DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| West Tower Group, LLC CRD 323520 | Richmond, VA | asset manager | $142M | 0.0% | 0 | n/a | 0 | 4 |
| Kennondale Capital Management CRD 299863 | Richmond, VA | mixed wealth | $142M | 37% | 3 | $47.3M | 3 | 0 |
| The Scott S. James Company CRD 105861 | Falls Church, VA | independent RIA | $139M | 100% | 3 | $46.5M | 0 | 0 |
| K•••••• • C•••••• L•• CRD 152095 | Suffolk, VA | independent RIA | $138M | 98% | 3 | $45.8M | 0 | 0 |
| F•••••••• A•••• M••••••••• L•• CRD 281118 | Virginia Beach, VA | independent RIA | $137M | 98% | 3 | $45.6M | 1 | 0 |
| R•••• C••••••• A•••••••• L•• CRD 334629 | Suffolk, VA | independent RIA | $137M | 100% | 2 | $68.4M | 0 | 0 |
| N••••• C•••••• M••••••••• I••• CRD 110398 | Henrico, VA | independent RIA | $137M | 93% | 1 | $137M | 0 | 0 |
| H•••••••• F•••••••• G•••• L•• CRD 333013 | Virginia Beach, VA | independent RIA | $136M | 78% | 3 | $45.5M | 2 | 0 |
| B••••••• F•••••••• C•••••• M••••••••• L•• CRD 300619 | Reston, VA | independent RIA | $135M | 99% | 4 | $33.8M | 0 | 0 |
| A••••••• U•••• M•••••••• A•••••••• I•• CRD 329425 | Glen Allen, VA | institutional | $134M | 0.0% | 4 | $33.6M | 0 | 0 |
| B••••••• P•••••••• L•• CRD 304568 | Occoquan, VA | independent RIA | $134M | 100% | 1 | $134M | 1 | 0 |
| T••• W••••• M••••••••• L•• CRD 328042 | Great Falls, VA | independent RIA | $134M | 100% | 4 | $33.5M | 3 | 0 |
| P••••••••• W•••••• L•• CRD 165542 | Roanoke, VA | independent RIA | $130M | 82% | 4 | $32.6M | 2 | 0 |
| C••• A•••• M••••••••• L•• CRD 298041 | Charlottesville, VA | independent RIA | $128M | 93% | 1 | $128M | 0 | 0 |
| A••• F•••••••• A••••••• CRD 325930 | Mclean, VA | independent RIA | $127M | 100% | 2 | $63.3M | 1 | 0 |
| V•• P•••••••• I••• CRD 111946 | Roanoke, VA | independent RIA | $126M | 99% | 2 | $63.1M | 1 | 0 |
| F••••••••• W••••• M••••••••• I••• CRD 312192 | Chesapeake, VA | independent RIA | $124M | 100% | 7 | $17.6M | 4 | 0 |
| P•••••• F•••••••• G•••• L•• CRD 145127 | Chantilly, VA | independent RIA | $122M | 99% | 3 | $40.8M | 0 | 0 |
| G••• • G••• I••••••••• A••••••• L•• CRD 167813 | Harrisonburg, VA | independent RIA | $121M | 100% | 2 | $60.7M | 0 | 0 |
| A•••• W••••• A••••••• CRD 290853 | Lynchburg, VA | independent RIA | $121M | 98% | 2 | $60.6M | 2 | 0 |
| C••••••••• W••••• M••••••••• CRD 336719 | Lynchburg, VA | independent RIA | $119M | 100% | 1 | $119M | 1 | 0 |
| T••• C••••••• L•• CRD 285622 | Richmond, VA | independent RIA | $118M | 99% | 3 | $39.4M | 0 | 0 |
| S•••••• W••••• A••••••• CRD 331560 | Charlottesville, VA | independent RIA | $116M | 100% | 2 | $58.2M | 1 | 0 |
| P•••••••• A••••••• G••••• I••• CRD 116011 | Alexandria, VA | independent RIA | $116M | 99% | 2 | $57.9M | 0 | 0 |
