DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthsource?
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Craig Brown | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 9, 2024 |
| Kevin Charles Swanson | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 24, 2024 |
| Christopher Andre Benson | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 9, 2024 |
| Graham Colin Marshall | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 24, 2024 |
| Davee Nobuyoshi Hazama | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 16, 2024 |
| Wesley Ray Brown | Wealthsource? independent RIA | Vellum Financial, LLC other | Other | Oct 26, 2024 | Sep 21, 2016 |
| Donald Neal Bateman | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 9, 2024 |
| Bryan David Cannon | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Feb 8, 2024 |
| Amy Elizabeth Melander | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 5, 2024 |
| Eugene Nathan Gordon | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 12, 2024 |
| Nicholas Willard Rostykus | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 23, 2024 |
| Andrew Davis | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 9, 2024 |
| Christopher Adam Watson | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 6, 2024 |
| Daniel John Rohr | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jul 1, 2024 |
| Zachary Scott Leedom | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 5, 2024 |
| Amanda Jo Whitlock | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 23, 2024 |
| Amy Lynne Ahrens | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 9, 2024 |
| Aaron Michael Buemi | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 10, 2024 |
| Andrew Mason Dintaman | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 17, 2024 |
| Valerie Dale King | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 8, 2024 |
| Peter Barry Wolk | Wealthsource? independent RIA | Onedigital institutional | Other | Oct 26, 2024 | Jan 16, 2024 |
| Jason Daniel Zivich | Wealthsource? independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 27, 2024 | May 8, 2024 |
| Jeffrey Alan Murray | Wealthsource? independent RIA | Tucker Asset Management LLC independent RIA | RIA to RIA | Jun 7, 2024 | Feb 20, 2024 |
| Christopher Maxime Shea | Wealthsource? independent RIA | Wealthplan Investment Management LLC independent RIA | RIA to RIA | Jun 7, 2024 | Oct 15, 2024 (130 d) |
| David Eric Baysinger | Wealthsource? independent RIA | Crusonia Wealth Advisors LLC no RAUM | RIA to a newly registered adviser | Jun 7, 2024 | Mar 13, 2024 |
| Timothy Jefferson Power | Wealthsource? independent RIA | Balance Wealth independent RIA | RIA to RIA | Jun 7, 2024 | Mar 15, 2024 |
| Lisa Marie Isaacson | Wealthsource? independent RIA | Canyon Creek Investment Advisors state registered | RIA to a state-registered adviser | Jun 7, 2024 | May 15, 2024 |
| Laura Gorman Chernov | Wealthsource? independent RIA | Balanced Financial Advisors state registered | RIA to a state-registered adviser | Jun 6, 2024 | Jan 7, 2026 (580 d) |
| Kelly Michael Elsensohn | Wealthsource? independent RIA | Crusonia Wealth Advisors LLC no RAUM | RIA to a newly registered adviser | Jun 6, 2024 | Mar 13, 2024 |
| Robert Jerry Gavlak | Wealthsource? independent RIA | Balance Wealth independent RIA | RIA to RIA | Jun 6, 2024 | Mar 14, 2024 |
| Nicholas Carter Gookin | Wealthsource? independent RIA | Onedigital institutional | Other | Jun 6, 2024 | Jan 16, 2024 |
| Angela Marie Johnson | Wealthsource? independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Apr 4, 2024 | Feb 16, 2024 |
| Dante Anthony Smith | Wealthsource? independent RIA | Onedigital institutional | Other | Apr 4, 2024 | Jan 5, 2024 |
