DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Marshall Wace North America L.P. CRD 135902 | New York, NY | asset manager | $59B | 0.0% | 0 | n/a | 2 | 14 |
| Blackstone Private Credit Strategies LLC CRD 327208 | New York, NY | asset manager | $58B | 1.9% | 0 | n/a | 13 | 54 |
| Alpinvest US Holdings, LLC CRD 328458 | New York, NY | asset manager | $58B | 0.0% | 0 | n/a | 5 | 110 |
| B•••• B••••••• H••••••• C••••• P•••••••• L•• CRD 338189 | New York, NY | other | $57B | 0.0% | 0 | n/a | 1 | 9 |
| T•••••• C•••••• M••••••••• L• CRD 283249 | New York, NY | asset manager | $56B | 0.0% | 0 | n/a | 2 | 2 |
| C•••••••• G••••• M•••••• I••• CRD 7059 | New York, NY | BD affiliated | $56B | 74% | 2,416 | $23.2M | 594 | 0 |
| C•••••••• A•••• M••••••••• L•• CRD 175092 | New York, NY | other | $56B | 0.0% | 0 | n/a | 4 | 48 |
| R••••••• A•••• M••••••••• L•• CRD 112526 | New York, NY | asset manager | $55B | 0.0% | 1 | $55B | 2 | 0 |
| V•••••• C•••••• F••• M••••••••• L••••• CRD 157123 | New York, NY | asset manager | $54B | 0.0% | 0 | n/a | 0 | 35 |
| S••••••• C•••••• L• CRD 107913 | New York, NY | asset manager | $53B | 0.0% | 0 | n/a | 2 | 98 |
| B••••••••• L••••• C••••• A••••••• I• L•• CRD 152294 | New York, NY | institutional | $52B | 2.0% | 0 | n/a | 5 | 5 |
| T••••• C•••••• CRD 162771 | New York, NY | asset manager | $50B | 0.0% | 0 | n/a | 2 | 54 |
| H••••••• A•••••••• L• CRD 287999 | New York, NY | asset manager | $50B | 0.0% | 0 | n/a | 0 | 2 |
| S•••• M•••• A••••••• CRD 114687 | New York, NY | institutional | $50B | 0.0% | 0 | n/a | 15 | 4 |
| I•• I••••••••• I•• CRD 162589 | New York, NY | asset manager | $50B | 0.0% | 0 | n/a | 4 | 67 |
| M•••••••• I••••••••• P••••••• CRD 146696 | New York, NY | asset manager | $49B | 0.0% | 0 | n/a | 7 | 60 |
| B••••••• I••••••••• M••••••••• L•• CRD 112215 | New York, NY | asset manager | $47B | 0.0% | 0 | n/a | 0 | 0 |
| D••••••• K•••••• C•••••• M••••••••• L• CRD 155680 | New York, NY | asset manager | $47B | 0.0% | 0 | n/a | 3 | 56 |
| N•• M••••••• C••••••• L•• CRD 161394 | New York, NY | asset manager | $46B | 0.0% | 0 | n/a | 8 | 14 |
| B••• O•• C••••• P•••••• F••• A••••••• L•• CRD 297506 | New York, NY | asset manager | $46B | 0.0% | 0 | n/a | 8 | 87 |
| M••• N•• Y••• C••••••••• CRD 321962 | New Y•••, NY | institutional | $45B | 0.0% | 0 | n/a | 0 | 0 |
| B••••••••• A••••••••• C••••• A••••••• L• CRD 137519 | New York, NY | asset manager | $44B | 0.0% | 0 | n/a | 13 | 87 |
| A••••• C•••••• L•• CRD 309234 | New York, NY | other | $44B | 0.0% | 2 | $22B | 4 | 0 |
| E•••••• C•••••• M••••••••• L•• CRD 160309 | New York, NY | asset manager | $43B | 0.0% | 0 | n/a | 0 | 3 |
| E•••••••• A•••••••• L•• CRD 6627 | New York, NY | national BD | $42B | 97% | 4,624 | $9.2M | 885 | 0 |
