DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Tpg Solutions Advisors CRD 313020 | Fort Worth, TX | asset manager | $12B | 0.0% | 2 | $5.8B | 9 | 26 |
| The Windacre Partnership LLC CRD 168761 | Houston, TX | asset manager | $11B | 0.0% | 1 | $11B | 0 | 1 |
| Ab Private Credit Investors LLC CRD 173027 | Austin, TX | asset manager | $11B | 0.0% | 0 | n/a | 2 | 0 |
| N•• CRD 160729 | Dallas, TX | asset manager | $11B | 0.0% | 0 | n/a | 1 | 17 |
| C•• I••••••••• L••• CRD 113931 | Houston, TX | asset manager | $11B | 0.0% | 27 | $401M | 0 | 107 |
| S••••••• V•••••••• L• CRD 161558 | Austin, TX | asset manager | $10B | 0.0% | 0 | n/a | 3 | 18 |
| S••••••• C••••••• L••• CRD 333741 | Fort Worth, TX | asset manager | $10B | 0.0% | 0 | n/a | 1 | 3 |
| T••••••• P•••••• W••••• M••••••••• CRD 111838 | Dallas, TX | mixed wealth | $9.3B | 38% | 33 | $281M | 1 | 0 |
| A•••••••• P•••••••• L•• CRD 301354 | Houston, TX | independent RIA | $9.1B | 77% | 53 | $172M | 11 | 9 |
| T•• S••••••• G••••• L••• CRD 157406 | Houston, TX | asset manager | $9.0B | 0.0% | 0 | n/a | 1 | 20 |
| C•••••••• G••••• I••••••••• I••• CRD 113360 | Houston, TX | mixed wealth | $9.0B | 34% | 22 | $408M | 2 | 0 |
| U••• C•••••• W••••• A•••••••• L•• CRD 288199 | Houston, TX | BD affiliated | $8.8B | 94% | 0 | n/a | 7 | 1 |
| S•••• S••••• L•••••• P••••••• A•••••••• L•• CRD 320821 | Dallas, TX | asset manager | $8.7B | 0.0% | 0 | n/a | 5 | 0 |
| O•••• L• CRD 287919 | Houston, TX | asset manager | $8.7B | 0.0% | 0 | n/a | 1 | 4 |
| W••••••• A•••• M••••••••• L•• CRD 312425 | Houston, TX | asset manager | $8.2B | 0.0% | 0 | n/a | 0 | 1 |
| T•••• C•••••• M••••••••• L•• CRD 166910 | Dallas, TX | asset manager | $8.0B | 0.0% | 0 | n/a | 0 | 19 |
| D••••••••• T••••••••• A••••••• L•• CRD 164828 | Dallas, TX | asset manager | $7.7B | 0.0% | 1 | $7.7B | 1 | 28 |
| 5• N•••• C•••••• M••••••••• L• CRD 300258 | Houston, TX | asset manager | $7.5B | 0.0% | 0 | n/a | 1 | 1 |
| P••• R••• C•••••• L•• CRD 165138 | Austin, TX | asset manager | $7.3B | 0.0% | 0 | n/a | 1 | 29 |
| F••• P•••• I••••••••• L•• CRD 171158 | Houston, TX | asset manager | $7.1B | 0.0% | 1 | $7.1B | 0 | 12 |
| T•••• A•••••••• I••• CRD 157508 | Houston, TX | asset manager | $7.0B | 0.0% | 0 | n/a | 1 | 7 |
| M••••••••• I••••••••• M••••••••• L• CRD 293711 | Dallas, TX | asset manager | $6.9B | 0.0% | 0 | n/a | 3 | 4 |
| F••••••••• CRD 331205 | Carrollton, TX | institutional | $6.8B | 0.0% | 66 | $104M | 1 | 0 |
| A••• I•••••••• L• CRD 296819 | Austin, TX | asset manager | $6.8B | 2.8% | 0 | n/a | 1 | 2 |
| A•• P••••••• CRD 298845 | Houston, TX | asset manager | $6.8B | 0.0% | 2 | $3.4B | 3 | 41 |
| L•••• F••• A••••••• S••••••• CRD 134086 | Dallas, TX | BD affiliated | $6.5B | 73% | 144 | $45.4M | 70 | 0 |
