackridge Asset Management, LLC other | Valic Financial Advisors, Inc. other | Other | Dec 1, 2017 | Nov 13, 2017 |
| John Charles Bland | Blackridge Asset Management, LLC other | Diversified Investment Services LLC state registered | Other | May 19, 2017 | Jul 31, 2017 (73 d) |
Page 1 of 1
43 moves match.