DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Cm Wealth Advisors LLC CRD 119467 | Beachwood, OH | independent RIA | $3.6B | 50% | 5 | $719M | 0 | 30 |
| Meeder Asset Management, Inc. CRD 105794 | Dublin, OH | asset manager | $3.3B | 0.5% | 1 | $3.3B | 0 | 0 |
| Stratos Investment Management, LLC CRD 283850 | Beachwood, OH | asset manager | $3.3B | 0.0% | 6 | $552M | 1 | 0 |
| Glasfunds, LLC CRD 150884 | Cleveland, OH | asset manager | $3.3B | 0.0% | 1 | $3.3B | 0 | 2 |
| On Investment Management Co CRD 105662 | Cincinnati, OH | BD affiliated | $3.2B | 94% | 209 | $15.1M | 126 | 0 |
| Fairway Wealth Management LLC CRD 311031 | Independence, OH | independent RIA | $3.0B | 100% | 15 | $198M | 0 | 0 |
| Sjs Investment Services CRD 107219 | Sylvania, OH | independent RIA | $2.9B | 72% | 19 | $155M | 3 | 0 |
| Foster & Motley Inc CRD 106905 | Cincinnati, OH | independent RIA | $2.9B | 98% | 29 | $101M | 0 | 0 |
| Windsor Advisory Group, LLC CRD 122266 | Columbus, OH | independent RIA | $2.9B | 80% | 12 | $244M | 0 | 4 |
| Meeder Advisory Services, Inc. CRD 106814 | Dublin, OH | independent RIA | $2.9B | 95% | 19 | $151M | 0 | 0 |
| Cincinnati Asset Management Inc CRD 104946 | Cincinnati, OH | independent RIA | $2.5B | 80% | 1 | $2.5B | 0 | 0 |
| Revisor Wealth Management LLC CRD 169814 | Akron, OH | independent RIA | $2.5B | 95% | 9 | $281M | 2 | 0 |
| Everhart Advisors CRD 107091 | Dublin, OH | independent RIA | $2.5B | 96% | 36 | $68.4M | 2 | 0 |
| Gryphon Financial Partners CRD 288210 | Columbus, OH | independent RIA | $2.4B | 100% | 16 | $152M | 4 | 3 |
| Align Capital Partners, LP CRD 284487 | Shaker Heights, OH | asset manager | $2.4B | 0.0% | 0 | n/a | 1 | 7 |
| Summit Financial Strategies Inc CRD 110112 | Columbus, OH | independent RIA | $2.3B | 98% | 20 | $115M | 0 | 0 |
| Feg Investment Services, LLC CRD 281516 | Cincinnati, OH | asset manager | $2.2B | 0.0% | 0 | n/a | 1 | 21 |
| Wealthquest Corporation CRD 141473 | Cincinnati, OH | independent RIA | $2.2B | 99% | 16 | $139M | 1 | 0 |
| Pds Planning Inc CRD 106895 | Dublin, OH | independent RIA | $2.2B | 96% | 10 | $217M | 0 | 0 |
| Octavia Wealth Advisors LLC CRD 306909 | Cincinnati, OH | independent RIA | $2.2B | 83% | 32 | $67.3M | 4 | 0 |
| Pinnacle Advisors CRD 106817 | Mansfield, OH | independent RIA | $2.1B | 98% | 18 | $119M | 6 | 0 |
| Eubel Brady & Suttman CRD 107316 | Miamisburg, OH | independent RIA | $2.1B | 58% | 18 | $115M | 0 | 0 |
| Beese Fulmer Private Wealth Management CRD 109882 | Canton, OH | independent RIA | $2.1B | 91% | 7 | $294M | 0 | 0 |
| Meyers Wealth Management, LLC CRD 289801 | Columbus, OH | independent RIA | $1.9B | 92% | 9 | $214M | 2 | 0 |
| White Oak Partners Investment Advisor, LLC CRD 157766 | Westerville, OH | other | $1.8B | 0.0% | 0 | n/a | 0 | 0 |
