DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Retirement Planning Services CRD 289847 | Knoxville, TN | independent RIA | $246M | 91% | 2 | $123M | 0 | 0 |
| W Advisors LLC CRD 168452 | Germantown, TN | independent RIA | $245M | 100% | 2 | $122M | 0 | 0 |
| Rayburn West Financial Services CRD 145264 | Nashville, TN | independent RIA | $243M | 100% | 2 | $121M | 0 | 0 |
| R•••••••• C•••••• M••••••••• L•• CRD 330668 | Memphis, TN | asset manager | $228M | 0.0% | 0 | n/a | 0 | 22 |
| W••••• G•••• C•••••• P•••••••• L• CRD 300721 | Memphis, TN | asset manager | $226M | 0.0% | 0 | n/a | 0 | 0 |
| A•••••••• F•••••••• I•• CRD 105741 | Kingsport, TN | independent RIA | $223M | 91% | 3 | $74.3M | 0 | 0 |
| V••••• F•••• A•••••••• I••• CRD 148532 | Johnson City, TN | independent RIA | $215M | 99% | 7 | $30.8M | 3 | 0 |
| G•• C•• A••••••• I••• CRD 160042 | Nashville, TN | asset manager | $213M | 0.0% | 0 | n/a | 0 | 5 |
| C••••••• C•••••• M••••••••• L•• CRD 285709 | Nashville, TN | asset manager | $211M | 0.0% | 0 | n/a | 0 | 2 |
| H••••••• R•• C••••••• L••• CRD 331863 | Nashville, TN | asset manager | $210M | 0.0% | 0 | n/a | 0 | 2 |
| C••••••• I••••••••• G•••• CRD 334028 | Nashville, TN | independent RIA | $209M | 100% | 6 | $34.8M | 0 | 0 |
| 1••• P••••••• CRD 326601 | Memphis, TN | asset manager | $207M | 0.0% | 1 | $207M | 1 | 4 |
| B•••• F•••••••• CRD 164746 | Memphis, TN | independent RIA | $202M | 100% | 2 | $101M | 0 | 0 |
| S•••••••• A••••••• S••••••• CRD 287984 | Memphis, TN | independent RIA | $201M | 92% | 8 | $25.1M | 2 | 0 |
| F••••• I••••••••• C••••••••• I••• CRD 123662 | Memphis, TN | independent RIA | $196M | 95% | 2 | $97.8M | 0 | 0 |
| E•••• A•••••••• I••• CRD 170487 | Brentwood, TN | institutional | $187M | 5.0% | 1 | $187M | 0 | 0 |
| M•••• W••••• M••••••••• L•• CRD 282111 | Knoxville, TN | independent RIA | $182M | 100% | 3 | $60.8M | 0 | 0 |
| E•••• F•••••••• P••••••• CRD 333092 | Clarksville, TN | independent RIA | $181M | 100% | 4 | $45.2M | 0 | 0 |
| I•••••••• C•••••• M••••••••• CRD 142693 | Kingsport, TN | independent RIA | $181M | 100% | 4 | $45.1M | 0 | 0 |
| K••••••• F•••••••• R••••••••• L•• CRD 341495 | Brentwood, TN | independent RIA | $179M | 100% | 4 | $44.6M | 0 | 0 |
| P•••••••• P••••••• CRD 152356 | Memphis, TN | asset manager | $176M | 4.2% | 0 | n/a | 0 | 1 |
| A••••• H••••• C••••••• L•• CRD 309949 | Chattanooga, TN | asset manager | $166M | 0.0% | 0 | n/a | 0 | 9 |
| S•••• B••••••••• M••••••••• L•• CRD 322344 | Chattanooga, TN | asset manager | $165M | 0.0% | 0 | n/a | 1 | 12 |
| S••• I••••••••• C•••••• CRD 116907 | Franklin, TN | independent RIA | $165M | 100% | 4 | $41.1M | 1 | 0 |
| T•• CRD 289583 | Germantown, TN | independent RIA | $165M | 100% | 2 | $82.3M | 0 | 0 |
