DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Kraematon Investment Advisors, Inc. CRD 126869 | Braintree, MA | independent RIA | $202M | 99% | 1 | $202M | 0 | 0 |
| Fulham & Co CRD 158374 | Wellesley, MA | asset manager | $200M | 0.0% | 0 | n/a | 1 | 8 |
| Genesis Wealth Advisors, LLC CRD 158388 | Braintree, MA | independent RIA | $200M | 97% | 6 | $33.3M | 1 | 0 |
| W• C••••••••• I••••••••• I••• CRD 119725 | Duxbury, MA | independent RIA | $200M | 98% | 4 | $50.0M | 0 | 0 |
| S••••••• F•••••••• S••••••• CRD 128688 | Acton, MA | independent RIA | $199M | 100% | 2 | $99.6M | 0 | 0 |
| T•• M••••••••• L•• CRD 312132 | Somerville, MA | asset manager | $198M | 0.0% | 0 | n/a | 1 | 2 |
| C••••••• G••••••• F••••••••• L•• CRD 172612 | North Attleboro, MA | independent RIA | $198M | 98% | 1 | $198M | 0 | 0 |
| C•••••••• W••••• M••••••••• L•• CRD 164278 | Concord, MA | independent RIA | $197M | 79% | 2 | $98.6M | 1 | 0 |
| C•••••••• C••• C•• A•••••••• L•• CRD 133301 | Sandwich, MA | independent RIA | $195M | 100% | 1 | $195M | 0 | 0 |
| I••••••••• A••••••• G•••• CRD 146618 | Lexington, MA | independent RIA | $194M | 99% | 8 | $24.3M | 4 | 0 |
| K••••• C•••••• A•••••••• L•• CRD 226520 | Wellesley, MA | independent RIA | $193M | 76% | 3 | $64.4M | 0 | 0 |
| B••••••• R••• I••••••••• A••••••• CRD 157424 | Roslindale, MA | independent RIA | $193M | 100% | 6 | $32.2M | 1 | 0 |
| C••• A•• C••••••• I••• CRD 128942 | Concord, MA | independent RIA | $193M | 93% | 2 | $96.5M | 1 | 0 |
| A•••••• F•••• CRD 166087 | Burlington, MA | asset manager | $193M | 0.0% | 0 | n/a | 0 | 2 |
| P••• S•••• A•••• M••••••••• L•• CRD 336573 | Beverly, MA | independent RIA | $192M | 80% | 4 | $48.1M | 0 | 0 |
| O•••••• P•••••••• L••• CRD 313475 | Boston, MA | asset manager | $189M | 0.0% | 0 | n/a | 0 | 1 |
| R••••••• I••••••••• A••••••• CRD 337504 | Salem, MA | independent RIA | $188M | 99% | 3 | $62.6M | 0 | 0 |
| C••••• K••••• A••••••• G••••• L•• CRD 119696 | Acton, MA | independent RIA | $188M | 98% | 5 | $37.5M | 4 | 0 |
| F••••• I••••••••• I••• CRD 166571 | Norwood, MA | independent RIA | $188M | 100% | 2 | $93.8M | 0 | 0 |
| H••• P•••• W••••• M••••••••• L•• CRD 285191 | Duxbury, MA | independent RIA | $184M | 95% | 2 | $92.0M | 0 | 0 |
| R•••••••• C••••••• L•• CRD 307517 | West Newton, MA | independent RIA | $182M | 100% | 2 | $91.2M | 0 | 0 |
| E••••• P•••••••• L•• CRD 325368 | Boston, MA | asset manager | $182M | 0.0% | 0 | n/a | 0 | 2 |
| T•••••• W••••• M••••••••• CRD 165914 | Attleboro, MA | independent RIA | $179M | 100% | 1 | $179M | 0 | 0 |
| S••••• L••• E••••• G• L•• CRD 167613 | Burlington, MA | asset manager | $179M | 0.0% | 0 | n/a | 0 | 4 |
| T•• W•••••••• G•••• CRD 163370 | Boston, MA | asset manager | $178M | 0.0% | 0 | n/a | 0 | 18 |