| F•••• G••••••••• S••••••••• I•• CRD 5871 | Alexandria, VA | independent RIA | $116M | 100% | 2 | $57.9M | 0 | 0 |
| A••• W••••• P••••••• CRD 334270 | Charlottesville, VA | independent RIA | $112M | 98% | 2 | $56.2M | 0 | 0 |
| C•••••• W••••• M••••••••• I••• CRD 114994 | Mclean, VA | independent RIA | $112M | 100% | 1 | $112M | 0 | 0 |
| A••••••• W••••• M••••••••• I•• CRD 117249 | Ashburn, VA | independent RIA | $103M | 100% | 2 | $51.6M | 1 | 0 |
| T•••••• W••••• M••••••••• L•• CRD 305972 | Vienna, VA | independent RIA | $103M | 100% | 1 | $103M | 1 | 0 |
| O••••••• W••••• S••••••• CRD 323914 | Crozet, VA | independent RIA | $102M | 100% | 1 | $102M | 0 | 0 |
| A•••••• CRD 327176 | Virginia Beach, VA | independent RIA | $102M | 97% | 10 | $10.2M | 7 | 0 |
| A••••• F•••••••• G•••• CRD 325706 | Richmond, VA | independent RIA | $101M | 100% | 3 | $33.6M | 0 | 0 |
| E••••••••• T••• C•••••• M••••••••• L•• CRD 291127 | Alexandria, VA | independent RIA | $91.7M | 69% | 2 | $45.8M | 0 | 0 |
| U•••• S••••• P••••••• L•• CRD 156148 | Alexandria, VA | asset manager | $86.3M | 0.0% | 0 | n/a | 1 | 0 |
| H••••• M•••••• I••••••••• A••••••• I•• CRD 107884 | Richmond, VA | independent RIA | $81.2M | 92% | 1 | $81.2M | 0 | 0 |
| T•••••••• C•••••• M••••••••• L•• CRD 314158 | Richmond, VA | asset manager | $64.3M | 0.0% | 1 | $64.3M | 0 | 0 |
| A••••••• C•••••• M••••••••• L• CRD 133613 | Arlington, VA | asset manager | $49.8M | 0.0% | 0 | n/a | 0 | 2 |
| H•••••••• W••••• CRD 333235 | Richmond, VA | independent RIA | $37.5M | 80% | 5 | $7.5M | 0 | 0 |
| C•• G••••• A••••••• L•• CRD 326942 | Arlington, VA | asset manager | $16.3M | 0.0% | 0 | n/a | 0 | 1 |
| B•••••••• M•••• CRD 328273 | Mclean, VA | independent RIA | $9.1M | 100% | 0 | n/a | 0 | 0 |
| T•••••• A•••• I••• CRD 331700 | Fairfax, VA | asset manager | $773,573 | 0.0% | 0 | n/a | 0 | 0 |
| A••• I••••• CRD 340305 | Arlington, VA | independent RIA | $270 | 100% | 0 | n/a | 0 | 0 |
| S••• R••••••••• S••••••••• L•• CRD 286030 | Richmond, VA | no RAUM | $0 | n/a | 5 | n/a | 0 | 0 |
| E•• C••••••••• CRD 293796 | Irvington, VA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| R••••••••• R••••••••• L•• CRD 297379 | Tysons, VA | no RAUM | $0 | n/a | 2 | n/a | 1 | 0 |
| W••••••••• P•••••• CRD 321249 | Fairfax, VA | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| L••••• W••••• A•••••• L•• CRD 334697 | Lynchburg, VA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| H•••••• • F••••••••• I•••••••• CRD 338019 | Lynchburg, VA | no RAUM | $0 | n/a | 1 | n/a | 2 | 0 |
| W•••• H••• F•••••••• I•• CRD 343646 | Richmond, VA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| A•••••••• W••••• P••••••• L•• CRD 343757 | Culpeper, VA | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
301 advisers match.