| W••• F•••••••• G••••• L•• CRD 156462 | Crossville, TN | independent RIA | $160M | 100% | 3 | $53.5M | 0 | 0 |
| R••••••••• S•••••••• G•••• CRD 289069 | Franklin, TN | independent RIA | $160M | 98% | 3 | $53.2M | 0 | 0 |
| D••••••••• P•••••••• I••• CRD 109570 | Brentwood, TN | asset manager | $155M | 0.0% | 0 | n/a | 0 | 3 |
| B••••••••• I••••••••• G••••• L•• CRD 148114 | Hixson, TN | independent RIA | $155M | 99% | 6 | $25.9M | 5 | 0 |
| R•• W••••• A••••••• L•• CRD 319486 | Memphis, TN | independent RIA | $155M | 95% | 4 | $38.7M | 0 | 0 |
| E•••••••• C•••••• M••••••••• L•• CRD 160509 | Hendersonville, TN | asset manager | $153M | 0.0% | 0 | n/a | 0 | 0 |
| R••• C•••••• P••••••• CRD 293119 | Johnson City, TN | independent RIA | $152M | 100% | 4 | $38.0M | 1 | 0 |
| P••••••••• W••••• M••••••••• L•• CRD 144902 | Knoxville, TN | independent RIA | $152M | 100% | 3 | $50.6M | 0 | 0 |
| F•••••••• M••••••••• A•••••••• I••• CRD 117442 | Tullahoma, TN | independent RIA | $150M | 54% | 2 | $75.0M | 0 | 0 |
| J• M••• N•••••• • C•• CRD 111635 | Brentwood, TN | independent RIA | $146M | 91% | 3 | $48.8M | 0 | 0 |
| J•••••••• B••••• C••••••• L•• CRD 325636 | Nashville, TN | institutional | $146M | 6.7% | 3 | $48.7M | 1 | 0 |
| C••••••• A•••• M••••••••• L•• CRD 125052 | Chattanooga, TN | independent RIA | $146M | 95% | 3 | $48.7M | 0 | 0 |
| D••••• D•••• A•• C•••••• W••••• M••••••••• L•• CRD 286575 | Nashville, TN | independent RIA | $145M | 100% | 3 | $48.3M | 0 | 0 |
| B•••••• • C• I•• CRD 105867 | Chattanooga, TN | independent RIA | $142M | 99% | 2 | $71.0M | 0 | 0 |
| A••••••• A••••••• P•• CRD 283979 | Memphis, TN | asset manager | $141M | 0.0% | 1 | $141M | 0 | 1 |
| H••• W••••• M••••••••• CRD 131741 | Murfreesboro, TN | independent RIA | $139M | 100% | 2 | $69.3M | 0 | 0 |
| Q•••••• F•••••••• C••••••• CRD 118886 | Maryville, TN | independent RIA | $129M | 92% | 2 | $64.4M | 0 | 0 |
| C••••••••• C•••• I••••••••• CRD 118468 | Franklin, TN | independent RIA | $127M | 98% | 1 | $127M | 0 | 0 |
| C•••• F•••••••• S•••••••• I••• CRD 140175 | Knoxville, TN | independent RIA | $124M | 88% | 3 | $41.2M | 2 | 0 |
| G••••••••• W••••• M••••••••• CRD 297321 | Franklin, TN | independent RIA | $121M | 97% | 0 | n/a | 1 | 0 |
| I•••••••• C•••••• L•• CRD 148572 | Nashville, TN | asset manager | $121M | 0.0% | 2 | $60.3M | 0 | 0 |
| S•••• • C• A••••••• L•• CRD 333042 | Spring Hill, TN | independent RIA | $118M | 97% | 1 | $118M | 0 | 0 |
| I•••••• W••••• CRD 149999 | Chattanooga, TN | independent RIA | $116M | 82% | 1 | $116M | 0 | 0 |
| P••• A•••• M••••••••• L•• CRD 113584 | Memphis, TN | independent RIA | $115M | 93% | 0 | n/a | 0 | 0 |
| C••••••••• W••••• M••••••••• L••••• CRD 141348 | Hendersonville, TN | independent RIA | $114M | 99% | 1 | $114M | 1 | 0 |
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225 advisers match.