DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
400 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Future Financial Wealth Management Group, LLC CRD 291484 | Cincinnati, OH | independent RIA | $193M | 100% | 2 | $96.7M | 1 | 0 |
| Enza Financial, LLC CRD 315827 | Independence, OH | independent RIA | $191M | 86% | 4 | $47.8M | 0 | 0 |
| Meyer Capital Management LLC. CRD 106904 | Cincinnati, OH | independent RIA | $191M | 95% | 2 | $95.4M | 0 | 0 |
| B•••••••• P•••••• W•••••• L•• CRD 326055 | Cleveland, OH | independent RIA | $190M | 98% | 2 | $95.2M | 0 | 0 |
| B••••• D••••• P•••••• W••••• M••••••••• L•• CRD 328496 | Cincinnati, OH | independent RIA | $188M | 98% | 3 | $62.7M | 3 | 0 |
| H••••••• F•••••••• A•••••••• L•• CRD 154955 | Waterville, OH | independent RIA | $188M | 69% | 2 | $94.0M | 1 | 0 |
| 3•• W••••• M••••••••• G•••• CRD 314674 | Mason, OH | independent RIA | $187M | 99% | 2 | $93.3M | 1 | 0 |
| F•••• M•••• F••••••••• L•• CRD 145025 | Medina, OH | independent RIA | $186M | 98% | 1 | $186M | 0 | 0 |
| C••••••• C•••••• P••••••• CRD 309944 | Cincinnati, OH | asset manager | $184M | 0.0% | 0 | Not computed | 1 | 6 |
| T•• P•••••• G•••• CRD 293819 | Dublin, OH | independent RIA | $182M | 100% | 2 | $91.2M | 1 | 0 |
| C••••••••• C•••••• CRD 166973 | Cincinnati, OH | asset manager | $180M | 0.0% | 0 | Not computed | 0 | 4 |
| T•• P•••••• I••••••••• G••••• I••• CRD 128876 | Kettering, OH | independent RIA | $179M | 100% | 2 | $89.7M | 0 | 0 |
| B•••••••• W••••• M••••••••• CRD 298885 | Cincinnati, OH | independent RIA | $179M | 99% | 3 | $59.7M | 0 | 0 |
| F•••••••• W••••• G••••• L•• CRD 299711 | Centerville, OH | independent RIA | $178M | 99% | 4 | $44.5M | 1 | 0 |
| E••••••• C•••••• A•••••••• L•• CRD 337827 | Aurora, OH | independent RIA | $176M | 100% | 10 | $17.6M | 3 | 0 |
| L••••••••• F•••••••• A••••••• CRD 117665 | Ashland, OH | independent RIA | $176M | 94% | 1 | $176M | 0 | 0 |
| A••• B• L•••• • A••••••••• I••• CRD 105363 | Toledo, OH | independent RIA | $175M | 91% | 1 | $175M | 0 | 2 |
| A••••••••• C•••••• M••••••••• CRD 120038 | St. Clairsville, OH | independent RIA | $175M | 97% | 2 | $87.7M | 0 | 0 |
| S••••••••• • C•••••• CRD 121382 | Powell, OH | independent RIA | $173M | 94% | 2 | $86.5M | 0 | 0 |
| K••••••••• • C•• CRD 284713 | New Albany, OH | independent RIA | $171M | 100% | 3 | $57.1M | 0 | 0 |
| P•• C•••••• M••••••••• L•• CRD 315241 | Columbus, OH | independent RIA | $171M | 100% | 3 | $57.0M | 1 | 0 |
| T••••••• F••• A•••••••• L•• CRD 298049 | Cincinnati, OH | asset manager | $170M | 0.0% | 1 | $170M | 0 | 0 |
| T•••••••• F•••••••• CRD 170738 | Troy, OH | independent RIA | $170M | 76% | 1 | $170M | 0 | 0 |
| M••••••• • C••• F•••••••• P••••••• CRD 310087 | Cincinnati, OH | independent RIA | $169M | 99% | 2 | $84.5M | 0 | 0 |
| M•••• G•••• F•••••••• A•••••••• I•• CRD 125046 | West Chester, OH | independent RIA | $169M | 100% | 3 | $56.2M | 4 | 0 |
