DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthsource?
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Matthew Perry | Advize Wealth Management state registered | Wealthsource? independent RIA | Other | Feb 20, 2024 | Mar 7, 2022 |
| Jeffrey Craig Brown | Trajan Wealth, L.L.C. independent RIA | Wealthsource? independent RIA | RIA to RIA | Aug 23, 2023 | Sep 19, 2023 |
| Aaron Michael Buemi | Securities America Advisors, Inc. BD affiliated | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2022 | Dec 2, 2022 |
| Christopher Adam Watson | On Investment Management Co BD affiliated | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2022 | Jul 29, 2022 |
| Peter Barry Wolk | Kingswood Wealth Advisors, LLC independent RIA | Wealthsource? independent RIA | RIA to RIA | Jul 28, 2022 | Jan 25, 2022 |
| Laura Gorman Chernov | United Capital Financial Advisors BD affiliated | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 5, 2022 |
| Donald Neal Bateman | Heritage Investors unclassified | Wealthsource? independent RIA | Other | Apr 22, 2022 | Mar 2, 2022 |
| Amy Lynne Ahrens | Heritage Investors unclassified | Wealthsource? independent RIA | Other | Apr 22, 2022 | Jan 6, 2022 |
| Paul David Guerra | Southport Capital independent RIA | Wealthsource? independent RIA | RIA to RIA | Nov 16, 2021 | Sep 12, 2021 |
| Bruce Alan Dipietro | Southport Capital independent RIA | Wealthsource? independent RIA | RIA to RIA | Nov 16, 2021 | Sep 12, 2021 |
| Amanda Jo Whitlock | Feic Financial Inc. other | Wealthsource? independent RIA | Other | Oct 25, 2021 | Aug 12, 2021 |
| Graham Colin Marshall | Raymond James & Associates, Inc. national BD | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Jul 1, 2021 |
| Michael Patrick Brewer | Surepath Wealth Management unclassified | Wealthsource? independent RIA | Other | May 7, 2021 | May 3, 2021 |
| Robert Jerry Gavlak | Surepath Wealth Management unclassified | Wealthsource? independent RIA | Other | May 7, 2021 | Mar 5, 2021 |
| Timothy Jefferson Power | Surepath Wealth Management unclassified | Wealthsource? independent RIA | Other | Apr 21, 2021 | Mar 5, 2021 |
| Nicholas Willard Rostykus | Surepath Wealth Management unclassified | Wealthsource? independent RIA | Other | Apr 19, 2021 | Mar 5, 2021 |
| Renee Ann Johnson | Morgan Stanley wirehouse | Wealthsource? independent RIA | Wirehouse to independent RIA | Apr 6, 2021 | Aug 16, 2021 (132 d) |
| Zachary Scott Leedom | Surepath Wealth Management unclassified | Wealthsource? independent RIA | Other | Mar 30, 2021 | Mar 5, 2021 |
| David Richard French | Surepath Wealth Management unclassified | Wealthsource? independent RIA | Other | Mar 30, 2021 | Jan 26, 2021 |
| Jeffrey Christopher Brewer | Surepath Wealth Management unclassified | Wealthsource? independent RIA | Other | Mar 29, 2021 | May 4, 2021 (36 d) |
| David Eric Baysinger | Frontier Wealth Management, LLC independent RIA | Wealthsource? independent RIA | RIA to RIA | Jan 15, 2021 | Jan 15, 2021 |
| Kelly Michael Elsensohn | Frontier Wealth Management, LLC independent RIA | Wealthsource? independent RIA | RIA to RIA | Jan 15, 2021 | Jan 15, 2021 |
| John Bernard Mcmanus | Edward Jones national BD | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2020 | Jan 7, 2021 |
| Dante Anthony Smith | American Financial Network Advisory Services, LLC independent RIA | Wealthsource? independent RIA | RIA to RIA | Apr 6, 2020 | Jul 18, 2019 |
| Steven Ira Levin | American Financial Network Advisory Services, LLC independent RIA | Wealthsource? independent RIA | RIA to RIA | Jan 2, 2020 | Aug 20, 2021 (596 d) |
| Carl Joseph Cuddy Ermelbauer | American Financial Network Advisory Services, LLC independent RIA | Wealthsource? independent RIA | RIA to RIA | Nov 22, 2019 | Dec 17, 2019 |
| Jason Daniel Zivich | J.P. Morgan Securities LLC wirehouse | Wealthsource? independent RIA | Wirehouse to independent RIA | Nov 1, 2019 | Oct 14, 2019 |
| David Robert Seufer | Fidelity Personal And Workplace Advisors BD affiliated | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2019 | Sep 30, 2019 (68 d) |
