DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| The Financial Resource Center CRD 316747 | Carmel, IN | other | $642M | 16% | 5 | $128M | 1 | 0 |
| Northwest Financial Services Inc CRD 106805 | Indianapolis, IN | independent RIA | $635M | 100% | 9 | $70.5M | 0 | 0 |
| Meridian Investment Advisors, Inc. CRD 107593 | Indianapolis, IN | independent RIA | $628M | 75% | 5 | $126M | 0 | 0 |
| H•••••• W••••• • T•• S•••••••• CRD 290981 | Mishawaka, IN | independent RIA | $616M | 99% | 9 | $68.5M | 4 | 0 |
| F•••••••• P•••• • S••••••••• I••• CRD 123793 | Greenwood, IN | independent RIA | $611M | 100% | 6 | $102M | 1 | 0 |
| W••••• A••••••• S••••••••• L•• CRD 288903 | Zionsville, IN | independent RIA | $599M | 98% | 9 | $66.6M | 3 | 0 |
| C••• CRD 128257 | Bloomington, IN | independent RIA | $596M | 92% | 11 | $54.1M | 2 | 0 |
| K•••• M•••••• • C••••••• L•• CRD 104634 | Columbus, IN | independent RIA | $588M | 66% | 6 | $97.9M | 0 | 0 |
| H••••• B••••• S••••••••• L•• CRD 282712 | Fort Wayne, IN | independent RIA | $583M | 98% | 11 | $53.0M | 4 | 0 |
| M•••• W••••• M••••••••• CRD 289413 | Carmel, IN | independent RIA | $547M | 91% | 7 | $78.1M | 2 | 0 |
| G••••••• B•••• W••••• M••••••••• CRD 306757 | Lafayette, IN | independent RIA | $541M | 99% | 11 | $49.2M | 1 | 0 |
| E••••••• F•••••••• G•••• CRD 334353 | Indianapolis, IN | independent RIA | $532M | 66% | 7 | $76.0M | 0 | 0 |
| R•••• W••••• A•••••••• I••• CRD 121978 | Indianapolis, IN | independent RIA | $524M | 100% | 5 | $105M | 0 | 0 |
| P•••••• F•••••••• A•••••••• L•• CRD 166237 | Auburn, IN | independent RIA | $524M | 99% | 6 | $87.4M | 0 | 0 |
| C•• C•••••• I•• I••• CRD 160776 | Carmel, IN | asset manager | $516M | 0.0% | 0 | n/a | 0 | 5 |
| M•••••• C•••••• M••••••••• I•• CRD 106244 | Fort Wayne, IN | independent RIA | $496M | 71% | 4 | $124M | 0 | 0 |
| T•• W••••••••• G•• L•• CRD 332803 | Indianapolis, IN | independent RIA | $474M | 100% | 10 | $47.4M | 1 | 1 |
| S•••• F•••••••• CRD 154022 | Kokomo, IN | independent RIA | $457M | 65% | 3 | $152M | 0 | 0 |
| M•••••• W••••• M••••••••• L•• CRD 330384 | Indianapolis, IN | independent RIA | $445M | 65% | 4 | $111M | 0 | 0 |
| D•••••••• B•••• F•••••••• M••••••••• I•• CRD 124281 | Fort Wayne, IN | independent RIA | $439M | 94% | 4 | $110M | 1 | 0 |
| S••••• F•••••••• CRD 339197 | Zionsville, IN | independent RIA | $438M | 99% | 7 | $62.6M | 0 | 0 |
| Q••• F•••••••• S••••••••• L•• CRD 167622 | Fort Wayne, IN | institutional | $429M | 6.9% | 1 | $429M | 0 | 0 |
| A•••• F•••••••• S••••••••• G••••• L•• CRD 306618 | New Albany, IN | independent RIA | $404M | 86% | 6 | $67.4M | 0 | 0 |
| F•••• P•••••• C••••• G•••• CRD 143075 | Fishers, IN | independent RIA | $403M | 100% | 7 | $57.6M | 0 | 0 |
| O••••• P••••••• W••••• M••••••••• CRD 297462 | Jeffersonville, IN | independent RIA | $391M | 89% | 7 | $55.9M | 2 | 0 |