| S••••••••• A•••• M••••••••• L•• CRD 107338 | New York, NY | asset manager | $42B | 0.0% | 0 | n/a | 1 | 0 |
| N••••• O•• N•••• A••••••• I••• CRD 167922 | New York, NY | asset manager | $41B | 1.2% | 0 | n/a | 0 | 9 |
| B••••••••• T••••••• O••••••••• A••••••• L••••• CRD 160157 | New York, NY | asset manager | $40B | 0.0% | 0 | n/a | 3 | 103 |
| C••••• P••••••• R••••••••• P••• C••••••••• CRD 164198 | New York, NY | institutional | $40B | 0.0% | 82 | $491M | 33 | 0 |
| I•• I•••••••• ••• A••••••• L•• CRD 146366 | New York, NY | asset manager | $40B | 0.0% | 0 | n/a | 2 | 1 |
| D• C•••••• P••••••• L••• CRD 297298 | New York, NY | asset manager | $40B | 0.0% | 0 | n/a | 1 | 25 |
| B••••• I••• CRD 110789 | New York, NY | asset manager | $40B | 0.0% | 0 | n/a | 1 | 0 |
| C••••••••• I••••••••• P••••••• I••• CRD 321116 | New York, NY | asset manager | $39B | 0.0% | 0 | n/a | 1 | 1 |
| E•• P••••••• I••• CRD 160179 | New York, NY | asset manager | $39B | 0.0% | 0 | n/a | 2 | 0 |
| L••••• A••••••• L• CRD 135431 | New York, NY | asset manager | $39B | 0.0% | 0 | n/a | 0 | 2 |
| M• C•••••• P••••••• A•••••• I••• CRD 147521 | New York, NY | asset manager | $39B | 0.0% | 0 | n/a | 4 | 67 |
| F•••• M•••••••• C•• L•• CRD 325281 | New York, NY | BD affiliated | $38B | 89% | 65 | $586M | 4 | 9 |
| A••••• A•• P••••••• S••••••• CRD 20472 | New York, NY | BD affiliated | $38B | 100% | 1,672 | $22.7M | 143 | 0 |
| N••••• C•••••••• R••••••• A•• A•••• M••••••••• I•• CRD 110411 | New York, NY | other | $38B | 0.0% | 0 | n/a | 0 | 0 |
| S•••• P•••• C•••••• M••••••••• L• CRD 157479 | New York, NY | asset manager | $37B | 0.0% | 0 | n/a | 5 | 52 |
| R••••••••• C•••••• M••••••••• CRD 294197 | New York, NY | BD affiliated | $37B | 62% | 347 | $106M | 51 | 39 |
| O••••••••• • C•• I••• CRD 249 | New York, NY | BD affiliated | $37B | 62% | 1,149 | $32.0M | 109 | 0 |
| B•• P•••••••• L•• CRD 109688 | New York, NY | independent RIA | $36B | 76% | 56 | $652M | 5 | 41 |
| S••••• E••••• G••••• L••• CRD 168496 | New York, NY | asset manager | $36B | 4.1% | 0 | n/a | 1 | 35 |
| S•••• R•••• A•••• M••••••••• L•• CRD 165598 | New York, NY | asset manager | $36B | 0.0% | 0 | n/a | 1 | 19 |
| E•••• C•••••• M••••••••• L•• CRD 106422 | New York, NY | other | $36B | 18% | 1 | $36B | 1 | 0 |
| B••••••••• C••••• S••••••••• S••••••••• L•• CRD 134018 | New York, NY | institutional | $36B | 0.0% | 0 | n/a | 3 | 1 |
| A•••• L•• CRD 143422 | New York, NY | other | $35B | 0.0% | 0 | n/a | 1 | 0 |
| S••••••• C•••••• M••••••••• I••• CRD 112192 | New York, NY | other | $35B | 0.2% | 0 | n/a | 3 | 14 |
| O•••••• C••••• I••••••••• L•• CRD 155336 | New York, NY | asset manager | $35B | 0.0% | 0 | n/a | 0 | 59 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
2,583 advisers match.