DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sbsb Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sarah E BakerSbsb Financial Advisors independent RIAMason Investment Advisory Services Inc mixed wealthRIA to RIAApr 14, 2021Apr 26, 2021
Joseph Stanley FalchekSbsb Financial Advisors independent RIACresset Asset Management, LLC independent RIARIA to RIAApr 14, 2021May 13, 2021
Gregory Donald SullivanSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 26, 2021
Robert Everett CiulloSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 15, 2021
James Joseph BruyetteSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 30, 2021
Kristen Maley AndrejevSbsb Financial Advisors independent RIAE*Trade Capital Management, LLC otherOtherApr 13, 2021Feb 14, 2003
Peter Charles SperosSbsb Financial Advisors independent RIAE*Trade Capital Management, LLC otherOtherApr 13, 2021Feb 14, 2003
Mark Edward JohannessenSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 20, 2021
Barbara Jane SchelhornSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 20, 2021
Jennifer Bevin QuigleySbsb Financial Advisors independent RIAE*Trade Capital Management, LLC otherOtherApr 13, 2021Feb 14, 2003
Gary Jerome LyonsSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 19, 2021
Alfred A. JordanoSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 21, 2021
Chip Jason JurgensenSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 21, 2021
Jeffrey Richard PorterSbsb Financial Advisors independent RIACapitol Securities Management, Inc. otherOtherApr 13, 2021Jan 10, 2008
Jason Lloyd WilliamsSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021May 3, 2021
Shayna Amalie LebowitzSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 19, 2021
Taylor Robert SeilingSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 20, 2021
Patrick William DunneSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 15, 2021
Drew Randall HowellSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 19, 2021
Daniel Joseph GraffSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 15, 2021
Steven Mathews GaspariniSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 22, 2021
Christian Enrique MijaresSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 30, 2021
Kyle Matthew SummersSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 21, 2021
Thomas Joseph AnninSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 19, 2021
Matthew Behr LazorSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 19, 2021
Walter John NockettSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 19, 2021
Mark J MartinSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 19, 2021
Alexandra PayneSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 20, 2021
Morgan DouglassSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 15, 2021
Erica Nicole JamesSbsb Financial Advisors independent RIACreative Planning independent RIARIA to RIAApr 13, 2021Apr 19, 2021
Jason PanSbsb Financial Advisors independent RIAFacet independent RIARIA to RIAMar 20, 2020Apr 6, 2020
John William Woodside WiegmannSbsb Financial Advisors independent RIAWoodside Investment Counsel LLC unclassifiedOtherFeb 6, 2020Apr 22, 2020 (76 d)
Meghan LuskSbsb Financial Advisors independent RIACampbell Wealth Management, Inc. independent RIARIA to RIAFeb 8, 2019Mar 21, 2019 (41 d)
Daniel Joseph KennySbsb Financial Advisors independent RIAFi-Nancial Planner LLC state registeredRIA to a state-registered adviserFeb 8, 2019Feb 20, 2019
Mark A CecchiniSbsb Financial Advisors otherFacet independent RIAOtherMar 8, 2018Sep 11, 2019 (552 d)
Colette Marie KolankoSbsb Financial Advisors otherLumina Financial Consultants, LLC independent RIAOtherJun 15, 2017Feb 26, 2019 (621 d)
Matthew A RamosSbsb Financial Advisors otherMar Financial Planning, LLC unclassifiedOtherOct 12, 2016Mar 23, 2017 (162 d)
Melissa H TaroSbsb Financial Advisors otherFjy Financial otherOtherOct 7, 2016Oct 27, 2014
Brett Michael SlatterySbsb Financial Advisors otherWillis Investment Counsel Inc otherOtherMay 21, 2012Nov 20, 2012 (183 d)
Jean Stassi Harrell SchwarzSbsb Financial Advisors otherLumina Financial Consultants, LLC independent RIAOtherMar 21, 2012May 25, 2012 (65 d)
Douglas Arthur KeeganSbsb Financial Advisors otherEdelman Financial Services, LLC otherOtherSep 9, 2010Aug 20, 2010
Paul A. TrompSbsb Financial Advisors otherTrifecta Capital Advisors, LLC independent RIAOtherApr 10, 2008Jun 7, 2022 (5171 d)
Jeffrey John ZuresSbsb Financial Advisors otherSanchez & Zures, LLC independent RIAOtherAug 1, 2007Apr 10, 2006
Mark J GilbertSbsb Financial Advisors otherBmo Harris Financial Advisors, Inc otherOtherFeb 8, 2007Dec 15, 2005
Dana George SippelSbsb Financial Advisors otherBanc Of America Investment Services, Inc. unclassifiedOtherDec 4, 2006Nov 30, 2006
Policarpio Garcia SanchezSbsb Financial Advisors otherSanchez & Zures, LLC independent RIAOtherMar 13, 2006Apr 10, 2006
Mia Lynn CardwellSbsb Financial Advisors otherBmo Harris Financial Advisors, Inc otherOtherMar 9, 2004Dec 16, 2005 (647 d)
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47 moves match.