DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Morangie Management LLC CRD 332949 | Vero Beach, FL | independent RIA | $706M | 90% | 0 | Not computed | 1 | 2 |
| Skinner, Copper & Ehmen Wealth Management, LLC CRD 159255 | Springfield, IL | independent RIA | $706M | 89% | 6 | $118M | 0 | 0 |
| Bond & Devick Wealth Partners CRD 283682 | Saint Louis Park, MN | independent RIA | $706M | 98% | 9 | $78.4M | 0 | 0 |
| B••••••• F• E•••••• W••••• M••••••••• L•• CRD 297750 | St. Louis, MO | independent RIA | $705M | 97% | 6 | $118M | 4 | 0 |
| R•••••• A•••• M••••••••• CRD 154209 | Montreal, Quebec, | independent RIA | $705M | 94% | 1 | $705M | 1 | 0 |
| R••••••••• W••••• P•••••••• L•• CRD 311984 | San Rafael, CA | independent RIA | $705M | 100% | 2 | $353M | 1 | 0 |
| H••••• F••••••• F•••••••• I•• CRD 109563 | Carmel, IN | independent RIA | $705M | 99% | 8 | $88.1M | 0 | 1 |
| S••••••••• W•••••• L•• CRD 315843 | Lehi, UT | independent RIA | $704M | 100% | 8 | $88.0M | 0 | 0 |
| B••• W••••• W••••• S•••••••• CRD 282792 | Birmingham, AL | independent RIA | $704M | 99% | 10 | $70.4M | 6 | 0 |
| W•••••• C•••••• M••••••••• L•• CRD 116593 | Phoenix, AZ | independent RIA | $703M | 89% | 6 | $117M | 3 | 0 |
| S•••••••• I••••••••• A••••••• G••••• L•• CRD 146132 | Corona, CA | independent RIA | $702M | 98% | 9 | $78.0M | 5 | 0 |
| C••• W••••• A•••••••• I••• CRD 174386 | Lakeland, FL | independent RIA | $702M | 100% | 11 | $63.8M | 0 | 0 |
| C••••••••• I••••••••• M••••••••• I••• CRD 109767 | Norwell, MA | independent RIA | $702M | 72% | 5 | $140M | 0 | 2 |
| P••••• F•••••••• CRD 144469 | Portland, OR | mixed wealth | $702M | 22% | 9 | $78.0M | 0 | 0 |
| H•••••• C•••••• A•••••••• L•• CRD 157266 | Tysons Corner, VA | independent RIA | $701M | 100% | 4 | $175M | 0 | 2 |
| R•• F••••• W••••• A•••••••• L•• CRD 158528 | Burlington, MA | independent RIA | $701M | 91% | 13 | $53.9M | 4 | 0 |
| 3•• F•••••••• CRD 168600 | Wayzata, MN | independent RIA | $701M | 88% | 10 | $70.1M | 2 | 0 |
| L••••••••• F•••••••• A•••••••• L•• CRD 114431 | El Paso, TX | independent RIA | $700M | 77% | 12 | $58.4M | 0 | 0 |
| K•• I••••••••• L•• CRD 337465 | Seal Beach, CA | independent RIA | $700M | 100% | 4 | $175M | 0 | 0 |
| H•• W••••• M••••••••• CRD 105039 | West Hartford, CT | independent RIA | $700M | 70% | 7 | $99.9M | 0 | 0 |
| T•• R••••••••• S••••••• L•• CRD 148106 | Redmond, WA | independent RIA | $699M | 100% | 17 | $41.1M | 4 | 0 |
| I•• A••••••• L•• CRD 305492 | Easton, PA | independent RIA | $699M | 98% | 8 | $87.4M | 3 | 0 |
| T••••• W••••• P•••••••• L•• CRD 285349 | Irvine, CA | independent RIA | $699M | 96% | 10 | $69.9M | 0 | 0 |
| B•••••••• F•••••••• M••••••••• L•• CRD 143550 | Wauwatosa, WI | independent RIA | $699M | 100% | 6 | $117M | 0 | 0 |
| A••••••• W••••• M••••••••• L•• CRD 108525 | Lake Bluff, IL | independent RIA | $699M | 100% | 2 | $350M | 0 | 0 |
