DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Double Eagle Family Offices, LLC CRD 315523 | Fort Worth, TX | other | $1.4B | 0.5% | 0 | n/a | 0 | 9 |
| Recurrent Investment Advisors LLC CRD 288694 | Houston, TX | asset manager | $1.4B | 1.0% | 1 | $1.4B | 0 | 0 |
| Level Four Capital Management CRD 304792 | Dallas, TX | independent RIA | $1.4B | 85% | 6 | $230M | 1 | 0 |
| M••••••• C•••••• M••••••••• L•• CRD 281465 | Houston, TX | asset manager | $1.4B | 0.0% | 1 | $1.4B | 1 | 12 |
| B• C••••• M••••••••• L•• CRD 317505 | Dallas, TX | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 3 |
| R•••••••• C•••••• M••••••••• L•• CRD 283217 | Dallas, TX | other | $1.4B | 16% | 2 | $683M | 0 | 0 |
| P••• D•••• M•••••••• I•• CRD 110417 | Dallas, TX | independent RIA | $1.4B | 96% | 6 | $227M | 1 | 0 |
| W••••••••• C••••••• L•• CRD 156612 | Austin, TX | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 8 |
| C••••••• CRD 326828 | Dallas, TX | asset manager | $1.4B | 0.0% | 0 | n/a | 1 | 7 |
| S••••••• F••••••••• L••• C•• CRD 171816 | Houston, TX | independent RIA | $1.4B | 97% | 46 | $29.5M | 7 | 0 |
| Q•••••• W••••• M••••••••• L•• CRD 151490 | Frisco, TX | independent RIA | $1.3B | 99% | 13 | $103M | 0 | 0 |
| F•• W••••• A••••••• CRD 110270 | Austin, TX | independent RIA | $1.3B | 90% | 14 | $95.7M | 1 | 2 |
| V•••••• F•••••••• CRD 324943 | Austin, TX | independent RIA | $1.3B | 99% | 54 | $24.8M | 32 | 0 |
| A••••• I••••••••• P••••••• CRD 322494 | Houston, TX | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 9 |
| C••••••• A•••••••• L•• CRD 114058 | Houston, TX | independent RIA | $1.3B | 98% | 7 | $190M | 0 | 0 |
| U••• G••••• I••••••••• I••• CRD 111097 | San Antonio, TX | asset manager | $1.3B | 0.0% | 1 | $1.3B | 0 | 0 |
| R•••• • G•••••• W••••• M••••••••• CRD 283027 | The Woodlands, TX | independent RIA | $1.3B | 100% | 17 | $77.8M | 1 | 0 |
| B••••• F•••••••• G•••• CRD 110038 | Dallas, TX | independent RIA | $1.3B | 100% | 8 | $163M | 0 | 0 |
| S••••••••• A•••• M••••••••• L•• CRD 282103 | Westlake, TX | independent RIA | $1.3B | 99% | 22 | $58.7M | 4 | 0 |
| T•••••• M••••••••• L•• CRD 158083 | Dallas, TX | asset manager | $1.3B | 0.0% | 1 | $1.3B | 0 | 10 |
| B••• S••• C•••••• CRD 297282 | Austin, TX | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 5 |
| W••• C•••• C•••••• M••••••••• L• CRD 301259 | Dallas, TX | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 2 |
| A•••••••• C•••••• P•••••••• L••• CRD 161464 | Houston, TX | asset manager | $1.3B | 0.0% | 2 | $626M | 2 | 14 |
| H••••• C•••••• M••••••••• I•• CRD 110080 | Dallas, TX | mixed wealth | $1.2B | 37% | 10 | $124M | 0 | 0 |
| L••• I••••••••• M••••••••• CRD 174119 | Dallas, TX | mixed wealth | $1.2B | 32% | 2 | $620M | 1 | 0 |
| B•••• L• CRD 305638 | Dallas, TX | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 1 |
| P••• R••••• A•••••••• L•• CRD 313281 | Addison, TX | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 0 |
| P•••••• W••••• M••••••••• G••••• L•• CRD 333971 | Plano, TX | independent RIA | $1.2B | 97% | 18 | $67.9M | 4 | 0 |
| C•••••••• C•••••• A•••••••• L•• CRD 310277 | Houston, TX | independent RIA | $1.2B | 78% | 4 | $301M | 0 | 0 |
| A••••• L••• A•••••••• L•• CRD 173624 | Houston, TX | independent RIA | $1.2B | 64% | 4 | $300M | 0 | 13 |
| C•••••••• W••••• M••••••••• L•• CRD 289004 | Houston, TX | mixed wealth | $1.2B | 27% | 5 | $237M | 0 | 0 |
| W••••••• L•• CRD 145467 | Fort Worth, TX | independent RIA | $1.2B | 89% | 14 | $83.4M | 8 | 0 |
| T•• C•••••••• G••••• L•• CRD 159690 | Houston, TX | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 5 |
| S•••••• R••••• A••••••• L•• CRD 106931 | Houston, TX | other | $1.2B | 0.0% | 0 | n/a | 0 | 2 |
| A•••••• C•••••• M••••••••• CRD 105008 | Waco, TX | independent RIA | $1.2B | 96% | 6 | $193M | 0 | 0 |
| A•••• G••••• A•••••••• L•• CRD 287466 | Houston, TX | independent RIA | $1.2B | 89% | 11 | $105M | 1 | 0 |
| V••••• R••• E••••• L•• CRD 164146 | Austin, TX | asset manager | $1.1B | 0.0% | 0 | n/a | 1 | 4 |
| O•• H•••••• I••••••••• S••••••• CRD 173293 | Houston, TX | independent RIA | $1.1B | 90% | 19 | $59.8M | 0 | 0 |
| H• I••••••••• L••••• CRD 321885 | Austin, TX | asset manager | $1.1B | 0.0% | 0 | n/a | 1 | 5 |
| I•••••• W••••• P••••••• CRD 153635 | Plano, TX | independent RIA | $1.1B | 100% | 16 | $70.3M | 0 | 0 |
| B•••••• M••••••••• L•• CRD 300627 | Austin, TX | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 11 |
| T•• C••••• G•••• CRD 310163 | Houston, TX | independent RIA | $1.1B | 100% | 9 | $123M | 3 | 0 |
| I•••••••• A••••••• S•••••••• CRD 288817 | Dallas, TX | independent RIA | $1.1B | 97% | 128 | $8.6M | 100 | 0 |
| C•••••• A••••••• S•••••••• L•• CRD 156549 | Dallas, TX | independent RIA | $1.1B | 100% | 84 | $13.1M | 24 | 0 |
| E•••••• A•••••••• L•• CRD 165205 | Austin, TX | independent RIA | $1.1B | 92% | 3 | $367M | 1 | 0 |
| N••••••• R••• E••••• A••••••• X• L••• CRD 317203 | Dallas, TX | asset manager | $1.1B | 0.0% | 1 | $1.1B | 0 | 0 |
| P••••••• I•••••••• L•• CRD 160841 | Austin, TX | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 14 |
| H••• C•••••• P•••••••• L••• CRD 117863 | Fort Worth, TX | independent RIA | $1.1B | 89% | 1 | $1.1B | 0 | 1 |
| M•••••• G•••• A•••• M••••••••• I••• CRD 154127 | Dallas, TX | independent RIA | $1.1B | 96% | 7 | $155M | 0 | 0 |
| A••••• W••••• M••••••••• L•• CRD 172793 | A•••••, TX | independent RIA | $1.1B | 58% | 9 | $120M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,078 advisers match.