DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Pinnacle Family Advisors, LLC CRD 145628 | Springfield, MO | independent RIA | $372M | 79% | 9 | $41.3M | 1 | 0 |
| Union Strategic Advisors CRD 340640 | Blue Ash, OH | independent RIA | $372M | 100% | 3 | $124M | 0 | 0 |
| Olistico Wealth, LLC CRD 315028 | Tulsa, OK | independent RIA | $372M | 70% | 4 | $92.9M | 0 | 0 |
| G••••••••• W••••• S••••••••• L•• | Santa Monica, CA | mixed wealth | $371M | 29% | 1 | $371M | 3 | 0 |
| W•••••• P•••••• W••••• | Akron, OH | independent RIA | $371M | 89% | 2 | $186M | 2 | 0 |
| I•••••• F•••••••• G•••• | Yuma, AZ | independent RIA | $371M | 100% | 13 | $28.5M | 6 | 0 |
| C•••• D•••••••• C•• | independent RIA | $371M | 100% | 1 | $371M | 0 | 0 | |
| O•••• C•••••• M••••••••• L•• | Coronado, CA | independent RIA | $371M | 94% | 4 | $92.7M | 6 | 0 |
| R••••••••• C•••••• M••••••••• I••• | Toronto, Ontario, | mixed wealth | $371M | 22% | 0 | Not computed | 0 | 0 |
| M•••• A•••••••• I••• | York, PA | independent RIA | $371M | 96% | 9 | $41.2M | 1 | 0 |
| H••• I••••••••• M••••••••• L•• | Denver, CO | independent RIA | $371M | 100% | 2 | $185M | 0 | 0 |
| A••••• I••••••••• M••••••••• | independent RIA | $371M | 100% | 3 | $124M | 1 | 0 | |
| A•••• F•••••••• I•• | Calabasas, CA | independent RIA | $371M | 98% | 2 | $185M | 1 | 3 |
| L•••••• W••••• M••••••••• L•• | Corinth, MS | independent RIA | $371M | 97% | 4 | $92.7M | 0 | 0 |
| R••••••••• P••••••• S••••••••• I••• | Ashland, OR | independent RIA | $371M | 100% | 2 | $185M | 0 | 0 |
| R•••• F••••••••• L•• | Groveport, OH | independent RIA | $370M | 96% | 6 | $61.7M | 0 | 0 |
| C••••••• P•••••• W•••••• L•• | San Mateo, CA | independent RIA | $370M | 100% | 5 | $74.1M | 2 | 0 |
| B••••••••• A•••• M••••••••• L•• | Jupiter, FL | independent RIA | $370M | 97% | 70 | $5.3M | 60 | 0 |
| W••••••••• | Long Beach, CA | independent RIA | $370M | 98% | 3 | $123M | 5 | 0 |
| C••••• F•••••••• G••••• L•• | Windsor, CO | independent RIA | $370M | 81% | 4 | $92.5M | 1 | 0 |
| W••••• G•••• A•••••••• L•• | Berkeley, CA | independent RIA | $370M | 100% | 7 | $52.8M | 0 | 0 |
| G••••• M••••••• A•••••••• I••• | Bethesda, MD | independent RIA | $370M | 100% | 6 | $61.6M | 8 | 0 |
| I•••••••• | Holladay, UT | independent RIA | $370M | 83% | 5 | $73.9M | 0 | 0 |
| M•••• A••••••• L•• | M•••• Park, CA | independent RIA | $370M | 92% | 1 | $370M | 0 | 1 |
| M••• K••• • A••••••••• I•• | Denver, CO | independent RIA | $370M | 99% | 1 | $370M | 0 | 0 |
| O•• A••••••• P•••••••• L•• | Overland Park, KS | independent RIA | $370M | 100% | 7 | $52.8M | 0 | 0 |
| S••••••••• W••••• M••••••••• L•• | Huntington, NY | independent RIA | $369M | 93% | 2 | $185M | 0 | 0 |
| S••••••••• W••••• S•••••• L•• | Kearney, NE | independent RIA | $369M | 100% | 13 | $28.4M | 3 | 0 |
| B•••• F•••••••• G•••• L•• | Fair Lawn, NJ | independent RIA | $369M | 97% | 4 | $92.3M | 3 | 0 |
| Y••••••• C•••••• M••••••••• | Newport Beach, CA | independent RIA | $369M | 92% | 7 | $52.7M | 1 | 0 |
| I•••••••• W••••• S•••••••• L•• | Denver, CO | independent RIA | $369M | 100% | 2 | $184M | 0 | 0 |
| T••••••• C••••••• I••• | Charlotte, NC | independent RIA | $369M | 84% | 1 | $369M | 0 | 0 |
| S••• C•••••• M••••••••• L•• | independent RIA | $369M | 95% | 3 | $123M | 1 | 1 | |
| R••••••• • A••••••••• | Hudson, OH | independent RIA | $369M | 96% | 6 | $61.4M | 3 | 0 |
| G••••• P•••••• W••••• A••••••• L•• | Durant, OK | independent RIA | $369M | 100% | 8 | $46.1M | 8 | 0 |
| A••• F•••••• • S••••• L•• | Valrico, FL | independent RIA | $368M | 59% | 2 | $184M | 0 | 0 |
| P•••••••• C•••••• M••••••••• | Blue Bell, PA | independent RIA | $368M | 78% | 3 | $123M | 0 | 0 |
| P•••••••• I••••••••• A•••••••• L•• | Madison, MS | independent RIA | $368M | 89% | 3 | $123M | 1 | 0 |
| H••••••• I••••••••• A••••••• L•• | Ponte Vedra, FL | independent RIA | $368M | 94% | 10 | $36.8M | 1 | 0 |
| O•••••••• W••••• A••••••• | Fort Worth, TX | independent RIA | $368M | 98% | 9 | $40.9M | 2 | 0 |
| B•••••• W••••• M••••••••• L•• | independent RIA | $368M | 99% | 3 | $123M | 2 | 0 | |
| S••••• C•••••• M••••••••• L•• | Saint Louis, MO | independent RIA | $368M | 99% | 42 | $8.8M | 20 | 0 |
| R••••• A••••••• | Austin, TX | independent RIA | $368M | 95% | 4 | $91.9M | 0 | 0 |
| P•• I••••••••• A••••••• L•• | Salisbury, MD | independent RIA | $367M | 76% | 7 | $52.5M | 2 | 0 |
| S••••••••• F•••••••• P••••••• L•• | Lehi, UT | independent RIA | $367M | 100% | 2 | $184M | 3 | 0 |
| T••• F•••••••• G••••• I••• | Chesapeake, VA | independent RIA | $367M | 97% | 5 | $73.4M | 0 | 0 |
| I••••••••• P•••••• W••••• M••••••••• I••• | Somers, NY | mixed wealth | $367M | 40% | 12 | $30.6M | 8 | 0 |
| S••••••• F•••••••• G•••• | Phoenix, AZ | independent RIA | $367M | 100% | 10 | $36.7M | 3 | 0 |
| O••• I••••••••• M••••••••• L•• | Woodland Hills, CA | independent RIA | $367M | 89% | 5 | $73.3M | 1 | 0 |
| T• A•••• I••••••••• H••••• I••• | Madison, WI | independent RIA | $367M | 100% | 3 | $122M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.