DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from J.P. Morgan Private Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lai Shan Kwong | J.P. Morgan Private Wealth Advisors LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | May 4, 2023 |
| Laura Harrison Ward | J.P. Morgan Private Wealth Advisors LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 8, 2024 (350 d) |
| Mark Ronald Nickel | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 24, 2023 | May 4, 2023 |
| Cary Biren | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2023 | Nov 25, 2024 (551 d) |
| Margaret Ann Pierattini | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
| Renee Provencher Capellaro | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2023 | May 5, 2023 |
| Michael Bingham Cox | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 24, 2023 | May 4, 2023 |
| Aimee Rebecca Hazelwood | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 24, 2023 | May 4, 2023 |
| John Andrew Barry Cella | J.P. Morgan Private Wealth Advisors LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 4, 2023 |
| Bart Fred Zitnitsky | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2023 | May 5, 2023 |
| Daniel David Langon | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
| Kyle Philip Laughlin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | May 5, 2023 |
| Jason Michael Tom | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 24, 2023 | May 8, 2023 |
| Jeffrey Robert Tyler | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 4, 2023 |
| Steven Christopher Bono | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | Nov 10, 2023 (171 d) |
| Robert Paul Gehlen | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 2, 2023 |
| Daniel Bennett Selcow | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | May 1, 2023 |
| Peter Tsutae Morimoto | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | May 1, 2023 |
| David Mucha | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 2, 2023 |
| Alexander Hutchinson Kadish | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 3, 2023 |
| Ana Razel Santarina | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 2, 2023 |
| Jonathan Wright Jewitt | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | May 1, 2023 |
| Paul Michael Burke | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 4, 2023 |
| Roy Morgan Elliott | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | May 2, 2023 |
| Heather Miran Chung | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 4, 2023 |
| Nicholas Evan Davey | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 3, 2023 |
| Terance Takyi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 2, 2023 |
| Samuel Douglas Hoeck | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | May 1, 2023 |
| Marissa Seleste Pattison | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 1, 2023 |
| Gina Kim Seid | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | May 4, 2023 |
| Perry Liao Huang | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Jul 6, 2023 (44 d) |
| Randolph James Peterson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | Apr 28, 2023 |
| Mitchell Ryan Peters | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 19, 2023 | Apr 28, 2023 |
| Mark Allen Friedman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 19, 2023 | Apr 28, 2023 |
| Anne Hawley | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | Apr 28, 2023 |
| Eric Scott Hager | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 19, 2023 | Apr 28, 2023 |
| David Steven Breslin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2023 | Sep 29, 2023 (133 d) |
| Nicole Lynne Bilotto | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | May 10, 2023 |
| Sean Foley Bricmont | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | Apr 28, 2023 |
| Kendal Marie Schall | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | Apr 28, 2023 |
| Stephen Robert Marotto | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | Apr 28, 2023 |
| Colin Michael Vasko Murphy | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | May 5, 2023 |
| David Daniel Dudek | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | Apr 28, 2023 |
| Jaclyn Diane Andrews | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | May 1, 2023 |
| Stephen Richard Griffiths | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | May 12, 2023 |
| Anna Yu | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Certuity, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | May 19, 2023 |
| Alexander Chan | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2023 | Apr 28, 2023 |
| Samuel Edward Biscaro | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Certuity, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | May 31, 2023 |
| Nicholas Vito Lombardo | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 19, 2023 | Apr 28, 2023 |
| Victoria Lorraine Blanco | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2023 | Apr 28, 2023 |
| Theresa Allen | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2023 | Apr 24, 2023 |
| Janine Louise Trujillo | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2023 | May 22, 2023 |
| Brian John Addington | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2023 | Apr 25, 2023 |
| Susan My Fong | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2023 | Apr 26, 2023 |
| Brian Joseph Zakrocki | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2023 | Apr 25, 2023 |
| Joseph W Wladyka | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2023 | Apr 25, 2023 |
| Kristin Sullivan Chaset | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2023 | Apr 26, 2023 |
| Daniel Jin Lee | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Certuity, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2023 | May 4, 2023 |
| Victoria Amber Lieb | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2023 | Apr 25, 2023 |
| Naing Lin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2023 | Apr 26, 2023 |
442 moves match.