| S•••••• W••••• M••••••••• L•• CRD 145594 | San Antonio, TX | independent RIA | $6.5B | 56% | 21 | $310M | 2 | 0 |
| T••• A•••••••• L•• CRD 160388 | Dallas, TX | asset manager | $6.4B | 0.0% | 0 | n/a | 4 | 10 |
| A•••••• L••••••••• L•• CRD 292784 | Boerne, TX | asset manager | $6.3B | 0.0% | 2 | $3.1B | 1 | 0 |
| H••••• I••••••••• M••••••••• L•• CRD 316470 | Austin, TX | asset manager | $6.0B | 0.0% | 1 | $6.0B | 0 | 6 |
| I••••••••• A••••••• N•••••• L•• CRD 171991 | Dallas, TX | independent RIA | $5.5B | 99% | 80 | $69.0M | 47 | 2 |
| S••••• M••••••••• I•• CRD 107379 | Wichita Falls, TX | other | $5.4B | 3.2% | 3 | $1.8B | 0 | 0 |
| B••••••••• W••••• M••••••••• L•• CRD 152667 | Austin, TX | independent RIA | $5.4B | 92% | 46 | $118M | 7 | 0 |
| T••• N•••• A•••••••• L•• CRD 116048 | Dallas, TX | independent RIA | $5.4B | 72% | 32 | $169M | 5 | 34 |
| F•••• I••••••••• A•••••••• L•• CRD 146148 | San Antonio, TX | asset manager | $5.4B | 0.0% | 27 | $199M | 0 | 0 |
| L••••••• W•••••• I••• CRD 106779 | Houston, TX | independent RIA | $5.2B | 97% | 21 | $248M | 6 | 0 |
| H•••• C•••••• A••••••• L•• CRD 307282 | Houston, TX | asset manager | $5.1B | 0.0% | 0 | n/a | 45 | 6 |
| T••••••• A••••••• L•• CRD 139713 | Frisco, TX | independent RIA | $5.1B | 54% | 3 | $1.7B | 0 | 0 |
| C••••••• R••• E••••• L•• CRD 158397 | Fort Worth, TX | asset manager | $5.1B | 0.0% | 0 | n/a | 2 | 43 |
| T•••• B••• C•••••• L•• CRD 159736 | Dallas, TX | mixed wealth | $5.1B | 31% | 13 | $389M | 10 | 17 |
| C•••• W•••••• • A••••••••• L•• CRD 111521 | Frisco, TX | independent RIA | $5.0B | 58% | 76 | $66.3M | 2 | 0 |
| P••••••••• C•••••• M••••••••• L•• CRD 160056 | Austin, TX | asset manager | $4.9B | 0.0% | 0 | n/a | 4 | 28 |
| A•••••• W••••• S•••••••• CRD 127186 | Houston, TX | independent RIA | $4.8B | 97% | 43 | $111M | 4 | 7 |
| B••• U• L• CRD 175441 | Dallas, TX | asset manager | $4.8B | 0.0% | 0 | n/a | 8 | 13 |
| Q••••••• W••••• P•••••••• L•• CRD 326819 | Dallas, TX | independent RIA | $4.6B | 100% | 35 | $132M | 5 | 0 |
| M•• F••• M••••••••• L•• CRD 315098 | Dallas, TX | asset manager | $4.6B | 0.0% | 0 | n/a | 2 | 16 |
| B••••• O•• C•••••• P•••••••• L• CRD 284367 | Dallas, TX | asset manager | $4.5B | 0.0% | 0 | n/a | 0 | 9 |
| T•• R• F•••••• T•••• M••••••••• L••• CRD 288851 | Fort Worth, TX | asset manager | $4.4B | 0.0% | 2 | $2.2B | 2 | 0 |
| R••••••• C••••••• L• CRD 156791 | The Woodlands, TX | asset manager | $4.4B | 0.0% | 5 | $879M | 0 | 10 |
| K••••• I••••••••• M••••••••• L••• CRD 317711 | Austin, TX | asset manager | $4.3B | 0.0% | 9 | $479M | 0 | 0 |
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1,078 advisers match.