DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Linepoint Partners & Co. CRD 332598 | Los Angeles, CA | mixed wealth | $572M | 30% | 1 | $572M | 0 | 8 |
| Painted Porch Advisors LLC CRD 304375 | Santa Barbara, CA | independent RIA | $572M | 98% | 13 | $44.0M | 0 | 5 |
| Independent Investors Inc CRD 105677 | Nesconset, NY | independent RIA | $572M | 51% | 2 | $286M | 0 | 0 |
| F••••• W••• L•• CRD 126456 | Athens, GA | independent RIA | $572M | 100% | 3 | $191M | 1 | 0 |
| W••••••• I••••••••• A••••••• CRD 281742 | Mission, KS | independent RIA | $572M | 98% | 3 | $191M | 1 | 0 |
| C•••••• M•••••• I•• L•• CRD 134921 | independent RIA | $571M | 64% | 19 | $30.1M | 18 | 0 | |
| C•••• Y•••• A•••• M••••••••• CRD 104826 | Norwich, VT | independent RIA | $571M | 96% | 6 | $95.2M | 3 | 0 |
| S•••••• W••••• M••••••••• G••••• L•• CRD 169274 | Jacksonville, FL | independent RIA | $571M | 98% | 3 | $190M | 0 | 0 |
| L•••••••• A•••• M••••••••• I••• CRD 157450 | Friendswood, TX | independent RIA | $571M | 97% | 16 | $35.7M | 4 | 0 |
| T•• I••••••••• I••• CRD 284082 | San Jose, CA | independent RIA | $571M | 100% | 3 | $190M | 0 | 0 |
| B•••••••• A•••••• L•• CRD 282891 | Cincinnati, OH | independent RIA | $570M | 98% | 2 | $285M | 1 | 0 |
| T•••••••• P•••••••• L•• CRD 168865 | Chicago, IL | independent RIA | $569M | 81% | 0 | Not computed | 0 | 0 |
| P••••••• W••••• CRD 329135 | San Jose, CA | independent RIA | $569M | 94% | 9 | $63.2M | 1 | 0 |
| G•••••••• J•••• W••••• M••••••••• L•• CRD 324403 | Little Rock, AR | independent RIA | $569M | 91% | 3 | $190M | 1 | 0 |
| M••••• R••••••••• P••••••• CRD 297942 | Grimes, IA | independent RIA | $569M | 100% | 14 | $40.6M | 0 | 0 |
| A•• W••••• M••••••••• L•• CRD 155131 | Allen, TX | independent RIA | $569M | 100% | 5 | $114M | 1 | 0 |
| G••••••••• W••••• A••••••• CRD 135145 | Richardson, TX | independent RIA | $569M | 78% | 14 | $40.6M | 0 | 0 |
| F•••••• I••••••••• M••••••••• I••• CRD 126052 | South Windsor, CT | independent RIA | $569M | 52% | 3 | $190M | 4 | 0 |
| R•• A••••••• G••••• L•• CRD 152566 | Des Moines, IA | independent RIA | $568M | 98% | 24 | $23.7M | 12 | 0 |
| F•• I••••••••• C•••••• CRD 308192 | Germantown, TN | independent RIA | $568M | 51% | 11 | $51.7M | 0 | 0 |
| S••••••••• W••••• M••••••••• L•• CRD 297761 | Tulsa, OK | independent RIA | $568M | 97% | 8 | $71.0M | 0 | 0 |
| S••••••• P••••••• G••••• L•• CRD 188521 | Binghamton, NY | independent RIA | $568M | 98% | 16 | $35.5M | 2 | 0 |
| H•••••••• F•••••••• G•••• CRD 317862 | Thousand Oaks, CA | independent RIA | $568M | 100% | 5 | $114M | 1 | 0 |
| L•••••• S••••• W••••• P••••••• L•• CRD 332476 | Bethlehem, PA | independent RIA | $568M | 99% | 5 | $114M | 2 | 0 |
| M•••••• W••••• M••••••••• CRD 174907 | Hanover, NH | independent RIA | $568M | 81% | 11 | $51.6M | 2 | 0 |
