DFX Intelligence
Advisor moves
Departures from Cetera Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin George Fuhriman | Cetera Advisors LLC BD affiliated | Kms Financial Services, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jun 4, 2019 |
| Christopher Lee Jones | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2019 | May 21, 2019 |
| Anubhav Mullick | Cetera Advisors LLC BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2019 | May 21, 2019 |
| John Zupka | Cetera Advisors LLC BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | May 28, 2019 |
| Thomas James Carlson | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | Apr 30, 2019 |
| Scott Steven Feher | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | Apr 30, 2019 |
| Michael John Murphy | Cetera Advisors LLC BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | May 14, 2019 |
| Scott Michael Mahan | Cetera Advisors LLC BD affiliated | Kms Financial Services, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2019 | May 7, 2019 |
| Michael C Kessel | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2019 | Apr 15, 2019 |
| Paul C Johns | Cetera Advisors LLC BD affiliated | Sharpepoint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2019 | Apr 10, 2019 |
| Lang Phu Nguyen | Cetera Advisors LLC BD affiliated | Red Oak Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2019 | May 7, 2019 (34 d) |
| Zachary Gillette Williams | Cetera Advisors LLC BD affiliated | Marcum Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2019 | Mar 24, 2019 (31 d) |
| Daniel Howard Adams | Cetera Advisors LLC BD affiliated | Latitude Wealth Management, LLC unclassified | Other | Feb 11, 2019 | Jun 19, 2014 |
| Brian Scott Greenberg | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Apr 9, 2021 (798 d) |
| Paul Michael Kowalski | Cetera Advisors LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2019 | Jan 30, 2019 |
| Kenneth Austin Borum | Cetera Advisors LLC BD affiliated | Prosperity Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2018 | Sep 10, 2018 |
| Ryan Kent Noble | Cetera Advisors LLC BD affiliated | Prosperity Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2018 | Sep 6, 2018 |
| Christopher William Janota | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Feb 6, 2019 (37 d) |
| Rachael Michelle Graf | Cetera Advisors LLC BD affiliated | Prosperity Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2018 | Sep 6, 2018 |
| Howard Joseph Englehart | Cetera Advisors LLC BD affiliated | Kms Financial Services, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2018 | Jan 4, 2019 |
| Sabin Berg Alibrandi | Cetera Advisors LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Nov 28, 2018 |
| Scott David Preston | Cetera Advisors LLC BD affiliated | Preston Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2018 | Oct 5, 2017 |
| Kip Allen Mechals | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 10, 2018 |
| Eric Krausz Adler | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 6, 2018 |
| Douglas Kay Perry | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 9, 2018 |
| Gregory Scott Bowen | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 6, 2018 |
| Robert Patrick Biancardi | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Jul 6, 2018 |
| Keith Sadlowski | Cetera Advisors LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2018 | Nov 1, 2018 |
| Vanessa Lynn Pruett-Urie | Cetera Advisors LLC BD affiliated | Prostatis Financial Advisors Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2018 | Oct 20, 2023 (1829 d) |
| Carina Shipotofsky Diamond | Cetera Advisors LLC BD affiliated | Springside Partners LLC other | Other | Oct 16, 2018 | Nov 7, 2014 |
| Mary Catherine Pascarella | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2018 | Oct 15, 2018 |
| Patrick Gavin Hahn | Cetera Advisors LLC BD affiliated | Springside Partners LLC other | Other | Oct 15, 2018 | Nov 12, 2014 |
| Aaron Christopher Gates | Cetera Advisors LLC BD affiliated | Cookson Peirce Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2018 | Jan 18, 2019 (95 d) |
| F William Libardoni | Cetera Advisors LLC BD affiliated | Ibn Financial Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2018 | Oct 19, 2022 (1465 d) |
| Christopher Kozak | Cetera Advisors LLC BD affiliated | Kozak & Tripp Private Asset Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2018 | Sep 7, 2018 |
| Angelo J. Puma | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2018 | Apr 9, 2021 (912 d) |
| Trevor Nolen Tripp | Cetera Advisors LLC BD affiliated | Kozak & Tripp Private Asset Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 10, 2018 | Sep 12, 2018 |
| Todd Jordan Rashkin | Cetera Advisors LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 3, 2018 | Oct 15, 2018 |
| Stephanie P. Brown | Cetera Advisors LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Oct 29, 2018 |
| Mark Eric Engberg | Cetera Advisors LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 27, 2018 | Sep 21, 2018 |
| Lindsay June Schellpeper | Cetera Advisors LLC BD affiliated | Silverleaf Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2018 | Sep 28, 2018 |
| Louis George Giuliano | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2018 | Sep 4, 2018 |
| Benjamin Joseph Dychala | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2018 | Nov 30, 2024 (2277 d) |
| Thomas Michael Presper | Cetera Advisors LLC BD affiliated | Presper Financial Architects, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2018 | Sep 6, 2018 |
| Daniel Clayton Garner | Cetera Advisors LLC BD affiliated | Presper Financial Architects, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2018 | Sep 6, 2018 |
| Teddy Joseph Newman | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Aug 24, 2018 |
| Scott Francis Ricci | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2018 | Aug 3, 2021 (1075 d) |
| Ronald Lewis Poindexter | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2018 | Jul 31, 2018 |
| Dustin Charles Newton | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2018 | Jul 31, 2018 |
| Robert Mark Wheatley | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2018 | Jul 31, 2018 |
| Alex Michael Robinson | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2018 | Jul 31, 2018 |
| Tyler Caldwell Dove | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2018 | Jul 31, 2018 |
| Brian Michael Hensley | Cetera Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Mar 16, 2020 (584 d) |
| Alan Bratic | Cetera Advisors LLC BD affiliated | Vigil Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 9, 2018 | Mar 9, 2020 (578 d) |
| Justin Dolan | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2018 | Aug 2, 2018 |
| Brenda Ann Stone | Cetera Advisors LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 4, 2018 | Aug 10, 2018 |
| Luca Omar Procel | Cetera Advisors LLC BD affiliated | Kms Financial Services, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Aug 10, 2018 |
| Brian Daniel Francis | Cetera Advisors LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Mar 25, 2019 (234 d) |
| Brian Ashley Moseley | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Jul 31, 2018 |
| Michael Douglas Weldy | Cetera Advisors LLC BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2018 | Aug 1, 2018 |
910 moves match.