DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cadaret Grant & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexis Schumann | Cadaret Grant & Co Inc BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Nov 4, 2025 |
| Jennifer Catherine Hayes | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Jul 16, 2025 |
| Michelle Kendall | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Aug 21, 2025 |
| Mandy Marie Shekleton | Cadaret Grant & Co Inc BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Dec 8, 2025 (94 d) |
| Jennifer Thompson | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | May 28, 2025 |
| Thomas Alan Graber | Cadaret Grant & Co Inc BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 15, 2025 |
| Judith M Noffke | Cadaret Grant & Co Inc BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Jan 6, 2026 (158 d) |
| Pamela Sue Kenaston | Cadaret Grant & Co Inc BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 25, 2025 |
| Robert Michael Kiff | Cadaret Grant & Co Inc BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 4, 2025 |
| Peter John Coulon | Cadaret Grant & Co Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Sep 10, 2025 (40 d) |
| Matthew Abold | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Feb 16, 2026 (199 d) |
| Jadie Driscoll | Cadaret Grant & Co Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Oct 6, 2025 (66 d) |
| Susana Vasquez Franco | Cadaret Grant & Co Inc BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Mar 27, 2026 (238 d) |
| Philip Henry Allen | Cadaret Grant & Co Inc BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Sep 1, 2026 (396 d) |
| Chase Cavanaugh | Cadaret Grant & Co Inc BD affiliated | Beacon Wealth Consultants, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Nov 17, 2025 (108 d) |
| Bryan Wyckoff | Cadaret Grant & Co Inc BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jul 25, 2025 | Jul 30, 2025 |
| James Gordon Durso | Cadaret Grant & Co Inc BD affiliated | Blackridge Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Aug 11, 2025 |
| Edward James Skibicki | Cadaret Grant & Co Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 18, 2025 |
| Matthew Mcanulty | Cadaret Grant & Co Inc BD affiliated | Sgroi Wealth Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Jul 18, 2022 |
| Lee Evan Rosenberg | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC other | Other | Jul 10, 2025 | Feb 11, 2011 |
| Robert Gerard Hurley | Cadaret Grant & Co Inc BD affiliated | R.G Hurley & Associates, Inc. other | Other | Jul 10, 2025 | Mar 28, 2006 |
| John Asa Post | Cadaret Grant & Co Inc BD affiliated | Post Resch Tallon Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 16, 2021 |
| Ronald Joseph Capone | Cadaret Grant & Co Inc BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Aug 1, 2018 |
| Barbara Magor Deel | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC other | Other | Jul 10, 2025 | Jul 12, 2012 |
| Patrick Joseph Sgroi | Cadaret Grant & Co Inc BD affiliated | Sgroi Wealth Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jan 30, 2018 |
| Brett Lawrence Goldstein | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 28, 2021 |
| Alexander Zinger | Cadaret Grant & Co Inc BD affiliated | Infiniti Capital Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2025 | Aug 7, 2021 |
| John Gerald Clouden | Cadaret Grant & Co Inc BD affiliated | Sgroi Wealth Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jan 30, 2018 |
| Donald Raymond Murtaugh | Cadaret Grant & Co Inc BD affiliated | Arch Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 16, 2025 |
| Michael Allen Triebwasser | Cadaret Grant & Co Inc BD affiliated | Progressive Financial Planning Services Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2025 | Jul 27, 2021 |
| Kerry Patrick Tallon | Cadaret Grant & Co Inc BD affiliated | Post Resch Tallon Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 16, 2021 |
| Edwin Keith Milner | Cadaret Grant & Co Inc BD affiliated | Comprehensive Wealth Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2025 | Jan 31, 2025 |
| Michelle Denise Werth | Cadaret Grant & Co Inc BD affiliated | Prentice Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Mar 10, 2023 |
| John Charles L'Abbate | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 14, 2021 |
| William James Prentice | Cadaret Grant & Co Inc BD affiliated | Prentice Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Apr 30, 2021 |
| Wendy Lynn Devinny | Cadaret Grant & Co Inc BD affiliated | Post Resch Tallon Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 11, 2024 |
| Charles Andrew Musil | Cadaret Grant & Co Inc BD affiliated | Arch Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Sep 23, 2022 |
| Shawn Patrick Mclaughlin | Cadaret Grant & Co Inc BD affiliated | Sgroi Wealth Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Mar 13, 2018 |
| Brian Thomas Amato | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 14, 2021 |
| Brian Michael Clouden | Cadaret Grant & Co Inc BD affiliated | Sgroi Wealth Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jan 30, 2018 |
| Jason Mark Kurz | Cadaret Grant & Co Inc BD affiliated | Comprehensive Wealth Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2025 | Jan 31, 2025 |
| Ryan Daniel Wegman | Cadaret Grant & Co Inc BD affiliated | Post Resch Tallon Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 16, 2021 |
| Summer Melody Mckellar | Cadaret Grant & Co Inc BD affiliated | Lawley Retirement Advisors institutional | Other | Jul 10, 2025 | Jul 7, 2026 (362 d) |
| Jeffrey Loren Haxton | Cadaret Grant & Co Inc BD affiliated | Sgroi Wealth Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jan 30, 2018 |
| Kevin Michael Mohr | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Dec 1, 2022 |
| Christopher D Urban | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Sep 18, 2023 |
| Daniel John German | Cadaret Grant & Co Inc BD affiliated | Warner Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Apr 21, 2026 (285 d) |
| Cary Joel Cowan | Cadaret Grant & Co Inc BD affiliated | Arch Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 29, 2023 |
| Jonathan Leo Petrie | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Dec 14, 2022 |
| Anthony Peter Dellarocca | Cadaret Grant & Co Inc BD affiliated | Progressive Financial Planning Services Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 10, 2025 | Jul 27, 2021 |
| Raymond Andrew Carter | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 30, 2023 |
| Kimberly Evelyn Kowalski | Cadaret Grant & Co Inc BD affiliated | Wny Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 20, 2025 |
| Thomas Patrick Campbell | Cadaret Grant & Co Inc BD affiliated | Csi Group Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 10, 2025 | Nov 18, 2025 (131 d) |
| David Patrick Resch | Cadaret Grant & Co Inc BD affiliated | Post Resch Tallon Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Oct 30, 2018 |
| Farah Kobeissi-Nasser | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jun 17, 2025 |
| James Burke Brown | Cadaret Grant & Co Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Mar 6, 2026 (242 d) |
| E. Brian Mosallam | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Anthony Mona | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Joseph Andre Mansoor | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Jan 1, 2025 |
| Alexander Lee Wagner | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 21, 2024 |
Page 1 of 8Next
433 moves match.