| Caroline Alyssa Sharp | Goldman Sachs Wealth Services, L.P. other | Barclays Capital Inc. other | Other | Aug 29, 2012 | Sep 4, 2012 |
| Kyle James Depasquale | Goldman Sachs Wealth Services, L.P. other | Rothschild Wealth LLC other | Other | Aug 27, 2012 | Nov 14, 2012 (79 d) |
| Jesse Lewis Stumpf | Goldman Sachs Wealth Services, L.P. other | Kovitz Investment Group, LLC other | Other | Jul 31, 2012 | Aug 27, 2012 |
| Gustavo Arce | Goldman Sachs Wealth Services, L.P. other | United Capital Financial Advisors other | Other | Jun 14, 2012 | Sep 19, 2012 (97 d) |
| Viju Philip Rajan | Goldman Sachs Wealth Services, L.P. other | Independent Family Office, LLC independent RIA | Other | Jun 13, 2012 | Aug 24, 2021 (3359 d) |
| David Patrick Reilly | Goldman Sachs Wealth Services, L.P. other | Advice And Planning Services other | Other | May 31, 2012 | Jun 6, 2012 |
| Jeffrey Andrew Karns | Goldman Sachs Wealth Services, L.P. other | H Financial Management other | Other | Apr 25, 2012 | May 22, 2012 |
| Timothy T Thatcher | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Apr 13, 2012 | Mar 19, 2012 |
| Daniel E Park | Goldman Sachs Wealth Services, L.P. other | Black Coral Financial Advisors, LLC other | Other | Feb 27, 2012 | Dec 11, 2012 (288 d) |
| Robert Paul Hoskin | Goldman Sachs Wealth Services, L.P. other | Advice And Planning Services other | Other | Feb 23, 2012 | Feb 24, 2012 |
| Eric Louis Gabor | Goldman Sachs Wealth Services, L.P. other | Convergent Wealth Advisors, LLC other | Other | Feb 16, 2012 | Feb 28, 2012 |
| Gerald William King | Goldman Sachs Wealth Services, L.P. other | Vestor Capital Partners, LLC other | Other | Feb 6, 2012 | Jan 30, 2012 |
| Jannah Llewellyn Devine | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Jan 24, 2012 | Mar 20, 2012 (56 d) |
| Vanessa Bovo Curran | Goldman Sachs Wealth Services, L.P. other | Kevin M. Gibney And Company, LLC independent RIA | Other | Jan 20, 2012 | Jan 1, 2026 (5095 d) |
| Edward James Kearney | Goldman Sachs Wealth Services, L.P. other | Chequers Financial Management LLC independent RIA | Other | Dec 8, 2011 | Oct 20, 2025 (5065 d) |
| Richard Ivan Davis | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Nov 15, 2011 | Nov 10, 2011 |
| Patrick Augustine Nolan | Goldman Sachs Wealth Services, L.P. other | Personal Cfo Solutions LLC independent RIA | Other | Nov 11, 2011 | Jan 5, 2026 (5169 d) |
| James George Talbot | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Oct 25, 2011 | Oct 21, 2011 |
| Scott Wodzenski | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Sep 27, 2011 | Dec 15, 2011 (79 d) |
| Austin Christopher Lee | Goldman Sachs Wealth Services, L.P. other | Transamerica Financial Advisors, LLC BD affiliated | Other | Sep 27, 2011 | Jul 30, 2020 (3229 d) |
| Bryan Patrick Landadio | Goldman Sachs Wealth Services, L.P. other | Personal Cfo Solutions LLC other | Other | Sep 1, 2011 | Jan 31, 2012 (152 d) |
| David Bernard Wolke | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Aug 1, 2011 | Aug 17, 2011 |
| Braden Ryan Cole | Goldman Sachs Wealth Services, L.P. other | Rgt Wealth Advisors other | Other | Jul 28, 2011 | Feb 26, 2015 (1309 d) |
| Wolfgang Karl Frisch | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Jun 7, 2011 | May 19, 2011 |
| John Fernando Vieira | Goldman Sachs Wealth Services, L.P. other | Personal Cfo Solutions LLC other | Other | Jun 3, 2011 | Jul 19, 2011 (46 d) |
| William Christopher Clinton | Goldman Sachs Wealth Services, L.P. other | Barclays Capital Inc. other | Other | Apr 7, 2011 | Apr 14, 2011 |
| Matthew Sharp | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Apr 7, 2011 | Apr 13, 2011 |
| Aaron James Langston | Goldman Sachs Wealth Services, L.P. other | Destination Wealth Management other | Other | Mar 28, 2011 | Apr 15, 2011 |
| Michael Joseph Masilunas | Goldman Sachs Wealth Services, L.P. other | Lincoln Investment other | Other | Mar 16, 2011 | Apr 1, 2011 |
