DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Conover Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jon TribbelConover Capital Management mixed wealthGlobal Retirement Partners LLC institutionalOtherDec 31, 2022Jul 14, 2021
Hedyeh ArjomandConover Capital Management mixed wealthConover Securities Corporation unclassifiedOtherDec 31, 2022Jun 13, 2018
Daintry Noelle PriceConover Capital Management mixed wealthGlobal Retirement Partners LLC institutionalOtherOct 5, 2022Jul 16, 2021
Todd Alan JuengerConover Capital Management mixed wealthGlobal Retirement Partners LLC institutionalOtherMay 20, 2022Jul 9, 2021
Todd Alan JuengerConover Capital Management otherConover Securities Corporation unclassifiedOtherDec 31, 2017Feb 13, 2017
Cathie Jean ArthursConover Capital Management otherEdelman Financial Engines otherOtherOct 24, 2017Oct 12, 2017
Ali Rose Boop-NilsenConover Capital Management otherWells Fargo Advisors wirehouseOtherMar 13, 2017Mar 15, 2017
Daintry Noelle PriceConover Capital Management otherConover Securities Corporation unclassifiedOtherDec 31, 2016Sep 25, 2015
Gary Nicholas RussellConover Capital Management otherHelium Advisors LLC independent RIAOtherApr 12, 2016Apr 6, 2016
Howard Alexander MorinConover Capital Management otherHelium Advisors LLC independent RIAOtherApr 12, 2016Apr 6, 2016
Michael Barron BowersConover Capital Management otherPnw Asset Management state registeredOtherAug 15, 2015Sep 9, 2015
Gary Nicholas RussellConover Capital Management otherConover Securities Corporation unclassifiedOtherAug 15, 2015Feb 22, 2013
Cathie Jean ArthursConover Capital Management otherConover Securities Corporation unclassifiedOtherAug 15, 2015Jan 3, 2012
Craig Ryan WatkinsConover Capital Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 15, 2015Jan 9, 2020 (1608 d)
Brian Jay BewleyConover Capital Management otherLegacy Wealth Management, LLC independent RIAOtherJul 15, 2015Jan 14, 2016 (183 d)
Jeffrey Brant KauffmanConover Capital Management otherCrescita Capital LLC unclassifiedOtherApr 15, 2015Aug 13, 2015 (120 d)
David Wayne YoungConover Capital Management otherSummit Family Office Services, LLC state registeredOtherJan 16, 2014Oct 13, 2014 (270 d)
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17 moves match.