DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cadaret Grant & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nina Macginn Coyne | Cadaret Grant & Co Inc BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 21, 2022 |
| Bethany Ann Nassimos | Cadaret Grant & Co Inc BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 20, 2022 |
| Robert Kenneth Richards | Cadaret Grant & Co Inc BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2022 | Jan 5, 2022 |
| Anthony R Vaccaro | Cadaret Grant & Co Inc BD affiliated | Prentice Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Apr 30, 2021 |
| Neil Christopher Guarniere | Cadaret Grant & Co Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 25, 2022 |
| Thomas Richard Camuso | Cadaret Grant & Co Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Dec 8, 2023 (707 d) |
| Joseph Michael Pitch | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Dec 22, 2021 |
| William F Corr | Cadaret Grant & Co Inc BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2021 | Nov 30, 2021 |
| Thomas Joseph Treshock | Cadaret Grant & Co Inc BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Oct 29, 2021 |
| Jeffrey Sean Crystal | Cadaret Grant & Co Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Aug 29, 2023 (679 d) |
| Jeremiah Dustin Locascio | Cadaret Grant & Co Inc BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2021 | Oct 20, 2021 |
| Matthew Robert Coburn | Cadaret Grant & Co Inc BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2021 | Oct 5, 2021 |
| Eugene James Long | Cadaret Grant & Co Inc BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2021 | Sep 13, 2021 |
| Brandon G Morrell | Cadaret Grant & Co Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2021 | Sep 8, 2021 |
| Janice Powers Williams | Cadaret Grant & Co Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Sep 3, 2021 |
| Robert Leonard Defreze | Cadaret Grant & Co Inc BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2021 | Aug 19, 2021 |
| Danielle Marie Mariano | Cadaret Grant & Co Inc BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2021 | Aug 19, 2021 |
| James Edward Mcelhinny | Cadaret Grant & Co Inc BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2021 | Jul 27, 2021 |
| Thomas J Druelinger | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Dec 4, 2021 (135 d) |
| Michael James Black | Cadaret Grant & Co Inc BD affiliated | Brighton Securities Capital Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2021 | Jun 28, 2021 |
| Linda S Brown | Cadaret Grant & Co Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2021 | Aug 20, 2021 (59 d) |
| Steven Mark Sinclair | Cadaret Grant & Co Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 2, 2021 |
| Melanie Jane Gagliano | Cadaret Grant & Co Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 2, 2021 |
| Bennett Albert Gagliano | Cadaret Grant & Co Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 2, 2021 |
| A Stanley Norkiewicz | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Mar 25, 2025 (1405 d) |
| John Craig Snyder | Cadaret Grant & Co Inc BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 18, 2021 |
| Laura F. Dill | Cadaret Grant & Co Inc BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 18, 2021 |
| Frank Howard Dogger | Cadaret Grant & Co Inc BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 18, 2021 |
| Thomas Joseph Weber | Cadaret Grant & Co Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 10, 2021 | Dec 18, 2025 (1683 d) |
| Cathy L Cristman | Cadaret Grant & Co Inc BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 6, 2021 |
| Caleb Humbert | Cadaret Grant & Co Inc BD affiliated | Manning & Napier Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Apr 13, 2021 (67 d) |
| Thomas Murray Steffey | Cadaret Grant & Co Inc BD affiliated | Hazard & Siegel Advisory Services LLC other | Other | Feb 3, 2021 | Feb 10, 2021 |
| Mark Charles Morlock | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Feb 1, 2021 |
| Gayle Jymme Olivette | Cadaret Grant & Co Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Jan 26, 2021 |
| Edward Peter Yetsko | Cadaret Grant & Co Inc BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2020 | Dec 22, 2020 |
| Daniel Patrick Duffy | Cadaret Grant & Co Inc BD affiliated | Leigh Baldwin & Co., LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2020 | Nov 30, 2020 |
| Allison R Barden | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2020 | Nov 18, 2020 |
| Christian Hans De Paul | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2020 | Oct 28, 2020 |
| Matthew Harris | Cadaret Grant & Co Inc BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Oct 19, 2020 |
| Donald Bruce Jaynes | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2020 | Mar 12, 2021 (151 d) |
| Jesse Dean Murphy | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2020 | Aug 28, 2020 |
| Nathan Wayne Murphy | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2020 | Aug 28, 2020 |
| Todd Matthew Wangler | Cadaret Grant & Co Inc BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2020 | Jul 21, 2020 |
| Jude Justin Digidio | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 27, 2020 |
| Kahlil Adames | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Aug 3, 2021 (539 d) |
| Diana S Apostolova | Cadaret Grant & Co Inc BD affiliated | Rochester Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2020 | May 18, 2020 (102 d) |
| Donald Jerry Paroda | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2020 | Jan 13, 2020 |
| Daniel Allen Ciolek | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Dec 3, 2019 |
| Richard Robert Knause | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Oct 29, 2019 |
| Robert John Barnes | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 1, 2019 |
| William Donald Ramires | Cadaret Grant & Co Inc BD affiliated | Crown Capital Securities, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2019 | Oct 1, 2019 |
| Thomas James Varga | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Sep 26, 2019 |
| Christopher Thomas Varga | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Sep 26, 2019 |
| Deron Bruce Glickert | Cadaret Grant & Co Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Nov 12, 2024 (1888 d) |
| Mary N Kuehn | Cadaret Grant & Co Inc BD affiliated | Investacorp Advisory Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Jun 4, 2020 (268 d) |
| Edward Gabriel Cruz | Cadaret Grant & Co Inc BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2019 | Aug 28, 2019 |
| Marcin Urbanowicz | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 13, 2019 |
| Jeffrey William Myers | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2019 | Jul 30, 2019 |
| James John Dinapoli | Cadaret Grant & Co Inc BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 12, 2019 |
| Steven Lee Ford | Cadaret Grant & Co Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jun 17, 2019 |
434 moves match.