| G••• F•• W••••• A•••••••• L•• CRD 307172 | Rockland, DE | independent RIA | $699M | 79% | 11 | $63.5M | 0 | 0 |
| H••••••• W•••••• L•• CRD 289462 | Los Angeles, CA | independent RIA | $698M | 99% | 3 | $233M | 0 | 0 |
| D••••••• G••••• I••• CRD 110557 | Fort Worth, TX | independent RIA | $696M | 94% | 6 | $116M | 0 | 2 |
| L• I••••••••• M••••••••• L•• CRD 306615 | Dallas, TX | mixed wealth | $696M | 30% | 0 | Not computed | 0 | 0 |
| M•••••• I••••••••• P•••••••• L•• CRD 284919 | Coral Gables, FL | independent RIA | $696M | 100% | 5 | $139M | 1 | 0 |
| C•••••• C•••••• C••••••••• CRD 112323 | Braintree, MA | independent RIA | $695M | 98% | 11 | $63.2M | 2 | 0 |
| D•••• C•••••• A•••••••• L•• CRD 142788 | Lincolnshire, IL | independent RIA | $695M | 100% | 1 | $695M | 2 | 0 |
| W•••••• S•••••••• A••••••• L•• CRD 305692 | New York, NY | independent RIA | $695M | 98% | 0 | Not computed | 0 | 6 |
| M•••••• W••••• M••••••••• CRD 288215 | independent RIA | $695M | 99% | 2 | $347M | 0 | 0 | |
| P•••••• W••••• A•••••••• L•• CRD 285510 | San Diego, CA | independent RIA | $695M | 91% | 5 | $139M | 0 | 0 |
| H••• F•••• A•••••••• I••• CRD 108678 | Rochester, NY | independent RIA | $695M | 99% | 11 | $63.2M | 0 | 0 |
| W•••••• J••••• C•••••• M••••••••• I••• CRD 226535 | Bristol, CT | independent RIA | $694M | 100% | 29 | $23.9M | 27 | 0 |
| B•••• S•••• G••••• L•• CRD 286084 | Boulder, CO | independent RIA | $694M | 86% | 9 | $77.1M | 0 | 3 |
| W•• F•••••••• A•••••••• L•• CRD 285824 | Knoxville, TN | independent RIA | $694M | 65% | 15 | $46.3M | 0 | 0 |
| C•••••••• A••••••• I•• CRD 104851 | Omaha, NE | independent RIA | $694M | 51% | 4 | $173M | 0 | 0 |
| B• • A••••••••• I••• CRD 116471 | Orange, CA | independent RIA | $693M | 100% | 2 | $346M | 0 | 0 |
| S••••• W••••• CRD 299564 | Southfield, MI | independent RIA | $693M | 96% | 5 | $139M | 1 | 0 |
| C••••••• A•••• M••••••••• L•• CRD 108567 | Chester, NJ | independent RIA | $693M | 96% | 10 | $69.3M | 3 | 0 |
| E•••••• I••••••••• P•••••••• L•• CRD 128215 | Cincinnati, OH | independent RIA | $692M | 82% | 1 | $692M | 0 | 0 |
| M•••••• F•••••••• • C••• CRD 115753 | Everett, WA | independent RIA | $692M | 98% | 9 | $76.9M | 5 | 0 |
| U••• C•••••• L•• CRD 166483 | Princeton, NJ | mixed wealth | $691M | 34% | 0 | Not computed | 0 | 2 |
| L••••• C•••••• M••••••••• I••• CRD 172932 | Burbank, CA | independent RIA | $691M | 73% | 11 | $62.8M | 2 | 1 |
| B•••••••• W••••• M••••••••• L•• CRD 289743 | Miami, FL | mixed wealth | $691M | 42% | 4 | $173M | 0 | 1 |
| A••• W••••• M••••••••• •• I••••••••• I••• CRD 152104 | Coral Gables, FL | independent RIA | $691M | 89% | 3 | $230M | 0 | 0 |
| M•••••••• A•••• M••••••••• L•• CRD 310441 | Pittsburgh, PA | independent RIA | $691M | 100% | 11 | $62.8M | 5 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.