DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Keidan Financial Consultants LLC CRD 108093 | Columbus, OH | independent RIA | $575M | 99% | 2 | $287M | 0 | 0 |
| Prasad Wealth Partners CRD 332507 | Independence, OH | independent RIA | $572M | 99% | 11 | $52.0M | 2 | 0 |
| Brilliant Advice, LLC CRD 282891 | Cincinnati, OH | independent RIA | $570M | 98% | 2 | $285M | 1 | 0 |
| F•••• F•••••••• I••••••••• C•••••• I•• CRD 111144 | Cleveland, OH | independent RIA | $566M | 72% | 4 | $141M | 0 | 0 |
| P••••••• W••••• M••••••••• L•• CRD 148662 | Westlake, OH | independent RIA | $563M | 97% | 6 | $93.9M | 2 | 0 |
| V••• I••••••••• M••••••••• L•• CRD 306678 | New Albany, OH | mixed wealth | $563M | 24% | 3 | $188M | 2 | 0 |
| B•••••••• P•••••••• L•• CRD 137433 | Hudson, OH | independent RIA | $551M | 79% | 3 | $184M | 0 | 0 |
| A••••••• F•••••••• C••••••••• L•• CRD 288185 | Beachwood, OH | independent RIA | $547M | 51% | 6 | $91.2M | 3 | 0 |
| R••••••••• M••••••••• CRD 157006 | Cleveland, OH | asset manager | $546M | 0.0% | 0 | n/a | 0 | 15 |
| G••••• R•••••• R••••••••• L•• CRD 283588 | Dublin, OH | independent RIA | $544M | 100% | 29 | $18.8M | 45 | 0 |
| N••••••• W••••• M••••••••• G••••• L•• CRD 174883 | Cincinnati, OH | independent RIA | $535M | 99% | 17 | $31.5M | 5 | 0 |
| Y••••• W••••• S••••••••• L•• CRD 310207 | Westerville, OH | independent RIA | $530M | 98% | 4 | $132M | 0 | 0 |
| P••• E••• A•••••••• L•• CRD 317521 | Cleveland, OH | independent RIA | $523M | 92% | 5 | $105M | 3 | 0 |
| G•• F•••••••• L•• CRD 327008 | Columbus, OH | independent RIA | $513M | 94% | 6 | $85.5M | 1 | 0 |
| F••••• W••••• L•• CRD 158173 | Middleburg Heights, OH | independent RIA | $511M | 98% | 7 | $73.0M | 0 | 0 |
| D•••• P••••••• I•• CRD 105133 | Dayton, OH | institutional | $509M | 6.5% | 2 | $254M | 0 | 0 |
| C•••••••• W•••••• L•• CRD 282196 | C••••••••, OH | independent RIA | $507M | 100% | 3 | $169M | 0 | 0 |
| T•• C••••• G•••• F••• M••••••• L•• CRD 342266 | Miamisburg, OH | asset m•••••• | $494M | 0.0% | 0 | n/a | 0 | 9 |
| B••••••• W••••• G•••• L•• CRD 328007 | Westlake, OH | independent RIA | $494M | 90% | 5 | $98.8M | 2 | 0 |
| T••• W••••• D•••••• L•• CRD 143194 | Akron, OH | independent RIA | $494M | 98% | 6 | $82.3M | 8 | 0 |
| W••••••• • H•••• I••• CRD 121064 | Ashland, OH | independent RIA | $491M | 91% | 8 | $61.3M | 0 | 0 |
| H•••• Z••••••• C•••••• M••••••••• CRD 123465 | Findlay, OH | independent RIA | $488M | 90% | 6 | $81.3M | 0 | 0 |
| T•• O••••••• F••• CRD 330178 | Cleveland, OH | asset manager | $475M | 0.0% | 0 | n/a | 0 | 6 |
| T•••••••• W••••• M••••••••• L•• CRD 321659 | Lima, OH | independent RIA | $474M | 86% | 5 | $94.8M | 0 | 0 |
| R••••• O• L••• W••••• P••••••• CRD 112879 | Cleveland, OH | independent RIA | $473M | 87% | 4 | $118M | 0 | 0 |