| Nicolaus David Barth Hansen | Wealthsource? independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Apr 4, 2024 | Feb 16, 2024 |
| Michael Patrick Brewer | Wealthsource? independent RIA | Wealthplan Investment Management LLC independent RIA | RIA to RIA | Jan 9, 2024 | Jan 3, 2024 |
| Alan David Goodman | Wealthsource? independent RIA | Maia Wealth independent RIA | RIA to RIA | Jan 9, 2024 | Dec 5, 2023 |
| Steven Ira Levin | Wealthsource? independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2023 | Oct 6, 2023 |
| Carl Joseph Cuddy Ermelbauer | Wealthsource? independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2023 | Oct 6, 2023 |
| Jeffrey Christopher Brewer | Wealthsource? independent RIA | Choreo, LLC independent RIA | RIA to RIA | Oct 2, 2023 | Feb 14, 2024 (135 d) |
| Renee Ann Johnson | Wealthsource? independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Mar 8, 2023 | Mar 20, 2023 |
| Paul David Guerra | Wealthsource? independent RIA | Brookshire Wealth Management unclassified | Other | Nov 30, 2022 | Sep 13, 2022 |
| Bruce Alan Dipietro | Wealthsource? independent RIA | Brookshire Wealth Management unclassified | Other | Nov 30, 2022 | Sep 13, 2022 |
| David Robert Seufer | Wealthsource? independent RIA | Gravitas Wealth Planning unclassified | Other | Nov 30, 2022 | Apr 13, 2023 (134 d) |
| Jacqueline Barbara Yapp | Wealthsource? independent RIA | Siebert Advisornxt, LLC. independent RIA | RIA to RIA | Jul 31, 2022 | Jul 22, 2022 |
| John Bernard Mcmanus | Wealthsource? independent RIA | Sowell Management independent RIA | RIA to RIA | May 31, 2022 | Feb 24, 2022 |
| David Richard French | Wealthsource? independent RIA | French Family Office, LLC state registered | RIA to a state-registered adviser | Apr 7, 2022 | Jun 1, 2022 (55 d) |
| Edward Matthew Perry | Wealthsource? independent RIA | Lifepoint Planning independent RIA | RIA to RIA | Mar 28, 2022 | Jan 1, 2025 (1010 d) |
| Mark Andrew Teerlinck | Wealthsource? independent RIA | Elite Wealth Management state registered | RIA to a state-registered adviser | Dec 15, 2021 | Mar 5, 2020 |
| Robb Patton Parsons | Wealthsource? independent RIA | Rosecap Investment Advisors, LLC independent RIA | RIA to RIA | Sep 2, 2021 | Sep 16, 2021 |
| Navy March Klomsue | Wealthsource? independent RIA | Financial Equations Advisors, Inc. state registered | RIA to a state-registered adviser | Aug 31, 2020 | Aug 18, 2020 |
| Patrick Edward Huey | Wealthsource? independent RIA | Dynamic independent RIA | RIA to RIA | Apr 16, 2020 | Mar 13, 2020 |
| Evan Crook Barrett | Wealthsource? independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2020 | Jan 2, 2020 |
| Paul William Sponseller | Wealthsource? independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2020 | Jan 27, 2025 (1852 d) |
| Barbara Alison Traylor Smith | Wealthsource? independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Dec 6, 2019 | Jan 7, 2020 (32 d) |
| Victor Troy Guettlein | Wealthsource? independent RIA | Blueprint Financial Services state registered | RIA to a state-registered adviser | Sep 27, 2019 | May 17, 2019 |
| Travis Lee Cook | Wealthsource? independent RIA | Ridgeline Asset Management, LLC state registered | RIA to a state-registered adviser | Jun 27, 2019 | Dec 3, 2018 |
| Ryan L Morelli | Wealthsource? independent RIA | Educated Solutions state registered | RIA to a state-registered adviser | May 2, 2019 | May 7, 2020 (371 d) |
| Michael Patrick Hartman | Wealthsource? independent RIA | Kaye Capital Management other | Other | Feb 22, 2018 | Jan 9, 2018 |
| Esteban Hernandez | Wealthsource? other | Measured Strategies LLC state registered | Other | Mar 27, 2017 | Aug 22, 2017 (148 d) |
| Lane Mark Weintraub | Wealthsource? other | Prima Wealth state registered | Other | Oct 31, 2016 | Sep 16, 2016 |
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66 moves match.