| I••••••• F•••••••• P••••••• G••••• L•• CRD 112196 | Carmel, IN | independent RIA | $390M | 99% | 11 | $35.5M | 6 | 0 |
| V•••• I••••••••• P••••••• CRD 327983 | Richmond, IN | independent RIA | $383M | 98% | 7 | $54.7M | 1 | 0 |
| H•••••• I••••••••• S•••••••• L••• CRD 110642 | Hammond, IN | independent RIA | $364M | 91% | 7 | $52.0M | 0 | 0 |
| M•••••• W••••• M••••••••• L•• CRD 311934 | Fort Wayne, IN | independent RIA | $364M | 100% | 22 | $16.5M | 12 | 0 |
| K•••••• I••••••••• G••••• L•• CRD 153696 | Columbus, IN | independent RIA | $360M | 86% | 3 | $120M | 1 | 0 |
| B••••••• F•••••••• P••••••• CRD 305301 | Indianapolis, IN | independent RIA | $338M | 100% | 6 | $56.4M | 4 | 0 |
| C•••••• A••••••• C••••••••• CRD 113390 | Indianapolis, IN | independent RIA | $333M | 81% | 14 | $23.8M | 8 | 0 |
| C•••• W••• W••••• M••••••••• L•• CRD 168692 | Indianapolis, IN | independent RIA | $332M | 100% | 5 | $66.5M | 0 | 0 |
| T••••• S•••• A•• S•• L•• CRD 148774 | Plymouth, IN | independent RIA | $328M | 99% | 2 | $164M | 0 | 0 |
| K•••• W••••• P••••••••• CRD 168156 | Valparaiso, IN | independent RIA | $308M | 90% | 4 | $77.0M | 1 | 0 |
| O••••••••• S••••••••• I••• CRD 4173 | Indianapolis, IN | BD affiliated | $306M | 100% | 335 | $913,757 | 120 | 0 |
| H••••••••• W••••• M••••••••• L•• CRD 170839 | Fishers, IN | independent RIA | $306M | 99% | 6 | $51.0M | 1 | 0 |
| P••••••• F••••••••• I••• CRD 168964 | Indianapolis, IN | independent RIA | $304M | 100% | 2 | $152M | 1 | 0 |
| G••••• F••••••••• L•• CRD 159003 | Carmel, IN | independent RIA | $290M | 92% | 6 | $48.3M | 0 | 0 |
| C•••••• C••••• I••••••••• CRD 116185 | Indianapolis, IN | independent RIA | $288M | 100% | 14 | $20.6M | 4 | 0 |
| T••••• S••••• N•••••• W••••• • T•• M••••••••• CRD 147676 | Brownsburg, IN | independent RIA | $287M | 100% | 12 | $23.9M | 6 | 0 |
| G•• A•••• M••••••••• L•• CRD 309925 | South Bend, IN | asset manager | $287M | 0.0% | 0 | n/a | 2 | 2 |
| M••••• W••••• M••••••••• L•• CRD 340681 | Bloomington, IN | independent RIA | $285M | 100% | 2 | $143M | 0 | 0 |
| F••••••• W••• • N•••••••• I••• CRD 121628 | Evansville, IN | independent RIA | $284M | 52% | 1 | $284M | 0 | 0 |
| C•••••• F•••••••• A••••••• L•• CRD 109131 | Fort Wayne, IN | independent RIA | $282M | 69% | 7 | $40.4M | 3 | 0 |
| P•••••• C•••••• M••••••••• CRD 109775 | Indianapolis, IN | independent RIA | $282M | 99% | 3 | $94.0M | 0 | 1 |
| C•• F•••••••• G•••• CRD 127388 | Indianapolis, IN | asset manager | $279M | 0.0% | 1 | $279M | 0 | 0 |
| T•••••••• T•• • F•••••••• CRD 332473 | Fort Wayne, IN | independent RIA | $276M | 100% | 5 | $55.2M | 0 | 0 |
| C•• • C••••••• I••• CRD 149225 | Fishers, IN | independent RIA | $271M | 77% | 3 | $90.2M | 1 | 0 |
| W••••••••• I••••••••• A••••••• CRD 283853 | Bloomington, IN | independent RIA | $261M | 100% | 9 | $29.0M | 2 | 0 |
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147 advisers match.