DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Summit Financial Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Joseph Geary | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Duane T Garth | Summit Financial Group Inc BD affiliated | Gfg Asset Management LLC unclassified | Other | May 20, 2021 | Mar 4, 2010 |
| James Howard Middlesworth | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Lawrence Depriest Deramus | Summit Financial Group Inc BD affiliated | Deramus Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 20, 2021 | Jan 2, 2018 |
| Craig Drewes Emerson | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Rachel Ellen Loxterman | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 7, 2016 |
| Stephen R Gates | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Robert Edward Burns | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Graham William Jepsen | Summit Financial Group Inc BD affiliated | The Planners Professional Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 20, 2021 | Jul 2, 2018 |
| Nicholas Wesley Bertell | Summit Financial Group Inc BD affiliated | Redwood Coast Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2021 | Feb 6, 2019 |
| Tony Aaron Tessitore | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Erin Christine Kiyomi Egesdal | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | May 20, 2021 | Sep 2, 2016 |
| Jackson Robert Paulishak | Summit Financial Group Inc BD affiliated | Sapphire Blue Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | Jun 9, 2021 |
| Michael Stephen Costantini | Summit Financial Group Inc BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2021 | Jun 28, 2021 (47 d) |
| Philip Connor | Summit Financial Group Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 6, 2021 | Dec 22, 2022 (595 d) |
| Kris Alan Persinger | Summit Financial Group Inc BD affiliated | Lexaurum Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2021 | Apr 19, 2021 |
| Andrew Firman Clark | Summit Financial Group Inc BD affiliated | Lexaurum Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2021 | Jan 1, 2025 (1352 d) |
| Gerard Thaddeus Taylor | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2021 | Apr 20, 2021 |
| Erik Edward Lundy | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2021 | Apr 20, 2021 |
| Sonya Gwyn Palumbo | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2021 | Apr 28, 2021 |
| Daniel Mccleer Draper | Summit Financial Group Inc BD affiliated | Sapphire Blue Investment Partners no RAUM | Other | Apr 19, 2021 | May 8, 2018 |
| Dave B Rao | Summit Financial Group Inc BD affiliated | Nations Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2021 | May 3, 2021 |
| James E Baltzersen | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2021 | Apr 9, 2021 |
| Waltraud Grande | Summit Financial Group Inc BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | Apr 1, 2021 |
| John Joseph Grande | Summit Financial Group Inc BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | Apr 1, 2021 |
| Brian Markley Broberg | Summit Financial Group Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Mar 24, 2021 |
| Brendan Reed Lewis | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2021 | Oct 24, 2022 (579 d) |
| Tyler Reed Lewis | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2021 | Apr 29, 2024 (1132 d) |
| Frederick Gordon Fram | Summit Financial Group Inc BD affiliated | Cetera Investment Advisers LLC other | Other | Mar 19, 2021 | Oct 6, 2015 |
| Paula Dee Porsch | Summit Financial Group Inc BD affiliated | Vsr Advisory Services other | Other | Mar 11, 2021 | Sep 2, 2016 |
| Ricki Joseph Wilson | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2021 | Mar 4, 2021 |
| Stephen R Crone | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2021 | Mar 4, 2021 |
| Bruce John Sallah | Summit Financial Group Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 11, 2021 | Feb 8, 2021 |
| Robert Charles Battin | Summit Financial Group Inc BD affiliated | Nations Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2021 | Feb 11, 2021 |
| Todd Matthew Hankins | Summit Financial Group Inc BD affiliated | Nations Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 5, 2021 |
| Mark Adam Eriksen | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2021 | Jan 25, 2021 |
| Ian Carl Eriksen | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2021 | Jan 25, 2021 |
| Brandon James Stockman | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2021 | Dec 7, 2020 |
| John Michael Moore | Summit Financial Group Inc BD affiliated | Equilibria Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Dec 15, 2020 |
| Mercedes Gabrielle Barker | Summit Financial Group Inc BD affiliated | Equilibria Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Dec 15, 2020 |
| David Nathaniel Johnson | Summit Financial Group Inc BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2020 | Dec 7, 2020 |
| Anthony Claude Marcello | Summit Financial Group Inc BD affiliated | Canton Hathaway LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2020 | Nov 30, 2020 (35 d) |
| Jeffrey James Breeling | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Feb 12, 2020 |
| Christine M Mantich | Summit Financial Group Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 29, 2020 | Sep 17, 2020 |
| Edward Eugene Vela | Summit Financial Group Inc BD affiliated | Empirikal Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 29, 2020 | Jun 5, 2020 |
| Eric Vaughn Morrow | Summit Financial Group Inc BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Apr 18, 2022 (602 d) |
| Jonathan Michael Rigoni | Summit Financial Group Inc BD affiliated | North Shore Capital Group Investment Advisors, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 20, 2020 | Oct 27, 2021 (433 d) |
| Terri-Ann C Lindo | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2020 | Jul 22, 2020 |
| Alexander Galen Garner | Summit Financial Group Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Sep 11, 2020 (72 d) |
| Elisabet Ana Ramos | Summit Financial Group Inc BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2020 | Jun 19, 2020 |
| Gustavo Anthony Delgado Alicea | Summit Financial Group Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jun 18, 2020 |
| Daniel Christian Kelley | Summit Financial Group Inc BD affiliated | Clover Leaf Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2020 | Feb 19, 2020 |
| James Matthew Smith | Summit Financial Group Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2020 | Dec 11, 2019 |
| Daniel Charles Southworth | Summit Financial Group Inc BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2020 | Oct 28, 2020 (162 d) |
| Douglas John Almeida | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2020 | May 26, 2020 |
| James Mark Rockwell | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2020 | May 5, 2020 |
| Lidisis Machin | Summit Financial Group Inc BD affiliated | Cetera Investment Advisers LLC other | Other | Apr 13, 2020 | Nov 18, 2015 |
| Thomas Roe Oldt | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Mar 17, 2020 |
| Charles Joseph Henninger | Summit Financial Group Inc BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2020 | Mar 4, 2020 |
| Derek Nathan Eichenwald | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 19, 2016 |
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292 moves match.