DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wfg Advisors, LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey S KinardWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. otherOtherAug 3, 2017Aug 7, 2017
Derrick Scott HammWfg Advisors, LP otherScf Investment Advisors, Inc. otherOtherAug 3, 2017Aug 2, 2017
William Tyler PrauseWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. otherOtherAug 3, 2017Aug 4, 2017
James Kevin PheneyWfg Advisors, LP otherMid Atlantic Financial Management, Inc. otherOtherAug 2, 2017Aug 1, 2017
Louis Daniel FryWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. otherOtherAug 1, 2017Aug 3, 2017
Brian James HaysWfg Advisors, LP otherMutual Advisors, LLC otherOtherAug 1, 2017Aug 1, 2017
Douglas Bradley MurrillWfg Advisors, LP otherScf Investment Advisors, Inc. otherOtherAug 1, 2017Aug 1, 2017
Michael Joe VestalWfg Advisors, LP otherCambridge Investment Research Advisors, Inc. otherOtherAug 1, 2017Aug 1, 2017
Jill Irja ThomasWfg Advisors, LP otherCambridge Investment Research Advisors, Inc. otherOtherAug 1, 2017Aug 1, 2017
Agoston Stephen HorvathWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. otherOtherAug 1, 2017Aug 3, 2017
Aaron Jussi ThomasWfg Advisors, LP otherCambridge Investment Research Advisors, Inc. otherOtherAug 1, 2017Aug 1, 2017
Robert Elwee SimptonWfg Advisors, LP otherScf Investment Advisors, Inc. otherOtherAug 1, 2017Jul 31, 2017
Anthony Clayton RiceWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. otherOtherJul 28, 2017Jul 28, 2017
Harry Roger HughesWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. otherOtherJul 25, 2017Aug 1, 2017
Lori Ann ClemWfg Advisors, LP otherBfc Planning, Inc. otherOtherJul 17, 2017Nov 15, 2017 (121 d)
Thomas David KowalczykWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. otherOtherJul 17, 2017Jul 17, 2017
Cameron Pierce RessetarWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJul 17, 2017Jan 29, 2018 (196 d)
Logan Thomas VoelkerWfg Advisors, LP otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherJul 17, 2017Jan 30, 2018 (197 d)
Christopher Dale ClarkWfg Advisors, LP otherProspera Financial Services, Inc. otherOtherJul 14, 2017Aug 21, 2017 (38 d)
Robert Philip SchlangenWfg Advisors, LP otherSunbelt Securities otherOtherJun 22, 2017Jun 26, 2017
Rayburn Eugene BrooksWfg Advisors, LP otherUnited Planners' Financial Services Of America A Limited Partner otherOtherJun 6, 2017Jun 5, 2017
James Aloysius ConwellWfg Advisors, LP otherInternational Assets Investment Management, LLC BD affiliatedOtherMay 26, 2017Dec 18, 2018 (571 d)
Adam Phillip BellWfg Advisors, LP otherInternational Assets Investment Management, LLC otherOtherMay 26, 2017Jun 12, 2017
Pablo J OlivaWfg Advisors, LP otherClarus Wealth Advisors, LLC otherOtherMay 24, 2017Oct 24, 2016
Sunny Kishor PatelWfg Advisors, LP otherMorgan Stanley wirehouseOtherMay 11, 2017May 30, 2017
Mark Nelson HollowayWfg Advisors, LP otherMerit Advisors, Inc. state registeredOtherMay 4, 2017May 11, 2017
John Richard ClarkWfg Advisors, LP otherWaypoints Financial independent RIAOtherMar 31, 2017Mar 23, 2012
Victor Jason DivietroWfg Advisors, LP otherWaypoints Financial independent RIAOtherMar 31, 2017Mar 23, 2012
Thomas Scott CrutchfieldWfg Advisors, LP otherWaypoints Financial independent RIAOtherMar 31, 2017Mar 23, 2012
