DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
400 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Kiplinger Wealth Advisors CRD 116726 | Springboro, OH | independent RIA | $262M | 100% | 5 | $52.3M | 2 | 0 |
| Ridgeline Wealth Planning LLC CRD 307702 | Centerville, OH | independent RIA | $260M | 98% | 5 | $51.9M | 0 | 0 |
| Shaker Investments CRD 119135 | Beachwood, OH | independent RIA | $259M | 51% | 5 | $51.8M | 2 | 1 |
| W•• B•••••••• S•••••••• I••• CRD 8099 | Cincinnati, OH | BD affiliated | $257M | 100% | 104 | $2.5M | 69 | 0 |
| T•••• F••••••••• I••• CRD 121495 | Dayton, OH | independent RIA | $256M | 99% | 7 | $36.6M | 0 | 0 |
| G••• P••• F•••••••• A•••••••• L•• CRD 147608 | Westlake, Oh, OH | independent RIA | $255M | 89% | 2 | $127M | 0 | 0 |
| I••••••••• W••••• M••••••••• I••• CRD 141092 | Uniontown, OH | independent RIA | $254M | 99% | 7 | $36.3M | 0 | 0 |
| E••••••• W••••• A•••••••• L•• CRD 305348 | Pepper Pike, OH | independent RIA | $253M | 99% | 2 | $126M | 0 | 0 |
| M•••••• B•••• • C••• L•• CRD 130093 | Westlake, OH | independent RIA | $249M | 100% | 2 | $124M | 0 | 0 |
| F••••••• C•••••• P•••••••• L•• CRD 139256 | Powell, OH | asset manager | $247M | 0.0% | 0 | Not computed | 1 | 1 |
| S••• C••••••• L•• CRD 298213 | Cincinnati, OH | asset manager | $245M | 0.0% | 0 | Not computed | 6 | 9 |
| M••• W••••• M••••••••• L•• CRD 174414 | Maumee, OH | independent RIA | $242M | 93% | 7 | $34.6M | 0 | 0 |
| L••••••••• W••••• M••••••••• I••• CRD 157925 | Ashland, OH | independent RIA | $238M | 91% | 5 | $47.5M | 0 | 0 |
| N•••• W••••• S••••••••• I••• CRD 139758 | Powell, OH | independent RIA | $237M | 99% | 3 | $78.9M | 0 | 0 |
| C••• C•••••• M••••••••• L••• CRD 125402 | Cincinnati, OH | independent RIA | $235M | 100% | 7 | $33.6M | 1 | 0 |
| F••••••• S••••• A•••• M••••••••• CRD 316955 | Cincinnati, OH | independent RIA | $234M | 98% | 3 | $77.9M | 3 | 0 |
| C••••••••• C•••••• M••••••••• L•• CRD 140082 | Cleveland, OH | asset manager | $233M | 0.0% | 0 | Not computed | 0 | 3 |
| S••••• F•••••••• A•••••••• I••• CRD 145007 | Middletown, OH | independent RIA | $233M | 99% | 5 | $46.6M | 1 | 0 |
| R••••••••• A•••••••• L•• CRD 300656 | Miamisburg, OH | independent RIA | $229M | 87% | 3 | $76.4M | 0 | 0 |
| S••••••••• W••••• M••••••••• I••• CRD 146611 | Toledo, OH | independent RIA | $227M | 100% | 5 | $45.4M | 1 | 0 |
| P•••••• F•••••••• P•••••••• L•• CRD 299258 | Westerville, OH | independent RIA | $226M | 95% | 2 | $113M | 0 | 0 |
| B••••••• I••••••••• M••••••••• L•• CRD 145158 | Cincinnciati, OH | independent RIA | $226M | 97% | 4 | $56.5M | 7 | 0 |
| E•••••••• P•• S••••• F•••••••• CRD 135316 | Avon, OH | independent RIA | $225M | 100% | 2 | $113M | 0 | 0 |
| R••••••••• P••••• I••• CRD 286214 | Westerville, OH | institutional | $225M | 7.5% | 1 | $225M | 0 | 0 |
| B••• T••• I•• CRD 105979 | Bellbrook, OH | mixed wealth | $222M | 28% | 2 | $111M | 0 | 0 |