| Oak Associates Ltd CRD 108874 | Akron, OH | asset manager | $1.8B | 4.8% | 3 | $592M | 0 | 0 |
| Kmg Fiduciary Partners, LLC CRD 298331 | Toledo, OH | independent RIA | $1.7B | 99% | 7 | $239M | 5 | 0 |
| Strategic Wealth Partners, Ltd. CRD 148586 | Independence, OH | independent RIA | $1.6B | 94% | 21 | $78.3M | 6 | 0 |
| Accolade Asset/Liability Advisory Services CRD 145635 | Columbus, OH | other | $1.6B | 0.0% | 5 | $320M | 6 | 0 |
| Ancora Retirement Plan Advisors, LLC CRD 31256 | Cleveland, OH | other | $1.5B | 0.1% | 5 | $307M | 0 | 0 |
| Opus Capital Management CRD 106528 | Cincinnati, OH | independent RIA | $1.5B | 60% | 4 | $378M | 0 | 0 |
| Horan Wealth, LLC CRD 333974 | Cincinnati, OH | independent RIA | $1.5B | 95% | 22 | $66.8M | 2 | 0 |
| Feg Private Investors, LLC CRD 156458 | Cincinnati, OH | asset manager | $1.5B | 0.0% | 0 | n/a | 2 | 27 |
| Blue Point Capital Partners LLC CRD 157031 | Cleveland, OH | asset manager | $1.4B | 0.0% | 0 | n/a | 1 | 13 |
| Mpe Partners CRD 281787 | Cleveland, OH | asset manager | $1.4B | 0.0% | 0 | n/a | 1 | 11 |
| United Advisor Group CRD 324205 | Cincinnati, OH | independent RIA | $1.4B | 96% | 55 | $25.9M | 32 | 0 |
| Antolino Wealth Advisors CRD 119829 | Columbus, OH | independent RIA | $1.4B | 97% | 10 | $142M | 9 | 0 |
| Souders Financial Advisors, LLC CRD 296780 | Cincinnati, OH | independent RIA | $1.4B | 81% | 14 | $101M | 6 | 0 |
| Ellsworth Advisors, LLC CRD 297464 | Hudson, OH | independent RIA | $1.4B | 99% | 14 | $100M | 2 | 9 |
| Journey Wealth Management CRD 298904 | Cleveland, OH | independent RIA | $1.4B | 96% | 16 | $86.7M | 1 | 0 |
| Capital Advisors, Ltd., LLC CRD 153600 | Shaker Heights, OH | independent RIA | $1.4B | 95% | 11 | $124M | 10 | 0 |
| Westminster Financial Advisory Corp CRD 110283 | Beavercreek, OH | independent RIA | $1.4B | 90% | 40 | $34.0M | 20 | 0 |
| Mcdonald Partners LLC CRD 135414 | Cleveland, OH | independent RIA | $1.3B | 76% | 23 | $55.6M | 3 | 4 |
| Wealth Dimensions Group, Ltd. CRD 107618 | Cincinnati, OH | independent RIA | $1.2B | 89% | 9 | $137M | 0 | 0 |
| Hcm Wealth Advisors CRD 107700 | Cincinnati, OH | independent RIA | $1.2B | 91% | 9 | $137M | 1 | 0 |
| Hauser Retirement Solutions 2 LLC CRD 299959 | Cincinnati, OH | institutional | $1.2B | 0.0% | 4 | $304M | 0 | 0 |
| James Investment Research Inc CRD 110433 | Xenia, OH | mixed wealth | $1.2B | 47% | 8 | $151M | 0 | 0 |
| Van Cleef Asset Management Inc CRD 105768 | Beachwood, OH | independent RIA | $1.2B | 100% | 5 | $242M | 0 | 0 |
| Tcp Asset Management, LLC CRD 286037 | Upper Arlington, OH | independent RIA | $1.2B | 100% | 25 | $47.3M | 13 | 0 |
| W.A. Smith Financial Group CRD 146608 | Sandusky, OH | independent RIA | $1.2B | 100% | 12 | $97.0M | 3 | 0 |
400 advisers match.