DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
356 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Elevate Capital Advisors CRD 288190 | Eagle, CO | independent RIA | $183M | 98% | 5 | $36.7M | 0 | 0 |
| Hoffmann Hermanson CRD 130484 | Denver, CO | independent RIA | $183M | 100% | 2 | $91.5M | 2 | 0 |
| Cornerstone Investment Advisors, LLC CRD 116447 | Boulder, CO | independent RIA | $181M | 93% | 2 | $90.4M | 0 | 0 |
| A••••••••• W••••• A••••••• L•• CRD 170022 | Colorado Springs, CO | independent RIA | $180M | 54% | 1 | $180M | 1 | 3 |
| S••••••••• W••••• A••••••• CRD 170732 | Boulder, CO | independent RIA | $177M | 100% | 2 | $88.7M | 0 | 0 |
| D•••••• S••••• W••••• M••••••••• L•• CRD 152983 | Greenwood Village, CO | independent RIA | $176M | 100% | 2 | $87.8M | 1 | 0 |
| S••• P••• C••••••• L•• CRD 321648 | Broomfield, CO | asset manager | $174M | 0.0% | 0 | Not computed | 0 | 4 |
| L••• E••••• I••••••••• A•••••••• L•• CRD 283404 | Denver, CO | asset manager | $173M | 0.0% | 0 | Not computed | 0 | 3 |
| W••••••••• I••••••••• CRD 173306 | Greenwood Village, CO | independent RIA | $173M | 89% | 4 | $43.2M | 1 | 2 |
| I••••••••• W••••• S••••••••• CRD 327743 | Colorado Springs, CO | independent RIA | $171M | 94% | 3 | $57.1M | 1 | 0 |
| C••••••• W••••• M••••••••• L•• CRD 308980 | Broomfield, CO | independent RIA | $171M | 71% | 4 | $42.7M | 0 | 0 |
| W••• E•• W••••• M••••••••• L•• CRD 234791 | Denver, CO | independent RIA | $170M | 100% | 2 | $85.2M | 0 | 0 |
| L•••••• C•••••• C••••••••• CRD 18189 | Denver, CO | independent RIA | $170M | 100% | 2 | $85.0M | 0 | 0 |
| P•••••••• F•••••••• CRD 331675 | Colorado Springs, CO | independent RIA | $169M | 89% | 3 | $56.4M | 0 | 0 |
| R••••• C•••••• S••••••••• CRD 326930 | Englewood, CO | independent RIA | $169M | 95% | 6 | $28.1M | 3 | 0 |
| T•• I••••••••• A•••••••• L•• CRD 315629 | Denver, CO | independent RIA | $167M | 93% | 6 | $27.9M | 2 | 0 |
| P••• C•••••• M••••••••• L•• CRD 141488 | Greenwood Village, CO | independent RIA | $165M | 93% | 4 | $41.3M | 0 | 0 |
| F••••••••• S••••••• I•• CRD 106255 | Greenwood Village, CO | independent RIA | $165M | 100% | 1 | $165M | 0 | 0 |
| C•••••• F••••••••• I•• CRD 175207 | Denver, CO | independent RIA | $161M | 100% | 1 | $161M | 0 | 0 |
| S••••• I••••••••• L•• CRD 158070 | Colorado Springs, CO | independent RIA | $160M | 72% | 3 | $53.2M | 0 | 0 |
| Z•••• F•••••••• I••• CRD 135047 | Breckenridge, CO | independent RIA | $160M | 99% | 1 | $160M | 0 | 0 |
| V•••••• P•••••• W••••• L•• CRD 311878 | Denver, CO | independent RIA | $159M | 99% | 2 | $79.3M | 2 | 0 |
| P••••••••• W••••• A••••••• CRD 332574 | Loveland, CO | independent RIA | $158M | 99% | 5 | $31.6M | 0 | 0 |
| L••••••••• C•••••• CRD 298973 | Denver, CO | asset manager | $157M | 0.0% | 0 | Not computed | 2 | 4 |
| I••••••• I••••••••• A•••••••• L•• CRD 149123 | Denver, CO | independent RIA | $155M | 100% | 2 | $77.6M | 0 | 0 |
