DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summit Financial Resources Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stanley GregorSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 27, 2018Feb 7, 2017
Nella ZelenskySummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 27, 2018Jun 5, 2017
John R DuffySummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 27, 2018Oct 10, 2017
Brian Albert NolanSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 25, 2018Sep 10, 2009
Michael MacdougalSummit Financial Resources Inc no RAUMSummit Family Wealth Counseling Inc no RAUMOtherSep 25, 2018Oct 28, 2004
Joseph William SpadaSummit Financial Resources Inc no RAUMSummit Family Wealth Counseling Inc no RAUMOtherSep 20, 2018Jun 24, 2002
Robert Anthony BeckettSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Apr 30, 2010
Martin James McginleySummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Dec 1, 2017
David Richard ChepauskasSummit Financial Resources Inc no RAUMSummit Family Wealth Counseling Inc no RAUMOtherSep 20, 2018Jun 24, 2002
Todd Scott WeissSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018May 30, 2014
Kevin KreuzerSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Sep 15, 2011
George L RiosecoSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Apr 1, 2008
Shant TashjianSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Sep 28, 2005
Brian Edward BartholdSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Aug 1, 2002
Victor Dominick MaccagnanSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Sep 7, 2007
Salvadore Robert SalvoSummit Financial Resources Inc no RAUMSummit Family Wealth Counseling Inc no RAUMOtherSep 20, 2018Jun 24, 2002
Brian SnersonSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Oct 12, 2004
Ryan Adam HanisakSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Feb 3, 2009
Justin Benjamin ErferSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Aug 17, 2016
Lindsey Nicole KohlerSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Nov 3, 2017
Herbert Theodore CheesmanSummit Financial Resources Inc no RAUMCitigroup Global Markets Inc. BD affiliatedOtherApr 3, 2018May 30, 2018 (57 d)
Thomas George GoodwinSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherMar 8, 2018Feb 16, 2010
Alexander Michael PanasSummit Financial Resources Inc no RAUMKestra Advisory Services, LLC otherOtherFeb 21, 2018Jan 29, 2018
Daniel Charles SingerSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherFeb 9, 2018Apr 3, 2006
Eric Karl RosenbergerSummit Financial Resources Inc no RAUMKestra Advisory Services, LLC otherOtherJan 12, 2018Feb 23, 2018 (42 d)
Marc Alexander GuidoSummit Financial Resources Inc no RAUMHennion & Walsh Asset Management, Inc. BD affiliatedOtherNov 3, 2017Jan 23, 2018 (81 d)
Matthew David RenovSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherNov 1, 2017Jun 7, 2016
John Andrew FrankSummit Financial Resources Inc no RAUMOsaic Fa, Inc. otherOtherOct 5, 2017Oct 3, 2017
Alyce Marie HackettSummit Financial Resources Inc no RAUMIc Advisory Services, Inc. otherOtherOct 2, 2017Oct 2, 2017
Gary Kurt HagerSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 29, 2017Aug 31, 2004
Jun ChenSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherJul 28, 2017Jun 28, 2017
Vincent John NauheimerSummit Financial Resources Inc no RAUMPrivate Advisor Group, LLC otherOtherJun 2, 2017Jun 14, 2017
Andrew Thomas ClyneSummit Financial Resources Inc no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 5, 2016May 20, 2016
Michael Thomas SaporitoSummit Financial Resources Inc no RAUMBlackrock Investment Management, LLC otherOtherFeb 1, 2016May 8, 2015
Richard Ferris SamaraSummit Financial Resources Inc no RAUMPrivate Advisor Group, LLC otherOtherNov 10, 2014Nov 12, 2014
Robert IolaSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherJan 6, 2014Feb 19, 2004
Kevin RileySummit Financial Resources Inc no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 7, 2013Aug 6, 2013
Leean Carole HunchakSummit Financial Resources Inc no RAUMEdward Jones national BDOtherDec 15, 2010Apr 11, 2011 (117 d)
Charles Dominic Dayer WildSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherOct 19, 2010May 10, 2010
Howard Elliott KaplanSummit Financial Resources Inc no RAUMSummit Family Wealth Counseling Inc no RAUMOtherSep 15, 2010Mar 8, 2007
Jeffrey Ronald SusskindSummit Financial Resources Inc no RAUMSignator Investors, Inc. otherOtherJun 1, 2010Jul 1, 2010
David Keith SebastianSummit Financial Resources Inc no RAUMSebastian Wealth Management Group, LLC unclassifiedOtherSep 3, 2008Nov 10, 2008 (68 d)
Edward Robert CollinsSummit Financial Resources Inc no RAUMLPL Financial LLC otherOtherJul 17, 2008Jul 29, 2008
Lawrence Martin WefferlingSummit Financial Resources Inc no RAUMLPL Financial LLC otherOtherJul 17, 2008Jul 17, 2008
Scott PortlockSummit Financial Resources Inc no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 23, 2008Nov 17, 2008 (208 d)
Christine FroleSummit Financial Resources Inc no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 16, 2006Jun 23, 2006
Paige PowerSummit Financial Resources Inc no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 16, 2005Nov 16, 2005
Robert HorowitzSummit Financial Resources Inc no RAUMUnited Brokerage Services Inc otherOtherApr 15, 2005Apr 18, 2005
John Joseph BelloSummit Financial Resources Inc no RAUMComprehensive Capital Management, Inc. otherOtherMay 1, 2003Mar 12, 2004 (316 d)
Martin Edward ButlerSummit Financial Resources Inc no RAUMChase Investment Services Corp. otherOtherDec 10, 2002Sep 19, 2003 (283 d)
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50 moves match.