DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Horizon Investments LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dimitri Clyde RedwoodHorizon Investments LLC asset managerCorecap Advisors BD affiliatedOtherMar 3, 2026Jun 17, 2026 (106 d)
Gregory ManningHorizon Investments LLC asset managerWells Fargo Advisors wirehouseOtherDec 2, 2025Feb 2, 2026 (62 d)
Tucker Alston MacmillanHorizon Investments LLC asset managerAllspring Funds Management, LLC asset managerOtherOct 8, 2025Oct 16, 2025
Arvin ShiribabadiHorizon Investments LLC asset managerEdward Jones national BDOtherJun 5, 2025Jun 16, 2025
Bradley Patrick StoehrHorizon Investments LLC asset managerCambridge Investment Research Advisors, Inc. BD affiliatedOtherSep 16, 2024Sep 16, 2024
Joshua Samuel BartholomewHorizon Investments LLC asset managerKestra Advisory Services, LLC BD affiliatedOtherSep 25, 2023Aug 1, 2023
Alice Ann HeathHorizon Investments LLC asset managerSei Investments Management Corp otherOtherSep 21, 2023Oct 2, 2023
Christian M OconnorHorizon Investments LLC asset managerAssetmark, Inc. BD affiliatedOtherJan 4, 2023Feb 8, 2023 (35 d)
Matthew J ScanlonHorizon Investments LLC asset managerT. Rowe Price Associates, Inc. asset managerOtherOct 22, 2021Oct 19, 2022 (362 d)
Aaron SiegelHorizon Investments LLC asset managerInvesco Advisers, Inc. asset managerOtherAug 27, 2020Sep 9, 2020
Daniel Patrick OtooleHorizon Investments LLC otherMeeder Asset Management, Inc. otherOtherOct 20, 2017Jul 10, 2019 (628 d)
Patrick Carter HauerHorizon Investments LLC otherWilson David Investment Advisors state registeredOtherOct 20, 2017Nov 4, 2024 (2572 d)
Chris Joseph EngelHorizon Investments LLC otherAdvisors Capital Management, LLC otherOtherAug 21, 2017Aug 29, 2017
James Thomas BreenHorizon Investments LLC otherAmp Wealth Management otherOtherNov 11, 2016Feb 16, 2017 (97 d)
Jess Elliot BennettHorizon Investments LLC otherBennett Financial Advisors, LLC unclassifiedOtherNov 19, 2008Jan 2, 2004
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15 moves match.