DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Vivid Wealth Management, LLC CRD 322974 | West Des Moines, IA | independent RIA | $291M | 100% | 3 | $97.0M | 0 | 0 |
| Kane Company Wealth Management, Inc. CRD 115756 | Johnston, IA | independent RIA | $285M | 99% | 3 | $94.9M | 0 | 0 |
| Paladin Wealth Partners CRD 285303 | Clive, IA | independent RIA | $280M | 100% | 3 | $93.3M | 0 | 0 |
| W••••• A••••••• G••••• L•• CRD 291648 | Coralville, IA | independent RIA | $278M | 100% | 2 | $139M | 0 | 0 |
| B••••• C••••••• L•• CRD 286316 | Cedar Rapids, IA | independent RIA | $278M | 99% | 5 | $55.7M | 0 | 0 |
| O•••• A••••••• CRD 335555 | Forest City, IA | independent RIA | $278M | 97% | 22 | $12.6M | 8 | 0 |
| T•• M••••••••• L•• CRD 313543 | Bettendorf, IA | independent RIA | $273M | 100% | 3 | $91.0M | 0 | 0 |
| W•••• W••••• M••••••••• CRD 313185 | Urbandale, IA | independent RIA | $264M | 98% | 5 | $52.8M | 2 | 0 |
| C•••••• A•••• M••••••••• I••• CRD 115699 | Ames, IA | independent RIA | $257M | 100% | 3 | $85.8M | 4 | 0 |
| F••• T•••••• F•••••••• M••••••••• G•••• L•• CRD 307987 | West Des Moines, IA | independent RIA | $256M | 100% | 5 | $51.2M | 1 | 0 |
| C•••• P•••• C•••••• P•••••••• L•• CRD 317532 | Cedar Rapids, IA | independent RIA | $248M | 97% | 6 | $41.4M | 0 | 0 |
| D•• M••••• I••••••••• L•• CRD 146322 | Des Moines, IA | independent RIA | $246M | 100% | 4 | $61.5M | 0 | 0 |
| B••••••• F•••••••• C••••• CRD 110953 | Clarion, IA | independent RIA | $230M | 99% | 8 | $28.7M | 3 | 0 |
| L•• W••••• M••••••••• CRD 310466 | Ankeny, IA | independent RIA | $229M | 51% | 7 | $32.7M | 6 | 0 |
| W••• A••••••• CRD 217517 | Clive, IA | independent RIA | $226M | 100% | 4 | $56.4M | 0 | 0 |
| A•••• W••••• M••••••••• I••• CRD 301990 | Guthrie Center, IA | independent RIA | $216M | 100% | 26 | $8.3M | 28 | 0 |
| A• W••••• A••••••• CRD 288301 | Urbandale, IA | independent RIA | $213M | 93% | 4 | $53.3M | 0 | 0 |
| M••••••••• F•••••••• G•••• CRD 270022 | Iowa City, IA | independent RIA | $173M | 98% | 3 | $57.6M | 0 | 0 |
| C•••• V••••• W••••• A••••••• CRD 115511 | Cedar Falls, IA | independent RIA | $173M | 87% | 3 | $57.5M | 0 | 0 |
| A••••• A•• M••• W••••• M••••••••• CRD 283698 | Hiawatha, IA | independent RIA | $168M | 100% | 4 | $42.1M | 1 | 0 |
| B•••••••• W••••• M••••••••• L•• CRD 326547 | Cedar Rapids, IA | independent RIA | $165M | 98% | 2 | $82.3M | 1 | 0 |
| W•••• V••••• I••••••••• A•••••••• I••• CRD 116936 | Sioux Center, IA | independent RIA | $157M | 88% | 3 | $52.4M | 1 | 0 |
| F•••••• F•••••••• S••••••• CRD 117546 | Windsor Heights, IA | independent RIA | $154M | 100% | 2 | $77.0M | 0 | 0 |
| T••• I••••••••• M••••••••• I••• CRD 226702 | Waterloo, IA | independent RIA | $148M | 100% | 2 | $73.9M | 0 | 0 |
| P••••••••• F•••••••• CRD 317005 | Eldridge, IA | independent RIA | $148M | 87% | 3 | $49.2M | 0 | 0 |
| T•• L••• G•••• F•••••••• S••••••• CRD 277091 | Dubuque, IA | independent RIA | $146M | 100% | 5 | $29.2M | 4 | 0 |
| V•• D•••• C•••••• CRD 334743 | Polk City, IA | independent RIA | $144M | 97% | 8 | $18.0M | 2 | 0 |
| L••• F••••• W••••• M••••••••• CRD 337964 | North Liberty, IA | independent RIA | $143M | 99% | 1 | $143M | 0 | 0 |
| K••••••• W••••• M••••••••• CRD 304133 | Waterloo, IA | independent RIA | $137M | 88% | 1 | $137M | 1 | 0 |
| A••••• L••••• G•••• CRD 291481 | Clive, IA | independent RIA | $133M | 100% | 1 | $133M | 0 | 0 |
| B•• C•••••• P•••••••• L•• CRD 284338 | West Des Moines, IA | independent RIA | $126M | 100% | 3 | $41.9M | 0 | 0 |
| I••• W••••• M••••••••• L•• CRD 286435 | West Des Moines, IA | independent RIA | $124M | 92% | 2 | $62.0M | 0 | 0 |
| S••••••••• I••••••••• A•••••••• I••• CRD 113802 | Cedar Rapids, IA | independent RIA | $120M | 90% | 1 | $120M | 0 | 0 |
| V•••••• W••••• P••••••• CRD 333559 | Fort Dodge, IA | independent RIA | $110M | 98% | 1 | $110M | 0 | 0 |
| A••••••• C•••••• M••••••••• L•• CRD 329366 | Des Moines, IA | independent RIA | $104M | 100% | 33 | $3.1M | 27 | 0 |
| A•• I••••• L•• CRD 319016 | Davenport, IA | asset manager | $103M | 0.0% | 1 | $103M | 0 | 0 |
| F•• W••••• M••••••••• L•• CRD 291396 | West Des Moines, IA | BD affiliated | $9.2M | 100% | 235 | $39,323 | 191 | 0 |
| A••••••• I••••••••• L•• CRD 334827 | Forest City, IA | asset manager | $7.7M | 0.0% | 2 | $3.9M | 2 | 0 |
| S••••••• R••• E••••• V•••••••• S•••••••• L•• CRD 106747 | West Des Moines, IA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| S••••••••• W•••••• L•• CRD 342692 | Dubuque, IA | no RAUM | $0 | n/a | 19 | n/a | 3 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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90 advisers match.