DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alliancebernstein L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Marc R Angle	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 31, 2013	Feb 21, 2013
Adam Mazzaro	Alliancebernstein L.P. other	Personal Capital Advisors Corporation other	Other	Jan 30, 2013	Feb 25, 2013
Christiaan Jonas Graf	Alliancebernstein L.P. other	Mercer Global Advisors Inc. other	Other	Jan 16, 2013	Apr 4, 2017 (1539 d)
Steven D Barbesh	Alliancebernstein L.P. other	Hornor, Townsend & Kent, LLC other	Other	Jan 7, 2013	Mar 28, 2013 (80 d)
Scott Edward Wendelin	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Dec 5, 2012	Dec 11, 2012
Jonathan L Mann	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Dec 3, 2012	Nov 26, 2012
James Thomas Downham	Alliancebernstein L.P. other	Cetera Investment Services LLC other	Other	Dec 3, 2012	Jul 12, 2013 (221 d)
Michael Stanco	Alliancebernstein L.P. other	Strategic Advisers LLC national BD	Other	Nov 28, 2012	Jan 4, 2013 (37 d)
Luke A. Davis	Alliancebernstein L.P. other	Cibc Private Wealth Advisors, Inc. BD affiliated	Other	Nov 14, 2012	Jul 11, 2021 (3161 d)
David Andrew Noosinow	Alliancebernstein L.P. other	Adviceperiod, LLC independent RIA	Other	Oct 24, 2012	Oct 1, 2018 (2168 d)
Kenneth Davis	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Oct 24, 2012	Oct 11, 2012
Joseph G Saker	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 22, 2012	Oct 24, 2012
Adam F Epstein	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Oct 19, 2012	Oct 15, 2012
David Romans	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Oct 19, 2012	Oct 11, 2012
Jonathon Scott Eesley	Alliancebernstein L.P. other	Windsor Advisory Group, LLC other	Other	Oct 19, 2012	Jul 25, 2017 (1740 d)
Rodney Edward James	Alliancebernstein L.P. other	Mercer Global Advisors Inc. other	Other	Oct 17, 2012	May 9, 2017 (1665 d)
David Joseph Chase	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Oct 5, 2012	Oct 17, 2012
Anthony Franzi Mancini	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Sep 28, 2012	May 13, 2020 (2784 d)
Andrew Scott Halpern	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Sep 26, 2012	May 10, 2013 (226 d)
Joseph Thomas Haag	Alliancebernstein L.P. other	Vcp5, Corp. unclassified	Other	Sep 18, 2012	Jan 2, 2015 (836 d)
Elizabeth A Sullivan	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Sep 12, 2012	Aug 27, 2012
Brian Michael Chilton	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Sep 10, 2012	Aug 28, 2012
Madelyn Robin Miller	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Sep 10, 2012	Sep 10, 2012
Teresa Morris Fisher	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Aug 27, 2012	Aug 16, 2012
Jason G Young	Alliancebernstein L.P. other	Deutsche Bank Securities Inc. other	Other	Aug 20, 2012	Aug 13, 2012
Justin C. Bakewell	Alliancebernstein L.P. other	Brown Advisory other	Other	Aug 1, 2012	Jun 4, 2013 (307 d)
William Bruckner	Alliancebernstein L.P. other	Sanford C. Bernstein & Co., LLC no RAUM	Other	Jul 11, 2012	Oct 15, 2010
Gregory Victor Olson	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Jun 13, 2012	Jun 4, 2012
William Henry Atha	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Jun 12, 2012	Apr 2, 2012
Brian Patrick Morris	Alliancebernstein L.P. other	Equitable Advisors, LLC national BD	Other	Jun 12, 2012	Jul 31, 2012 (49 d)
Douglas E. Leister	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	May 1, 2012	Mar 27, 2021 (3252 d)
Ryan Scott Bristol	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Apr 30, 2012	Mar 5, 2021 (3231 d)
Christopher Carter Davis	Alliancebernstein L.P. other	Consultas unclassified	Other	Apr 19, 2012	Aug 17, 2018 (2311 d)
Judy A. Fredrickson	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Apr 18, 2012	Apr 10, 2012
Robert Sterling Metcalf	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Apr 18, 2012	Apr 10, 2012
William J. Goldberg	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Mar 22, 2012	Mar 21, 2012
Daniel Neil Romanow	Alliancebernstein L.P. other	Capital Guardian Trust Company other	Other	Mar 16, 2012	Apr 12, 2012
Neil John Okeeffe	Alliancebernstein L.P. other	U.S. Bancorp Investments, Inc. other	Other	Feb 28, 2012	Mar 28, 2013 (394 d)
Todd Robert Richman	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 26, 2012	Jan 23, 2012
Stephen Collins Owen	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Jan 25, 2012	Jan 12, 2012
Brian Ross Saltzman	Alliancebernstein L.P. other	Neuberger Berman Bd LLC other	Other	Jan 18, 2012	Jan 10, 2012
Andrew James Brock	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Nov 30, 2011	Sep 26, 2023 (4318 d)
Scott Brown	Alliancebernstein L.P. other	Silvercrest Asset Management Group LLC independent RIA	Other	Nov 18, 2011	May 5, 2022 (3821 d)
Tari L Kinateder	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 8, 2011	Jan 12, 2012 (65 d)
Constantine Stephen Hatzivassiliou	Alliancebernstein L.P. other	Certuity, LLC independent RIA	Other	Nov 2, 2011	Jan 1, 2025 (4809 d)
Christopher Jeremy Macfarlane	Alliancebernstein L.P. other	Robert W. Baird & Co. Incorporated other	Other	Oct 24, 2011	Aug 17, 2011
Thomas Carl Pfeifer	Alliancebernstein L.P. other	Blackrock Fund Advisors other	Other	Oct 11, 2011	Oct 17, 2011
David Francis Manci	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Oct 4, 2011	Sep 19, 2011
Jeffrey Titus	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Sep 19, 2011	Sep 12, 2011
Michael Clark Bishop	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Sep 19, 2011	Sep 12, 2011
Philip Eugene Kessler	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 19, 2011	Feb 1, 2012 (135 d)
Adam Paul Rogers	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Sep 16, 2011	Sep 12, 2011
Matthew Z Krusko	Alliancebernstein L.P. other	J.P. Morgan Private Wealth Advisors LLC other	Other	Sep 15, 2011	Sep 22, 2011
David John Legus	Alliancebernstein L.P. other	U.S. Bancorp Investments, Inc. other	Other	Sep 15, 2011	Dec 6, 2012 (448 d)
Matthew Conlon Lehrmann	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 6, 2011	Dec 22, 2011 (107 d)
David Youngblood Moran	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Aug 23, 2011	Jun 17, 2011
Kenneth A Mayer	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Aug 17, 2011	May 18, 2020 (3197 d)
Francesco Martello	Alliancebernstein L.P. other	Raymond James & Associates, Inc. national BD	Other	Aug 17, 2011	Jul 13, 2022 (3983 d)
Peter A Gelwarg	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Aug 12, 2011	May 15, 2020 (3199 d)
Deborah Anne Waldman	Alliancebernstein L.P. other	First Manhattan Co. LLC BD affiliated	Other	Jul 26, 2011	Feb 16, 2023 (4223 d)

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526 moves match.