| P••••••• W••••• M••••••••• L•• CRD 160052 | Rochester, NY | independent RIA | $568M | 97% | 6 | $94.6M | 2 | 0 |
| H•• W••••• A•••••••• L•• CRD 297747 | Shreveport, LA | independent RIA | $567M | 80% | 3 | $189M | 2 | 0 |
| F•••• F•••••••• G•••• CRD 318641 | Fort Lauderdale, FL | independent RIA | $567M | 94% | 5 | $113M | 1 | 0 |
| F••• CRD 325982 | San Francisco, CA | independent RIA | $567M | 96% | 8 | $70.9M | 0 | 0 |
| L••••••• A•••••••• L•• CRD 151001 | independent RIA | $567M | 87% | 67 | $8.5M | 25 | 0 | |
| D••••• W••••• M••••••••• L•• CRD 150094 | Nashville, TN | independent RIA | $566M | 99% | 7 | $80.9M | 0 | 0 |
| A••••• W••••• CRD 331100 | Westlake Village, CA | independent RIA | $566M | 97% | 3 | $189M | 0 | 0 |
| M•••••• F•••••••• G•••• L•• CRD 175288 | Overland Park, KS | independent RIA | $566M | 98% | 11 | $51.5M | 1 | 0 |
| E••••••• L•• CRD 304350 | Brooklyn, NY | independent RIA | $566M | 51% | 5 | $113M | 2 | 0 |
| F•••• K••••••• S••••••••• C••• CRD 7524 | Louisville, KY | independent RIA | $566M | 98% | 15 | $37.7M | 1 | 0 |
| A•••• W••••• A••••••• CRD 286087 | Logan, UT | independent RIA | $566M | 86% | 10 | $56.6M | 1 | 12 |
| F•••• F•••••••• I••••••••• C•••••• I•• CRD 111144 | Cleveland, OH | independent RIA | $566M | 72% | 4 | $141M | 0 | 0 |
| A•••••• W••••• M••••••••• CRD 296949 | Palm Beach Gardens, FL | independent RIA | $565M | 91% | 8 | $70.7M | 2 | 0 |
| F••••••••• • C• I•• CRD 105150 | Milwaukee, WI | independent RIA | $565M | 91% | 1 | $565M | 0 | 0 |
| J•••••• S••••• C••••••• L•• CRD 300314 | San Francisco, CA | independent RIA | $564M | 94% | 5 | $113M | 0 | 0 |
| S•••••• A•••• M••••••••• I•• CRD 107533 | New York, NY | independent RIA | $564M | 91% | 2 | $282M | 0 | 0 |
| B•••• W••••• A••••••••• L•• CRD 161261 | Bloomington, MN | independent RIA | $564M | 75% | 12 | $47.0M | 1 | 0 |
| L•• F•••••••• CRD 305002 | Bethesda, MD | independent RIA | $564M | 99% | 2 | $282M | 2 | 0 |
| T•••••• A••••••• L•• CRD 137514 | Simi Valley, CA | independent RIA | $564M | 94% | 0 | Not computed | 0 | 0 |
| D••••••• W••••• S••••••• L•• CRD 325213 | Miami, FL | independent RIA | $563M | 98% | 4 | $141M | 8 | 0 |
| P••••••• W••••• M••••••••• L•• CRD 148662 | Westlake, OH | independent RIA | $563M | 97% | 6 | $93.9M | 2 | 0 |
| D••• C•••••• U•• I••• CRD 153544 | Miami, FL | independent RIA | $563M | 73% | 2 | $282M | 0 | 0 |
| B••••••• F•• L•• CRD 292115 | B•••••••, NY | independent RIA | $563M | 100% | 15 | $37.5M | 16 | 0 |
| V••• I••••••••• M••••••••• L•• CRD 306678 | New Albany, OH | mixed wealth | $563M | 24% | 3 | $188M | 2 | 0 |
| L•••••••• F•••••••• A•••••••• L•• CRD 284842 | Mechanicsburg, PA | independent RIA | $563M | 98% | 17 | $33.1M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.