| Robb Patton Parsons | United Capital Financial Advisors independent RIA | Wealthsource? independent RIA | RIA to RIA | Mar 5, 2019 | Jan 25, 2019 |
| Christopher Maxime Shea | Catametrics Management, LLC other | Wealthsource? independent RIA | Other | Dec 31, 2018 | Jun 10, 2019 (161 d) |
| Angela Marie Johnson | Wells Fargo Advisors wirehouse | Wealthsource? independent RIA | Wirehouse to independent RIA | Nov 26, 2018 | Aug 26, 2021 (1004 d) |
| Lisa Marie Isaacson | Elderado Financial, Inc other | Wealthsource? independent RIA | Other | Nov 2, 2018 | Apr 5, 2022 (1250 d) |
| Andrew Davis | Steelpeak Wealth, LLC independent RIA | Wealthsource? independent RIA | RIA to RIA | Aug 1, 2018 | Jul 16, 2018 |
| Navy March Klomsue | Ameriprise Financial Services, LLC national BD | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2018 | Aug 13, 2018 (49 d) |
| Alan David Goodman | Chrome Asset Management unclassified | Wealthsource? independent RIA | Other | May 4, 2018 | May 7, 2018 |
| Eugene Nathan Gordon | Morgan Stanley wirehouse | Wealthsource? independent RIA | Wirehouse to independent RIA | Feb 23, 2018 | Feb 23, 2018 |
| Evan Crook Barrett | Equitable Advisors, LLC national BD | Wealthsource? other | Other | Jan 5, 2018 | Jan 9, 2018 |
| Victor Troy Guettlein | Blueprint Financial Services, Inc. unclassified | Wealthsource? other | Other | Dec 31, 2017 | Aug 1, 2017 |
| Brent Edmund Mcgibbon | Mcgibbon Asset Management unclassified | Wealthsource? no RAUM | Other | Dec 6, 2017 | Mar 15, 2016 |
| Kevin Charles Swanson | Vellum Financial, LLC other | Wealthsource? no RAUM | Other | Dec 1, 2017 | Mar 24, 2016 |
| Daniel John Rohr | Vellum Financial, LLC other | Wealthsource? other | Other | Dec 1, 2017 | May 19, 2016 |
| Davee Nobuyoshi Hazama | Newcastle Financial Advisors unclassified | Wealthsource? other | Other | Sep 22, 2017 | Sep 21, 2017 |
| Paul William Sponseller | Raymond James & Associates, Inc. national BD | Wealthsource? other | Other | Feb 21, 2017 | Sep 29, 2017 (220 d) |
| Jacqueline Barbara Yapp | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Dec 15, 2016 | Mar 21, 2016 |
| Jeffrey Alan Murray | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Dec 15, 2016 | Mar 14, 2016 |
| Barbara Alison Traylor Smith | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Dec 15, 2016 | Apr 1, 2016 |
| Christopher Andre Benson | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Dec 15, 2016 | Mar 17, 2016 |
| Travis Lee Cook | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Dec 15, 2016 | Mar 24, 2016 |
| Bryan David Cannon | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Dec 15, 2016 | Mar 18, 2016 |
| Mark Andrew Teerlinck | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Dec 15, 2016 | Mar 10, 2016 |
| Michael Patrick Hartman | Reilly Financial Advisors other | Wealthsource? other | Other | Dec 15, 2016 | Feb 21, 2017 (68 d) |
| Patrick Edward Huey | Raymond James Financial Services Advisors, Inc other | Wealthsource? other | Other | Nov 28, 2016 | Dec 15, 2016 |
| Lane Mark Weintraub | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Oct 31, 2016 | Mar 29, 2016 |
| Mark Peter Malek | Vellum Financial, LLC other | Wealthsource? no RAUM | Other | Sep 23, 2016 | Feb 26, 2016 |
| Eric Jonathan Linser | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Jul 15, 2016 | Mar 3, 2016 |
| Richard Montgomery Patrick | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Jul 15, 2016 | Mar 16, 2016 |
| Amy Elizabeth Melander | A.M. Financial unclassified | Wealthsource? no RAUM | Other | Jul 15, 2016 | Feb 19, 2016 |
| Jimmy Gonzalez | Avant-Garde Advisors LLC other | Wealthsource? no RAUM | Other | Jun 30, 2016 | Mar 29, 2016 |
| Esteban Hernandez | Bb&T Securities, LLC other | Wealthsource? no RAUM | Other | Mar 24, 2016 | Apr 27, 2016 (34 d) |
| Wesley Ray Brown | Wells Fargo Advisors wirehouse | Wealthsource? no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 16, 2016 | Mar 3, 2016 |
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62 moves match.