| J•••••• F•••••••• CRD 288801 | Westerville, OH | independent RIA | $220M | 90% | 3 | $73.3M | 0 | 0 |
| M•••• V••••• P•••••••• M••••••••• I•• CRD 106389 | Brookville, OH | independent RIA | $219M | 89% | 4 | $54.6M | 2 | 0 |
| A••••••• W••••• L•• CRD 285169 | Canton, OH | independent RIA | $218M | 93% | 2 | $109M | 0 | 0 |
| C•••••••• C•••••• M••••••••• L••••• CRD 341686 | Rocky River, OH | asset manager | $216M | 0.0% | 0 | Not computed | 0 | 4 |
| Q•••• W••••• S••••••••• I••• CRD 341599 | Mansfield, OH | independent RIA | $215M | 100% | 2 | $107M | 0 | 0 |
| K•••••• W••••• I••••••••• A•••••••• L•• CRD 311536 | Westlake, OH | independent RIA | $215M | 99% | 3 | $71.5M | 1 | 0 |
| O•••••••• C•••••• M••••••••• L•• CRD 156013 | Fairlawn, OH | independent RIA | $214M | 100% | 4 | $53.5M | 1 | 0 |
| L•••••• • M••••••• I•• CRD 107111 | Fairlawn, OH | independent RIA | $214M | 100% | 3 | $71.2M | 0 | 0 |
| S••••• T••• F•••••••• P••••••• L•• CRD 311871 | Copley, OH | independent RIA | $213M | 100% | 4 | $53.4M | 2 | 0 |
| F•••••••• R••••• CRD 110384 | Cincinnati, OH | independent RIA | $211M | 100% | 5 | $42.3M | 0 | 0 |
| S•••••• C•••••• CRD 150106 | Westerville, OH | independent RIA | $211M | 67% | 4 | $52.8M | 0 | 0 |
| I••••••••• W••••• A•••••••• L•• CRD 306236 | I•••••••••, OH | independent RIA | $210M | 100% | 5 | $42.1M | 0 | 0 |
| R•••••••• W••••• M••••••••• CRD 293131 | Lima, OH | independent RIA | $209M | 82% | 2 | $104M | 0 | 0 |
| G••••••• A••••••• I•• CRD 112352 | Columbus, OH | independent RIA | $208M | 78% | 3 | $69.2M | 0 | 0 |
| P•••••• F•••••••• L•• CRD 133764 | Highland Heights, OH | independent RIA | $207M | 100% | 3 | $69.0M | 4 | 0 |
| N••••••••• L•• CRD 297300 | Columbus, OH | independent RIA | $205M | 100% | 3 | $68.3M | 2 | 0 |
| M••••••• W••••• • T•• A••••••• CRD 135875 | Springboro, OH | independent RIA | $202M | 100% | 3 | $67.3M | 0 | 0 |
| B••••• • M•••• C•••••• L•• CRD 299465 | Cincinnati, OH | asset manager | $202M | 0.0% | 0 | Not computed | 3 | 5 |
| C•••••• A•••• M••••••••• I••• CRD 120597 | Columbus, OH | independent RIA | $200M | 91% | 2 | $99.8M | 0 | 0 |
| D•• F•••••••• C••••••• L•• CRD 170688 | Cuyahoga Falls, OH | independent RIA | $199M | 79% | 3 | $66.5M | 0 | 0 |
| R•• S••••• F••••••••• I••• CRD 165484 | Fairfield, OH | independent RIA | $199M | 98% | 3 | $66.4M | 2 | 0 |
| N•••••• I••••••••• A••••••• I•• CRD 113175 | Beachwood, OH | mixed wealth | $198M | 27% | 2 | $99.0M | 0 | 0 |
| F•• C•••• I••••••••• P•••••••• L•• CRD 323497 | Cincinnati, OH | asset manager | $195M | 1.4% | 0 | Not computed | 0 | 20 |
| B••••• P••• S••••• P•••••••• L•• CRD 327730 | Cleveland, OH | asset manager | $195M | 0.0% | 0 | Not computed | 1 | 2 |
| T••••• F••••••••• I••• CRD 129004 | Canton, OH | independent RIA | $194M | 85% | 3 | $64.7M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.