DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
17,149 advisers
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Quilvest Capital Partners Management, LLC CRD 175159 | New York, NY | asset manager | $4.3B | 0.0% | 0 | Not computed | 0 | 23 |
| Stonehill Capital Management LLC CRD 155513 | New York, NY | asset manager | $4.3B | 0.0% | 0 | Not computed | 0 | 2 |
| Voyager Global Management LP CRD 311921 | New York, NY | asset manager | $4.3B | 0.0% | 0 | Not computed | 1 | 1 |
| W••••••• I••••••••• A••••••• L••••• CRD 285602 | Chicago, IL | asset manager | $4.3B | 0.0% | 0 | Not computed | 4 | 12 |
| N••••••••• A•••• M••••••••• CRD 300366 | Plymouth, MN | asset manager | $4.3B | 0.0% | 0 | Not computed | 0 | 0 |
| M••••• S•••••• • E•••• V•••• C•• M•••••• L•• CRD 309263 | New York, NY | asset manager | $4.3B | 0.0% | 0 | Not computed | 1 | 15 |
| P•• I••••••••• A••••••• S•••••••• I••• CRD 123475 | Cincinnati, OH | mixed wealth | $4.3B | 22% | 10 | $431M | 0 | 0 |
| K••••• I••••••••• M••••••••• L••• CRD 317711 | Austin, TX | asset manager | $4.3B | 0.0% | 9 | $479M | 0 | 0 |
| P•••• C•••••• M••••••••• L• CRD 287925 | Greenwich, CT | asset manager | $4.3B | 0.0% | 0 | Not computed | 0 | 1 |
| P••••• C•••••• A•••••••• L•• CRD 310327 | Braintree, MA | independent RIA | $4.3B | 100% | 28 | $154M | 5 | 0 |
| 3•• O•• A•••• M••••••••• L•••••• CRD 300914 | Mumbai,Maharashtra, | other | $4.3B | 12% | 2 | $2.2B | 1 | 6 |
| C••••••••• I••••••••• L•••••• CRD 321999 | London, | asset manager | $4.3B | 0.0% | 0 | Not computed | 0 | 0 |
| N•• C•••••• A•••••••• L•• CRD 122478 | Chevy Chase, MD | institutional | $4.3B | 0.1% | 1 | $4.3B | 4 | 0 |
| T••••••• A•••• M••••••••• CRD 110901 | Boston, MA | independent RIA | $4.3B | 53% | 12 | $359M | 1 | 0 |
| T•••• I••••••••• CRD 169347 | San Francisco, CA | asset manager | $4.3B | 0.0% | 0 | Not computed | 0 | 2 |
| N•••••• W••••• M••••••••• CRD 283940 | Green Bay, WI | independent RIA | $4.3B | 65% | 46 | $93.3M | 13 | 0 |
| S••• F•••••••• G•••• I••• CRD 116574 | West Conshohocken, PA | independent RIA | $4.3B | 96% | 20 | $215M | 2 | 4 |
| A•••• W••••• A••••••• CRD 298079 | Chicago, IL | independent RIA | $4.3B | 76% | 11 | $390M | 3 | 0 |
| S••• M••••••• A•••••••• L•• CRD 298593 | Atlanta, GA | independent RIA | $4.3B | 94% | 21 | $204M | 0 | 3 |
| V•••••• C•••••• P•••••••• I••• CRD 148352 | New York, NY | asset manager | $4.3B | 0.0% | 0 | Not computed | 1 | 15 |
| T••••• C•••• T•••• CRD 140212 | Dallas, TX | independent RIA | $4.3B | 99% | 3 | $1.4B | 0 | 0 |
| E••• C•••••• CRD 335426 | Stockholm, | asset manager | $4.3B | 6.6% | 0 | Not computed | 0 | 0 |
| M•• A•••••••• I••• CRD 282639 | New York, NY | asset manager | $4.3B | 0.0% | 0 | Not computed | 7 | 15 |
| S••••••••• W••••• CRD 300572 | Summit, NJ | mixed wealth | $4.3B | 40% | 204 | $20.9M | 52 | 0 |
