DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Comprehensive Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffery James FoxComprehensive Capital Management, Inc. independent RIALPL Financial LLC independent RIARIA to RIAJan 5, 2023Jan 5, 2023
Jerry Francis LynchComprehensive Capital Management, Inc. independent RIAJfl Innovative Investment, LLC unclassifiedOtherDec 31, 2022Mar 6, 2006
Thomas James McevoyComprehensive Capital Management, Inc. independent RIAGouldin & Mccarthy, LLC independent RIARIA to RIAJan 31, 2022Jul 26, 2018
Timothy Liam SmithComprehensive Capital Management, Inc. independent RIAAurora Private Wealth, Inc. otherOtherFeb 9, 2021Oct 29, 2015
John Joseph BelloComprehensive Capital Management, Inc. independent RIAAurora Private Wealth, Inc. independent RIARIA to RIANov 2, 2020Aug 22, 2018
Thomas Joseph O'ConnellComprehensive Capital Management, Inc. independent RIAInternational Financial Advisory Group, Inc. unclassifiedOtherSep 30, 2019Dec 19, 2005
Manos Guy CitoComprehensive Capital Management, Inc. independent RIAJ. W. Cole Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2019Feb 5, 2025 (2168 d)
Ronald John IannucciComprehensive Capital Management, Inc. independent RIARonald J. Iannucci CFP state registeredRIA to a state-registered adviserDec 31, 2018Jan 2, 2019
Devin Ashley BornComprehensive Capital Management, Inc. otherLifemark Securities Corp. otherOtherSep 15, 2016Jun 17, 2016
Steven CrevarComprehensive Capital Management, Inc. otherSummit Equities Inc otherOtherSep 13, 2016Sep 20, 2016
Craig Barry WeissComprehensive Capital Management, Inc. otherMsi Financial Services, Inc. otherOtherJun 14, 2016Jul 1, 2016
Eugene George OlearyComprehensive Capital Management, Inc. otherB. Riley Wealth Advisors, Inc. otherOtherJan 14, 2015Feb 3, 2015
Justin Albert HarveyComprehensive Capital Management, Inc. otherCompass Ion Advisors, LLC otherOtherFeb 24, 2014Jan 27, 2014
Douglas Robyn MacgrayComprehensive Capital Management, Inc. otherEge Advisors, Ltd. unclassifiedOtherFeb 21, 2014Jan 7, 2009
Michael Hayes GouldinComprehensive Capital Management, Inc. otherOnedigital institutionalOtherFeb 7, 2014Dec 8, 2021 (2861 d)
Richard John LiburdiComprehensive Capital Management, Inc. otherCompass Ion Advisors, LLC otherOtherJan 29, 2014Jan 27, 2014
Carol S GangewerComprehensive Capital Management, Inc. otherCompass Ion Advisors, LLC otherOtherJan 29, 2014Jan 27, 2014
George Joseph LimbachComprehensive Capital Management, Inc. otherEge Advisors, Ltd. unclassifiedOtherJan 29, 2014Jan 7, 2009
Matthew Daniel KaneComprehensive Capital Management, Inc. otherEge Advisors, Ltd. unclassifiedOtherJan 29, 2014Jan 7, 2009
Benjamin Monroe DourteComprehensive Capital Management, Inc. otherCompass Ion Advisors, LLC otherOtherJan 29, 2014Jan 27, 2014
Joshua Scott ManifoldComprehensive Capital Management, Inc. otherCompass Ion Advisors, LLC otherOtherJan 29, 2014Jan 30, 2014
James Carl BairdComprehensive Capital Management, Inc. otherEge Advisors, Ltd. unclassifiedOtherJan 27, 2014Jan 7, 2009
Jerrold Stephen KleinComprehensive Capital Management, Inc. otherUnited Advisors Services, LLC otherOtherAug 20, 2013Jan 10, 2014 (143 d)
Debra Lynn SchatzkiComprehensive Capital Management, Inc. otherBpp Wealth Solutions, LLC no RAUMOtherJun 13, 2013Feb 27, 2013
James Eugene MalinowskiComprehensive Capital Management, Inc. otherThe Jm Financial Planning Group, Ltd. state registeredOtherJun 13, 2013Jun 3, 2013
Louis Arnold La MedicaComprehensive Capital Management, Inc. otherNationwide Securities, LLC no RAUMOtherJun 13, 2013Sep 15, 2016 (1190 d)
Timothy Wayne RoweComprehensive Capital Management, Inc. otherCovenant Asset Management, LLC otherOtherApr 18, 2013Nov 27, 2012
Leonard Martin RhoadesComprehensive Capital Management, Inc. otherGlobal Financial Private Capital, Inc. otherOtherJan 3, 2012Jan 10, 2012
Kelly Ann Cullen GentlesComprehensive Capital Management, Inc. otherLincoln Investment otherOtherAug 23, 2011Jan 3, 2014 (864 d)
Henry Matthew ZupkoComprehensive Capital Management, Inc. otherTranquility Path Investment Advisors, LLC state registeredOtherMar 21, 2011Mar 16, 2011
Daniel Robert WilliamsComprehensive Capital Management, Inc. otherWilliams Advisory Services, LLC state registeredOtherJul 12, 2010Jun 7, 2010
Scott David LaskyComprehensive Capital Management, Inc. otherWilmington Capital Securities, LLC otherOtherFeb 9, 2010Aug 10, 2015 (2008 d)
Edward Harris ReavenComprehensive Capital Management, Inc. otherAepg Wealth Strategies otherOtherMar 16, 2009Apr 26, 2011 (771 d)
Carole Leigh DonohooComprehensive Capital Management, Inc. otherAsset & Financial Planning, Ltd otherOtherAug 30, 2006Sep 9, 2005
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34 moves match.