Eddie GhabourWfg Advisors, LP otherKestra Advisory Services, LLC otherOtherMar 21, 2017Mar 20, 2017
Michael Thomas RedmondWfg Advisors, LP otherKestra Advisory Services, LLC otherOtherMar 21, 2017Mar 20, 2017
Joseph Albert GhabourWfg Advisors, LP otherKestra Advisory Services, LLC otherOtherMar 21, 2017Mar 20, 2017
Robert James MessettWfg Advisors, LP otherCommonwealth Financial Network national BDOtherFeb 15, 2017Feb 16, 2017
Steven Jay BalabanWfg Advisors, LP otherHilltop Securities Inc. otherOtherFeb 10, 2017Feb 10, 2017
Dennis Michael JohnsonWfg Advisors, LP otherTree Line Capital, LLC unclassifiedOtherDec 31, 2016Jan 4, 2017
Leroy Anderson BizzellWfg Advisors, LP otherKeel Point, LLC otherOtherDec 27, 2016Dec 27, 2016
Beverly Gwen BrackinsWfg Advisors, LP otherKeel Point, LLC otherOtherDec 27, 2016Jan 10, 2017
Kimberly Zan TillinghastWfg Advisors, LP otherCommonwealth Financial Network national BDOtherNov 7, 2016Nov 4, 2016
John C FarrisWfg Advisors, LP otherCommonwealth Financial Network national BDOtherNov 7, 2016Nov 4, 2016
Parichart Crystal ArredondoWfg Advisors, LP otherCommonwealth Financial Network national BDOtherNov 7, 2016Dec 5, 2016
Raegan Ashley SaylorWfg Advisors, LP otherCommonwealth Financial Network national BDOtherNov 7, 2016Nov 4, 2016
Philip Andrew StrunkWfg Advisors, LP otherCommonwealth Financial Network national BDOtherNov 7, 2016Nov 4, 2016
Karthik MuralirajWfg Advisors, LP otherCommonwealth Financial Network national BDOtherNov 7, 2016Nov 4, 2016
Vatsal AssarWfg Advisors, LP otherCommonwealth Financial Network national BDOtherNov 7, 2016Nov 4, 2016
Theresa Ann FanningWfg Advisors, LP otherMorgan Stanley wirehouseOtherNov 4, 2016Nov 11, 2016
Teresa N PalmerWfg Advisors, LP otherKms Financial Services, Inc otherOtherNov 3, 2016Nov 2, 2016
Jarrod Charles NunnWfg Advisors, LP otherKms Financial Services, Inc otherOtherNov 3, 2016Nov 2, 2016
Amber GoetzWfg Advisors, LP otherLion Street Advisors, LLC otherOtherSep 7, 2016Jul 25, 2017 (321 d)
Harold Lynn CarmeanWfg Advisors, LP otherScf Investment Advisors, Inc. otherOtherAug 1, 2016Aug 1, 2016
Shawn Christopher RigginsWfg Advisors, LP otherCharles Schwab & Co., Inc. national BDOtherAug 1, 2016Dec 20, 2016 (141 d)
Mathew Stephan HammerWfg Advisors, LP otherRz Wealth no RAUMOtherJul 14, 2016Sep 9, 2014
Francis Joseph HaasWfg Advisors, LP otherRz Wealth no RAUMOtherJul 14, 2016Sep 9, 2014
Jason James MaileWfg Advisors, LP otherRz Wealth no RAUMOtherJul 14, 2016Sep 9, 2014
William Daniel PrestageWfg Advisors, LP otherKey Capital Management, Inc. independent RIAOtherJul 14, 2016Feb 11, 2015
Michael Dominic LovecchioWfg Advisors, LP otherRz Wealth no RAUMOtherJul 14, 2016Sep 9, 2014
Kyle Rodney MartinWfg Advisors, LP otherHorace Mann Investors, Inc. no RAUMOtherJul 12, 2016Aug 4, 2016
Larry Glen BrunellWfg Advisors, LP otherLPL Financial LLC otherOtherJun 27, 2016Jun 24, 2016
Wesley Price WoodWfg Advisors, LP otherKey Capital Management, Inc. independent RIAOtherMay 20, 2016Apr 13, 2015
Gavin Andrew TolanWfg Advisors, LP otherScf Investment Advisors, Inc. otherOtherApr 1, 2016Apr 7, 2016
Christopher Matthew WiseWfg Advisors, LP otherCurian Capital, LLC otherOtherJan 20, 2016Jan 20, 2016
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224 moves match.