| B••••• F•••••••• S••••••• CRD 118244 | Denver, CO | independent RIA | $155M | 100% | 2 | $77.3M | 0 | 0 |
| Q•••• CRD 146212 | Boulder, CO | independent RIA | $154M | 83% | 1 | $154M | 0 | 1 |
| T••• O•• W••••• M••••••••• CRD 322893 | Lone Tree, CO | independent RIA | $154M | 97% | 3 | $51.3M | 0 | 0 |
| F••••• CRD 283890 | Fort Collins, CO | independent RIA | $152M | 100% | 3 | $50.6M | 0 | 0 |
| O••••••• F•••••••• CRD 287697 | Boulder, CO | independent RIA | $151M | 100% | 1 | $151M | 0 | 0 |
| A•••• M••••••••• G•••• I••••••••• C•••• CRD 168369 | Greenwood Village, CO | asset manager | $151M | 0.0% | 0 | Not computed | 0 | 18 |
| P••••• F•••••••• S•••••••• I••• CRD 161531 | Centennial, CO | independent RIA | $148M | 99% | 3 | $49.3M | 0 | 0 |
| F•• W••••• M••••••••• CRD 281494 | Centennial, CO | independent RIA | $147M | 100% | 3 | $49.1M | 0 | 0 |
| H•••••• W••••• CRD 333752 | Denver, CO | independent RIA | $147M | 100% | 7 | $21.0M | 2 | 0 |
| P•••••••• A••••••••• W••••• M••••••••• CRD 288537 | Greenwood Village, CO | independent RIA | $146M | 98% | 2 | $73.2M | 0 | 0 |
| S••••• H••• W••••• M••••••••• L•• CRD 296740 | Greenwood Village, CO | independent RIA | $146M | 95% | 3 | $48.6M | 0 | 0 |
| T•••••••• F•••••••• P•••••••• L•• CRD 323530 | Golden, CO | independent RIA | $145M | 96% | 3 | $48.3M | 1 | 0 |
| P•••••• F••••• O•••••• L•• CRD 338839 | Crested Butte, CO | independent RIA | $142M | 100% | 2 | $70.9M | 0 | 0 |
| C••••••••• W••••• A•••••••• L•• CRD 312517 | Johnstown, CO | independent RIA | $140M | 99% | 3 | $46.6M | 1 | 0 |
| S••••••• W••••• M••••••••• CRD 137419 | Boulder, CO | independent RIA | $139M | 99% | 1 | $139M | 1 | 0 |
| I•••••• F••••••••• I••• CRD 113422 | Greenwood Village, CO | independent RIA | $139M | 98% | 4 | $34.7M | 4 | 0 |
| C••••••••• W••••• A•••••• CRD 296956 | Greenwood Village, CO | independent RIA | $139M | 100% | 2 | $69.3M | 0 | 0 |
| P••••••• W••••• A••••••• CRD 324199 | Greenwood Village, CO | independent RIA | $134M | 100% | 2 | $66.9M | 0 | 0 |
| L••• F•••••••• M••••••••• I••• CRD 112236 | Centennial, CO | independent RIA | $134M | 100% | 1 | $134M | 0 | 0 |
| S••••••••• C•••••• M••••••••• CRD 336856 | Littleton, CO | independent RIA | $133M | 99% | 2 | $66.3M | 0 | 0 |
| W•••• H••• W••••• M••••••••• CRD 341034 | Broomfield, CO | independent RIA | $131M | 100% | 2 | $65.6M | 0 | 0 |
| A•••• W••••• A•••••••• L•• CRD 218512 | Denver, CO | independent RIA | $131M | 99% | 3 | $43.5M | 1 | 0 |
| L••• A•• R••••••• CRD 328907 | Highlands Ranch, CO | independent RIA | $129M | 100% | 8 | $16.1M | 1 | 0 |
| B••••• A••••••• CRD 338693 | Greenwood Village, CO | independent RIA | $128M | 100% | 3 | $42.7M | 1 | 0 |
| P••••••• W•••••• L•• CRD 335298 | Denver, CO | independent RIA | $127M | 100% | 3 | $42.4M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.