| E•••••••• C•••••• P••••••• CRD 162735 | Independence, OH | asset manager | $467M | 0.0% | 0 | n/a | 0 | 4 |
| B•••• S••••••• T•••• W••••• A•••••••• L•• CRD 292661 | Dayton, OH | independent RIA | $459M | 76% | 2 | $230M | 0 | 0 |
| C••••••• I••••••••• A••••••• I••• CRD 104595 | New Albany, OH | independent RIA | $454M | 99% | 5 | $90.7M | 0 | 0 |
| V•••••• P••••••• L•• CRD 308187 | Pepper Pike, OH | mixed wealth | $452M | 41% | 3 | $151M | 0 | 6 |
| F•••••••• F•••••• CRD 118772 | Cincinnati, OH | independent RIA | $443M | 100% | 3 | $148M | 4 | 0 |
| S•• P•••••••• L•• CRD 281838 | Columbus, OH | independent RIA | $443M | 90% | 5 | $88.5M | 0 | 10 |
| H•••••• • C•• I••• CRD 110465 | Zanesville, OH | independent RIA | $438M | 89% | 2 | $219M | 0 | 0 |
| A••••••••• L•• CRD 332112 | Cincinnati, OH | independent RIA | $432M | 95% | 5 | $86.4M | 0 | 0 |
| S••••••• F•••••••• S•••••••• I••• CRD 125058 | Akron, OH | independent RIA | $429M | 77% | 8 | $53.6M | 1 | 0 |
| H•••••• F•••••••• G•••• CRD 282027 | Cincinnati, OH | independent RIA | $427M | 96% | 5 | $85.3M | 0 | 0 |
| T•••••• W••••• M••••••••• L•• CRD 152355 | Cincinnati, OH | independent RIA | $425M | 100% | 2 | $213M | 0 | 0 |
| R•••• O•• F•••••••• G•••• CRD 166391 | Worthington, OH | independent RIA | $416M | 100% | 3 | $139M | 1 | 0 |
| K••••••• F•••••••• P•••••••• I•• CRD 104640 | Westlake, OH | independent RIA | $407M | 100% | 1 | $407M | 0 | 0 |
| A••••••• F•••••••• S••••••••• L•• CRD 290343 | Dayton, OH | mixed wealth | $402M | 49% | 5 | $80.4M | 0 | 0 |
| F••••• W••••• A••••••• G••••• L•• CRD 130595 | Cincinnati, OH | independent RIA | $396M | 100% | 3 | $132M | 0 | 0 |
| L••••• P•••••••• L•• CRD 110090 | Westlake, OH | independent RIA | $396M | 97% | 5 | $79.2M | 0 | 0 |
| V••••• F•••••••• L•• CRD 108830 | Columbus, OH | independent RIA | $394M | 100% | 4 | $98.6M | 0 | 0 |
| E•••••••• P••• C•••••• M••••••••• L•• CRD 158416 | Pepper Pike, OH | asset manager | $394M | 0.0% | 0 | n/a | 0 | 4 |
| R••• F•••••••• S•••••••• I••• CRD 112179 | Cleveland, OH | independent RIA | $389M | 96% | 4 | $97.2M | 0 | 0 |
| B•••••• W••••• CRD 329589 | Worthington, OH | independent RIA | $387M | 100% | 9 | $43.0M | 8 | 0 |
| A••••• C•••••• M••••••••• L•• CRD 319275 | Centerville, OH | independent RIA | $383M | 97% | 0 | n/a | 0 | 0 |
| D••• F•••••••• S••••••• CRD 129679 | Beavercreek, OH | independent RIA | $382M | 60% | 4 | $95.5M | 0 | 0 |
| K••••••• H•••• C•••••• M••••••••• L•• CRD 174335 | Bratenahl, OH | independent RIA | $382M | 96% | 2 | $191M | 0 | 0 |
| L•••••• P•••• F•••••••• G•••• CRD 312978 | Avon, OH | independent RIA | $381M | 100% | 6 | $63.5M | 1 | 0 |
| J•• F••••••••• L•• CRD 169208 | Westlake, OH | independent RIA | $377M | 99% | 4 | $94.3M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
400 advisers match.