DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Avantax Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marc Stephen WagnerAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherFeb 5, 2021Feb 1, 2021
Robert Joseph WhelanAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 5, 2021Feb 18, 2021
John Benard LoveAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2021Feb 1, 2021
Michael James RayAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Jan 27, 2021
Kyle Andrew SpiewakAvantax Advisory Services BD affiliatedDel Mar Wealth Advisors unclassifiedOtherFeb 1, 2021Jan 25, 2021
Boris FoxmanAvantax Advisory Services BD affiliatedFoxman Asset Advisors Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 29, 2021Jan 25, 2021
Mark Timothy ArraAvantax Advisory Services BD affiliatedEpic Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2021Jan 25, 2021
Kira RogozhinaAvantax Advisory Services BD affiliatedFoxman Asset Advisors Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 29, 2021Jan 25, 2021
Jared Gabriel JohnsonAvantax Advisory Services BD affiliatedHorizon Financial Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2021Feb 5, 2021
Timothy David NelsonAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 19, 2021Feb 18, 2021
Ocean John HoAvantax Advisory Services BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJan 18, 2021Jan 14, 2021
Stephen Paul RegoubyAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2021Jan 14, 2021
Bradly Edward TharpAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 15, 2021Jan 13, 2021
Bradly Allen BroadbentAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 15, 2021Jan 25, 2021
Steven Anthony HendersonAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2021Jan 12, 2021
Doane Farr HarrisonAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2021Jan 12, 2021
Douglas Ray MorrisAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2021Jan 12, 2021
Jay Blakeley WillcoxAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2021Jan 12, 2021
Jana Michele Ramsey-WeaverAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2021Jan 15, 2021
Raymond Brent CooleyAvantax Advisory Services BD affiliatedWealthplans, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 14, 2021Jan 8, 2021
Timothy Allen WissingAvantax Advisory Services BD affiliatedAvantax Planning Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2021Jan 11, 2021
Jim Donald LeonardAvantax Advisory Services BD affiliatedTrutoro independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 5, 2021
Michael Gene GardinerAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Jan 4, 2021
Elaine McnairAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Jan 6, 2021
Cassandra Green FillingimAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Jan 4, 2021
Robin RodenAvantax Advisory Services BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherDec 31, 2020Oct 1, 2024 (1370 d)
Joshua Paul IngramAvantax Advisory Services BD affiliatedAdvisor Resource Council BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Jan 4, 2021
Kevin Jay McmichaelAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Dec 21, 2020
Philip Thomas StraleyAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 22, 2020Dec 17, 2020
Deborah Ann BirchAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 22, 2020Dec 18, 2020
Diane WilliamsAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 22, 2020Dec 18, 2020
Susan S LewisAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 22, 2020Dec 18, 2020
Leigh Ashley RobertsonAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 22, 2020Dec 16, 2020
Randolph Earl RaileyAvantax Advisory Services BD affiliatedKorhorn Financial Group independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2020Jan 28, 2021 (38 d)
Henry Baker SummerAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 8, 2020
Melony Jane HarrisAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 9, 2020
J. Richard RustAvantax Advisory Services BD affiliatedPackerland Brokerage Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2020Dec 14, 2020
Robert Lawrence RiesenbeckAvantax Advisory Services BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 24, 2020
Kevin Peter DolphinAvantax Advisory Services BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 1, 2020
Buford Summer GloverAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 8, 2020
Mark Howard JubasAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 8, 2020
David Bassam HindiAvantax Advisory Services BD affiliatedOakgrowth Wealth Management LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 14, 2020Jan 1, 2026 (1844 d)
Sarah Newberry ReamesAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 14, 2020Dec 8, 2020
Timothy Paul EvansAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Dec 2, 2020
Richard Allen NixonAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Dec 1, 2020
Michael Gerard PetersAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Dec 3, 2020
Jagruti MakwanaAvantax Advisory Services BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 8, 2020Jan 27, 2021 (50 d)
Gary P PikeAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Dec 2, 2020
William Charles SnyderAvantax Advisory Services BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 4, 2020Nov 20, 2025 (1812 d)
Michael Joseph AlviniAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2020Nov 24, 2020
Roger Randall GivenAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Nov 20, 2020
Kirk Dean RosenstrauchAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Nov 19, 2020
William Blaise ConteAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Nov 20, 2020
Christopher Thomas PakosAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Nov 18, 2020
H Dale GoembelAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Oct 16, 2025 (1780 d)
Kindsey Brooke ElyAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Nov 18, 2020
Michael Andrew McnealAvantax Advisory Services BD affiliatedCreative Financial Designs, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Nov 30, 2020
Leann CantyAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherNov 17, 2020Nov 10, 2020
Erik David MickelsonAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 17, 2020Nov 12, 2020
Paula Fox DerwickAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 6, 2020Jun 29, 2023 (965 d)
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1,143 moves match.