| S••• H••••• W••••• A•••••••• L•• CRD 284613 | Dublin, OH | independent RIA | $167M | 100% | 2 | $83.6M | 1 | 0 |
| V••••• F•••••••• M••••••••• L•• CRD 170003 | Cuyahoga Falls, OH | independent RIA | $166M | 100% | 2 | $82.8M | 0 | 0 |
| M••• B•••• W••••• A••••••• CRD 121269 | Oakwood, OH | independent RIA | $166M | 100% | 1 | $166M | 0 | 0 |
| B••• C••• W•••••• I••• CRD 326354 | Hillsboro, OH | independent RIA | $163M | 90% | 1 | $163M | 0 | 0 |
| L••••••• W••••• M••••••••• G••••• I••• CRD 157769 | Columbus, OH | independent RIA | $163M | 89% | 2 | $81.5M | 0 | 0 |
| S••••••• W••••• M••••••••• CRD 312695 | Cincinnati, OH | independent RIA | $162M | 100% | 4 | $40.5M | 1 | 0 |
| M• W••••• M••••••••• CRD 335612 | North Royalton, OH | independent RIA | $160M | 100% | 2 | $80.1M | 0 | 0 |
| H•••••• F•••••••• G•••• CRD 135731 | Westerville, OH | independent RIA | $160M | 96% | 3 | $53.4M | 0 | 0 |
| H•• W••••• M••••••••• L•• CRD 317346 | Poland, OH | independent RIA | $159M | 100% | 2 | $79.6M | 0 | 0 |
| S•• F•••••••• S••••••••• CRD 107348 | Fairview Park, OH | independent RIA | $159M | 92% | 1 | $159M | 0 | 0 |
| R••••••• I••••••••• A•••••••• L•• CRD 153550 | Cincinnati, OH | independent RIA | $155M | 100% | 1 | $155M | 0 | 0 |
| W••••••••• W••••• M••••••••• CRD 312951 | W•••••••••, OH | independent RIA | $154M | 100% | 3 | $51.2M | 0 | 0 |
| G••••• C•••••• M••••••••• L•• CRD 312515 | Columbus, OH | independent RIA | $154M | 100% | 2 | $76.8M | 0 | 0 |
| I••••••• W••••• C••••••• L•• CRD 171959 | Loveland, OH | independent RIA | $152M | 96% | 2 | $76.0M | 0 | 0 |
| A••••••• W••••• A••••••• L•• CRD 169956 | Maumee, OH | independent RIA | $150M | 92% | 4 | $37.5M | 4 | 0 |
| C•••••• F•••••••• G••••• I••• CRD 130867 | Dublin, OH | independent RIA | $149M | 100% | 2 | $74.4M | 0 | 0 |
| P••••••• W••••• CRD 305807 | Columbus, OH | independent RIA | $149M | 82% | 4 | $37.2M | 1 | 0 |
| R••• I••••••••• C••••••••• G•••• CRD 316029 | Richfield, OH | independent RIA | $147M | 89% | 2 | $73.7M | 0 | 0 |
| T•• W••••• A•••••••• G••••• I••• CRD 122231 | Columbus, OH | independent RIA | $146M | 100% | 2 | $73.2M | 0 | 0 |
| C•••••• • C•••••• A••••••• L•• CRD 122655 | Chagrin Falls, OH | independent RIA | $146M | 99% | 2 | $72.8M | 0 | 0 |
| E••• I••••••••• M••••••••• CRD 171488 | Dublin, OH | independent RIA | $145M | 70% | 3 | $48.2M | 0 | 0 |
| R••• W••••• A•••••••• L•• CRD 304359 | Columbus, OH | independent RIA | $140M | 99% | 2 | $69.8M | 0 | 0 |
| M••••••• S••••••••• L••• CRD 121217 | Dayton, OH | independent RIA | $140M | 98% | 2 | $69.8M | 0 | 0 |
| S•• I••••••••• M••••••••• L•• CRD 331314 | Independence, OH | asset manager | $138M | 0.0% | 5 | $27.7M | 0 | 0 |
| V••••••••• W••••• M••••••••• L•• CRD 290308 | West Chester Township, OH | independent RIA | $136M | 100% | 3 | $45.5M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.