DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Shira Ridge Wealth Management CRD 117627 | San Rafael, CA | independent RIA | $366M | 99% | 4 | $91.6M | 1 | 0 |
| M. E. Allison & Co., Inc. CRD 1047 | San Antonio, TX | BD affiliated | $366M | 83% | 11 | $33.3M | 1 | 0 |
| Sharper & Granite LLC CRD 136719 | El Segundo, CA | independent RIA | $366M | 89% | 4 | $91.6M | 1 | 0 |
| F•••••••• L••• A••••••• | San Antonio, TX | independent RIA | $366M | 97% | 7 | $52.3M | 0 | 0 |
| C••••• W••••• A••••••• L•• | Houston, TX | independent RIA | $366M | 96% | 5 | $73.3M | 5 | 0 |
| H••••• W••••• G•••• L•• | Houston, TX | independent RIA | $366M | 92% | 2 | $183M | 0 | 0 |
| R•••• O•• F•••••••• A•••••••• L•• | R•••• Oak, MI | independent RIA | $366M | 100% | 10 | $36.6M | 2 | 0 |
| N•••• C•••••• | Salt Lake City, UT | independent RIA | $366M | 73% | 11 | $33.3M | 1 | 0 |
| C•••••• W••••• M••••••••• I••• | C••••••, IL | independent RIA | $366M | 96% | 5 | $73.1M | 4 | 0 |
| I••••••••• C•••••• M••••••••• L•• | San Francisco, CA | independent RIA | $366M | 100% | 7 | $52.2M | 3 | 0 |
| A•••• P••••••• S••••••• I•• | Covington, LA | independent RIA | $366M | 97% | 2 | $183M | 0 | 0 |
| P••••••••• W••••• M••••••••• | Fargo, ND | independent RIA | $365M | 96% | 5 | $73.1M | 0 | 0 |
| T••••••• A•••• M••••••••• | Minneapolis, MN | independent RIA | $365M | 97% | 5 | $73.1M | 0 | 0 |
| B••••••• A•••• M••••••••• L•• | B•••••••, TX | independent RIA | $365M | 94% | 3 | $122M | 3 | 0 |
| R•••••• W•••••• L•• | Atlanta, GA | independent RIA | $365M | 100% | 5 | $73.0M | 0 | 0 |
| M• P••••••• C••• L•• | Vancouver, WA | independent RIA | $365M | 100% | 2 | $183M | 0 | 0 |
| K•••• W••••• A•••••••• I•• | Pasadena, CA | independent RIA | $365M | 98% | 2 | $183M | 1 | 0 |
| F•• I••••••••• A•••••••• I••• | Petaluma, CA | independent RIA | $365M | 100% | 3 | $122M | 1 | 0 |
| S•••••• W••••• L•• | St. Louis, MO | independent RIA | $365M | 99% | 2 | $182M | 0 | 1 |
| T• P•••••• W••••• | Southlake, TX | independent RIA | $364M | 100% | 4 | $91.1M | 1 | 0 |
| S•••••• W••••• M••••••••• L•• | Fort Worth, TX | independent RIA | $364M | 100% | 4 | $91.1M | 0 | 0 |
| S••••• C•••••• M••••••••• I•• | Lisle, IL | independent RIA | $364M | 88% | 2 | $182M | 0 | 0 |
| S•••••• F• | independent RIA | $364M | 100% | 3 | $121M | 2 | 0 | |
| R•••••• C•••••• M••••••••• I••• | Honolulu, HI | independent RIA | $364M | 94% | 2 | $182M | 1 | 1 |
| I•••••• W••••• P•••••••• L•• | Coral Gables, FL | independent RIA | $364M | 91% | 2 | $182M | 0 | 0 |
| C•••• C•••••• | Toledo, OH | independent RIA | $364M | 95% | 7 | $52.0M | 0 | 0 |
| H•••••• I••••••••• S•••••••• L••• | Hammond, IN | independent RIA | $364M | 91% | 7 | $52.0M | 0 | 0 |
| M•••••• W••••• M••••••••• L•• | Fort Wayne, IN | independent RIA | $364M | 100% | 22 | $16.5M | 12 | 0 |
| S••••••• F•••••••• S•••••••• I••• | Charlottesville, VA | independent RIA | $364M | 100% | 6 | $60.6M | 1 | 0 |
| D••••••••• W••••• M••••••••• L•• | Great Falls, VA | independent RIA | $363M | 100% | 4 | $90.9M | 1 | 0 |
| G••••••••• S•••• C•••••• M••••••••• L•• | Dallas, TX | independent RIA | $363M | 100% | 4 | $90.8M | 0 | 0 |
| W••••••• W••••• M••••••••• | Naperville, IL | independent RIA | $363M | 100% | 4 | $90.8M | 0 | 1 |
| C•••••••• P•••••• W••••• L•• | Boerne, TX | independent RIA | $363M | 100% | 3 | $121M | 1 | 0 |
| M••••••••• | Chesterfield, MO | independent RIA | $363M | 100% | 3 | $121M | 0 | 0 |
| L•••••• W••••• P••••••• | Dublin, OH | independent RIA | $363M | 100% | 4 | $90.7M | 1 | 0 |
| R•••••••• I••••••••• L•• | independent RIA | $363M | 60% | 5 | $72.6M | 3 | 0 | |
| D••••• A••••••• | New York, NY | independent RIA | $363M | 92% | 2 | $181M | 1 | 0 |
| P•••••• F•••••••• A••••••••• L•• | Akron, OH | independent RIA | $363M | 98% | 3 | $121M | 1 | 0 |
| M••••• W••••• A•••••••• L•• | Birmingham, MI | independent RIA | $363M | 100% | 3 | $121M | 3 | 0 |
| I••••• F•••• P•••••••• M••••••••• | Jackson, WY | independent RIA | $362M | 98% | 3 | $121M | 0 | 0 |
| S•••••••• I••••• G•••• L•• | Chandler, AZ | independent RIA | $362M | 86% | 5 | $72.5M | 1 | 2 |
| P••• F•••••••• A••••••• | Hillsboro, OR | independent RIA | $362M | 99% | 12 | $30.2M | 2 | 0 |
| B••••• W••••• M••••••••• I••• | Glastonbury, CT | independent RIA | $362M | 100% | 3 | $121M | 0 | 0 |
| B••• R•••• W••••• P••••••• | Knoxville, TN | independent RIA | $362M | 99% | 15 | $24.1M | 3 | 0 |
| M•• A••••••• G•••• | Sarasota, FL | independent RIA | $361M | 100% | 8 | $45.2M | 5 | 0 |
| U•••• S••••• G••••• W••••• M••••••••• | San Francisco, CA | mixed wealth | $361M | 32% | 1 | $361M | 0 | 2 |
| M•• F•••••••• S•••••••• L•• | Safety Harbor, FL | independent RIA | $361M | 99% | 3 | $120M | 1 | 0 |
| C•• C•••••• M••••••••• L•• | Andover, MA | independent RIA | $361M | 93% | 4 | $90.2M | 0 | 0 |
| S••••• I••••••••• M••••••••• L•• | Santa Monica, CA | independent RIA | $361M | 93% | 5 | $72.2M | 0 | 0 |
| W••••• P••••••• G•••• | Baltimore, MD | independent RIA | $361M | 77% | 4 | $90.2M | 0 | 1 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.