| P••••••••• P••••••• CRD 282041 | Greenfield, MA | independent RIA | $177M | 100% | 4 | $44.2M | 2 | 0 |
| S••••••• C•••••• A••••••• CRD 155188 | Boston, MA | independent RIA | $175M | 79% | 2 | $87.5M | 0 | 0 |
| F•• W••••• M••••••••• L•• CRD 313049 | Duxbury, MA | independent RIA | $174M | 98% | 1 | $174M | 0 | 0 |
| L•••••• L•• CRD 287811 | Boston, MA | independent RIA | $174M | 100% | 2 | $86.9M | 0 | 0 |
| S• A•••••••• L•• CRD 316518 | Boston, MA | asset manager | $173M | 0.0% | 0 | n/a | 4 | 4 |
| M•••••••• F••••••• • F•••• I••••••••• A•••••••• I••• CRD 105522 | Orleans, MA | independent RIA | $172M | 84% | 1 | $172M | 0 | 0 |
| F•••••••• S•••••••• A••••••••• CRD 130397 | Dedham, MA | independent RIA | $172M | 100% | 2 | $85.9M | 0 | 0 |
| A•••••• A•••••••• L•• CRD 127795 | Holden, MA | independent RIA | $171M | 94% | 3 | $57.1M | 0 | 0 |
| S•••••• C•••••• M••••••••• L•• CRD 118404 | Waltham, MA | mixed wealth | $171M | 36% | 2 | $85.3M | 0 | 7 |
| T••••••• A•••••••• L•• CRD 153943 | Franklin, MA | independent RIA | $170M | 100% | 1 | $170M | 0 | 0 |
| C••••••••• F•••••••• M••••••••• L•• CRD 140967 | Burlington, MA | independent RIA | $167M | 99% | 4 | $41.7M | 2 | 0 |
| W••••••• S••••• C••••••• L••• CRD 321630 | Boston, MA | asset manager | $167M | 0.0% | 0 | n/a | 0 | 3 |
| A•• F•••••••• S••••••• CRD 309943 | Hingham, MA | independent RIA | $166M | 98% | 3 | $55.4M | 0 | 0 |
| N•• E•••••• S•••••••• I••• CRD 129552 | Peabody, MA | independent RIA | $165M | 100% | 4 | $41.3M | 1 | 0 |
| N•••••• I••••••••• M••••••••• L•• CRD 283289 | Wellesley, MA | independent RIA | $164M | 96% | 1 | $164M | 0 | 0 |
| W•••••••• C••••••• L•• CRD 146026 | Medfield, MA | independent RIA | $162M | 96% | 1 | $162M | 1 | 0 |
| B••••••••• C•••••• M••••••••• L•• CRD 125509 | Boston, MA | independent RIA | $161M | 88% | 1 | $161M | 0 | 0 |
| B••• M••• C•••••• M••••••••• L•• CRD 311941 | Boston, MA | asset manager | $160M | 0.0% | 0 | n/a | 0 | 1 |
| R••••• W••••• M••••••••• I••• CRD 168159 | Boston, MA | independent RIA | $159M | 95% | 2 | $79.4M | 2 | 0 |
| D•••••••• F•••••••• A•••••••• L•• CRD 152952 | Mansfield, MA | independent RIA | $157M | 100% | 2 | $78.5M | 2 | 0 |
| B••••••• W••••• M••••••••• L•• CRD 293420 | Medfield, MA | independent RIA | $154M | 92% | 3 | $51.3M | 1 | 0 |
| H••••••• W••••• M••••••••• CRD 159158 | Woburn, MA | independent RIA | $153M | 99% | 2 | $76.6M | 2 | 0 |
| F•••••••• S•••••••• A••••••••• CRD 111456 | Dedham, MA | independent RIA | $153M | 100% | 1 | $153M | 0 | 0 |
| V•••••• W••••• A••••••• L•• CRD 332759 | Norwell, MA | independent RIA | $153M | 100% | 1 | $153M | 0 | 0 |
| F•••• A••••••••• L• CRD 335282 | Boston, MA | other | $150M | 0.0% | 0 | n/a | 0 | 1 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
626 advisers match.