| Sean Michael Moore | Goldman Sachs Wealth Services, L.P. other | Black Coral Financial Advisors, LLC other | Other | Feb 24, 2011 | Jan 30, 2012 (340 d) |
| Rocky Alexander Francis | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Feb 23, 2011 | Feb 29, 2012 (371 d) |
| Kathi Lynn Zimmer | Goldman Sachs Wealth Services, L.P. other | LPL Financial LLC other | Other | Dec 9, 2010 | Nov 30, 2010 |
| Brian Feldman | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Oct 22, 2010 | Sep 24, 2010 |
| Matthew James Allain | Goldman Sachs Wealth Services, L.P. other | Leo Wealth, LLC independent RIA | Other | Oct 20, 2010 | Sep 4, 2021 (3972 d) |
| Peter O Paik | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Oct 7, 2010 | Jan 1, 2015 (1547 d) |
| Thomas Patrick Kirwan | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Aug 4, 2010 | Jul 19, 2010 |
| Trevor Fahr | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Aug 2, 2010 | Jul 9, 2010 |
| Todd Urowsky | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Aug 2, 2010 | Jul 28, 2010 |
| David Folmnsbee | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Aug 2, 2010 | Jul 9, 2010 |
| Andrew Noone | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Aug 2, 2010 | Jul 9, 2010 |
| Ryan Anderson | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Aug 2, 2010 | Jul 9, 2010 |
| Corey Omar Langston | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Jul 27, 2010 | Jun 29, 2010 |
| Gary Scott Huband | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Jul 26, 2010 | Aug 25, 2010 |
| Butch Marc Safyurtlu | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Jul 16, 2010 | Jun 22, 2010 |
| Anh Phuong Tran | Goldman Sachs Wealth Services, L.P. other | First Allied Securities, Inc. other | Other | Jun 21, 2010 | Jun 22, 2010 |
| Michael Vincent Whalen | Goldman Sachs Wealth Services, L.P. other | LPL Financial LLC other | Other | May 25, 2010 | Jun 2, 2010 |
| Geoffrey Kyle Nadler | Goldman Sachs Wealth Services, L.P. other | M&I Investment Management Corp. other | Other | May 24, 2010 | Jul 29, 2010 (66 d) |
| Stephen Paul Liska | Goldman Sachs Wealth Services, L.P. other | Black Coral Financial Advisors, LLC other | Other | May 7, 2010 | Oct 7, 2010 (153 d) |
| Julia Christine Prescott | Goldman Sachs Wealth Services, L.P. other | Blake Financial Counsel, LLC state registered | Other | May 7, 2010 | Aug 15, 2019 (3387 d) |
| William Robert Becker | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | May 3, 2010 | Aug 30, 2012 (850 d) |
| Charles Janssens Stout | Goldman Sachs Wealth Services, L.P. other | Commonwealth Financial Network national BD | Other | Apr 20, 2010 | Mar 29, 2011 (343 d) |
| Joel Adam Fliegel | Goldman Sachs Wealth Services, L.P. other | Cla Financial Advisors, LLC other | Other | Apr 20, 2010 | Apr 15, 2011 (360 d) |
| Robert Charles Knode | Goldman Sachs Wealth Services, L.P. other | LPL Financial LLC other | Other | Apr 20, 2010 | Aug 16, 2011 (483 d) |
| Scott Michael Rogowicz | Goldman Sachs Wealth Services, L.P. other | Wells Fargo Advisors wirehouse | Other | Mar 31, 2010 | Oct 31, 2012 (945 d) |
| Brandy Kilgore Wright | Goldman Sachs Wealth Services, L.P. other | Cambridge Wealth Counsel other | Other | Mar 25, 2010 | Aug 3, 2010 (131 d) |
| Donald Anthony Wright | Goldman Sachs Wealth Services, L.P. other | M&I Investment Management Corp. other | Other | Mar 24, 2010 | Jun 2, 2010 (70 d) |
| Sheldon Matthew Benge | Goldman Sachs Wealth Services, L.P. other | Wells Fargo Advisors wirehouse | Other | Mar 1, 2010 | Mar 12, 2010 |
| Joseph Alexander Salvati | Goldman Sachs Wealth Services, L.P. other | The Colony Group, LLC unclassified | Other | Feb 11, 2010 | Jan 18, 2011 (341 d) |
| Kevin Michael Gibney | Goldman Sachs Wealth Services, L.P. other | Kevin M. Gibney And Company, LLC independent RIA | Other | Nov 16, 2009 | May 10, 2022 (4558 d) |
| Ingrid Janice Short | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Jun 12, 2009 | Dec 6, 2011 (907 d) |