DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from On Investment Management Co
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dennis Bryon Hesselink | On Investment Management Co BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 10, 2023 |
| Roger Duane Hughey | On Investment Management Co BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 10, 2023 |
| Darwin Blair Hesselink | On Investment Management Co BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 11, 2023 |
| Richard W Galka | On Investment Management Co BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 10, 2023 |
| Daryl Blaine Hesselink | On Investment Management Co BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 10, 2023 |
| Brandon Jay Hesselink | On Investment Management Co BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 10, 2023 |
| Denise Jo Croake | On Investment Management Co BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 10, 2023 |
| John Gordon Westenbarger | On Investment Management Co BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 10, 2023 |
| Loren J. Quist | On Investment Management Co BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2023 | May 4, 2023 |
| Anthony Ray Harris | On Investment Management Co BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Jul 7, 2025 (823 d) |
| Brian Kurtich | On Investment Management Co BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Mar 17, 2023 |
| Robbie Gene Beucler | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2023 | Mar 21, 2023 |
| Kevin Bonacci | On Investment Management Co BD affiliated | Riverview Capital Advisers LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2023 | May 2, 2023 (47 d) |
| Steven Floyd Bates | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 1, 2023 |
| Todd John Powers | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Mar 1, 2023 |
| Craig Joseph Wright | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 2, 2023 | Mar 1, 2023 |
| Bruce Warren Davison | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Stacy L Davis | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2023 | Mar 3, 2023 |
| Christopher Alan Taylor | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Michael G. Truly | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Philip John Schmidt | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Aaron Michael Sloan | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2023 | Mar 1, 2023 |
| Aaron Jason Grahlman | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2023 | Mar 3, 2023 |
| Christopher B Eddy | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Michael Frenette Deschenes | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2023 | Mar 8, 2023 |
| Eric S Mccreight | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 2, 2023 |
| Christopher M White | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 3, 2023 |
| Dennis Workman Ferguson | On Investment Management Co BD affiliated | Ferguson Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 28, 2023 | Feb 28, 2023 |
| Justin Dale Bates | On Investment Management Co BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 16, 2023 | Feb 23, 2023 |
| James Kim | On Investment Management Co BD affiliated | Onedigital institutional | Other | Feb 15, 2023 | Feb 24, 2023 |
| Donald G Scully | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 18, 2023 |
| James Matthew Hightower | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 18, 2023 |
| Slayd Casey | On Investment Management Co BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 24, 2023 |
| Dianne Therese Fay | On Investment Management Co BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 5, 2023 |
| Brian K Hayes | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Dec 21, 2022 |
| Robert George James | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Feb 24, 2023 (70 d) |
| David James Williams | On Investment Management Co BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Dec 15, 2022 |
| Annette Patricia Shanks | On Investment Management Co BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Dec 14, 2022 |
| Robert Joseph Hubbard | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 17, 2022 |
| Joshua Shane Humig | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 17, 2022 |
| Michael Nielsen | On Investment Management Co BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 17, 2022 |
| Mary Katherine Brimer | On Investment Management Co BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Nov 15, 2022 |
| Brian David Kirk | On Investment Management Co BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 1, 2022 |
| Thomas Scott Widener | On Investment Management Co BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2022 | Oct 24, 2022 |
| Asalyn Dubois Coachman | On Investment Management Co BD affiliated | Fai Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2022 | Jun 22, 2022 |
| Christopher Adam Watson | On Investment Management Co BD affiliated | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2022 | Jul 29, 2022 |
| Daniel Brian Zech | On Investment Management Co BD affiliated | Fai Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2022 | Jul 23, 2019 |
| Michael Jerome Kucera | On Investment Management Co BD affiliated | Hummel Wealth Management, LLC no RAUM | Other | Jul 13, 2022 | Dec 19, 2023 (524 d) |
| Christopher George Cousins | On Investment Management Co BD affiliated | Fai Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2022 | May 21, 2010 |
| Clifford James Robison | On Investment Management Co BD affiliated | Fai Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2022 | Jan 1, 2025 (903 d) |
| Chavez Vincent | On Investment Management Co BD affiliated | Fai Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2022 | Jan 7, 2021 |
| Thomas Windom | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Aug 12, 2022 (42 d) |
| Byron Michael Smith | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2022 | Jul 1, 2022 |
| Malcolm Charles Beard | On Investment Management Co BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2022 | Jun 14, 2022 |
| Tehrrek Lee Fitzpatrick | On Investment Management Co BD affiliated | Tip Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 15, 2022 | Sep 6, 2022 (83 d) |
| Ryan J Morehead | On Investment Management Co BD affiliated | Tip Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 15, 2022 | Sep 9, 2022 (86 d) |
| Frank Holder | On Investment Management Co BD affiliated | Tip Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 15, 2022 | Sep 9, 2022 (86 d) |
| Sarah Houston Ziese | On Investment Management Co BD affiliated | Tip Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 15, 2022 | Sep 9, 2022 (86 d) |
| Bruce Joseph Falcon | On Investment Management Co BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 16, 2022 |
| Chad Michael Rogers | On Investment Management Co BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Jun 2, 2022 |
385 moves match.