| A••••• R••• E••••• F••• A••••••• L•• CRD 169120 | New York, NY | asset manager | $4.3B | 0.0% | 0 | Not computed | 28 | 0 |
| M•••••• C•••••• M••••••••• L•• CRD 109250 | Denver, CO | other | $4.3B | 19% | 1 | $4.3B | 0 | 0 |
| S•••••• C•••••• M••••••••• L• CRD 340192 | Miami Beach, FL | asset manager | $4.3B | 0.0% | 0 | Not computed | 2 | 2 |
| B••••• C•••••• M••••••••• I••• CRD 120641 | Dayton, OH | mixed wealth | $4.3B | 47% | 26 | $164M | 1 | 0 |
| T••••••• F•••••••• M••••••••• L• CRD 156041 | New York, NY | asset manager | $4.3B | 0.0% | 0 | Not computed | 1 | 1 |
| H••••••• A•••••••• I••• CRD 110770 | Novato, CA | asset manager | $4.3B | 0.0% | 1 | $4.3B | 3 | 0 |
| B•••••••• C•••••• M••••••••• L•• CRD 111441 | Houston, TX | asset manager | $4.3B | 1.7% | 4 | $1.1B | 0 | 0 |
| C••••••• C•••••• M••••••••• L•• CRD 128450 | Chicago, IL | institutional | $4.2B | 0.0% | 0 | Not computed | 1 | 0 |
| F••••••• B•• C•••••• A•••••• L•• CRD 307684 | New York, NY | asset manager | $4.2B | 0.0% | 0 | Not computed | 0 | 0 |
| T•••••• I••••••••• CRD 157298 | New York, NY | asset manager | $4.2B | 0.4% | 0 | Not computed | 4 | 6 |
| R•••••••• M•••••• C•••••• M••••••••• L•• CRD 137342 | Boston, MA | independent RIA | $4.2B | 70% | 21 | $201M | 0 | 0 |
| Z•• I••••••••• C•••••• I•• CRD 110397 | Atlanta, GA | independent RIA | $4.2B | 90% | 13 | $325M | 0 | 0 |
| W••••• I••••••••• C•••••• I•• CRD 111042 | Gainesville, GA | other | $4.2B | 12% | 6 | $704M | 0 | 3 |
| P•••••• G••••• M••••••••• L•• CRD 297431 | Boston, MA | asset manager | $4.2B | 0.0% | 0 | Not computed | 4 | 18 |
| B• R•••• W••••• A•••••••• I••• CRD 115927 | Memphis, TN | BD affiliated | $4.2B | 95% | 167 | $25.2M | 95 | 0 |
| S••••• I••••••••• L•• CRD 105508 | Los Gatos, CA | mixed wealth | $4.2B | 32% | 6 | $702M | 1 | 0 |
| S••••••••• F•••••••• M••••••••• L• CRD 106146 | Teaneck, NJ | other | $4.2B | 1.6% | 5 | $841M | 2 | 0 |
| H•••••• H••••••• CRD 105515 | Long Beach, CA | independent RIA | $4.2B | 87% | 43 | $97.8M | 25 | 0 |
| E••••••• C•••••• P•••••••• L•• CRD 166102 | New York, NY | asset manager | $4.2B | 0.0% | 0 | Not computed | 0 | 3 |
| P•••••• C•••••• A•••• M••••••••• CRD 150683 | Austin, TX | other | $4.2B | 0.0% | 6 | $700M | 1 | 8 |
| S••••• C•••••• M••••••••• L•• CRD 328365 | New York, NY | other | $4.2B | 17% | 5 | $840M | 1 | 0 |
| S•••••••• A•••• A•••••••• L•• CRD 107588 | Thomasville, GA | independent RIA | $4.2B | 62% | 8 | $525M | 4 | 7 |
| T••••••• C•••••• M••••••••• L•• CRD 323910 | Los Angeles, CA | asset manager | $4.2B | 0.0% | 0 | Not computed | 0 | 13 |
| B•• R•••• C•••••• CRD 156765 | Denver, CO | asset manager | $4.2B | 0.0% | 0 | Not computed | 3 | 47 |
| B••••• C•••••• M••••••••• I•• CRD 105123 | Indianapolis, IN | institutional | $4.2B | 0.0% | 3 | $1.4B | 0 | 0 |
| C•••• I••••••••• R•••••••• L•• CRD 172685 | Alpharetta, GA | institutional | $4.2B | 2.8% | 3 | $1.4B | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.