DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gradient Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Julia Gilels LembckeGradient Wealth Management otherUrs Advisory independent RIAOtherDec 31, 2017Jan 14, 2025 (2571 d)
Karl JensenGradient Wealth Management otherGradient Financial Direct, LLC no RAUMOtherDec 1, 2017Mar 26, 2018 (115 d)
Troy Lee KuhnGradient Wealth Management otherCreative Planning otherOtherNov 8, 2017Nov 6, 2017
Melissa Sue LivasyGradient Wealth Management otherIntegrity Financial Advisors, LLC state registeredOtherNov 8, 2017Nov 14, 2017
Michael David DoseGradient Wealth Management otherCenter Street Advisors, Inc. BD affiliatedOtherNov 6, 2017Nov 14, 2017
Sean Randolph StevensGradient Wealth Management otherTriumph Wealth Advisors, Inc. independent RIAOtherOct 4, 2017Oct 10, 2017
Casey CasonGradient Wealth Management otherQuestar Asset Management, Inc. otherOtherSep 12, 2017Sep 11, 2017
Mark Sterling WalsinghamGradient Wealth Management otherTradition Wealth Management LLC otherOtherSep 8, 2017Sep 29, 2017
Mark Steven KrumanGradient Wealth Management otherBryce Wealth Management state registeredOtherAug 31, 2017Sep 25, 2017
Robert Thomas McmahonGradient Wealth Management otherBrookstone Wealth Advisors, LLC otherOtherAug 25, 2017Sep 6, 2017
Gary Donald KinderGradient Wealth Management otherWealth Architects, LLC state registeredOtherAug 7, 2017Oct 24, 2017 (78 d)
Robert E LeeGradient Wealth Management otherNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 23, 2017Jul 4, 2017
Paul Eugene MuhichGradient Wealth Management otherDue North Financial, LLC state registeredOtherMar 2, 2017Mar 10, 2017
Sean Randolph StevensGradient Wealth Management otherCreativeone Wealth, LLC otherOtherFeb 10, 2017Feb 7, 2017
Brent AndersonGradient Wealth Management otherExodus Wealth, LLC independent RIAOtherDec 31, 2016Apr 5, 2018 (460 d)
Carol Yvonne Ransom SutterfieldGradient Wealth Management otherGradient Advisors, LLC otherOtherDec 31, 2016Jan 4, 2017
Alan Lee ReschGradient Wealth Management otherPackerland Brokerage Services, Inc. otherOtherDec 31, 2016Jan 19, 2017
Keith U HeritageGradient Wealth Management otherCetera Advisor Networks LLC otherOtherNov 14, 2016Nov 16, 2016
Samuel Ivor AlleyneGradient Wealth Management otherHorter Investment Management, LLC otherOtherAug 16, 2016Aug 30, 2016
Terrilyn Dawn BrownfieldGradient Wealth Management otherMadison Avenue Securities, LLC otherOtherMay 2, 2016May 5, 2016
Thomas Eric SchneiderGradient Wealth Management otherVoya Financial Advisors, Inc. otherOtherDec 31, 2015Jan 12, 2016
Daniel Allan TeagueGradient Wealth Management otherWoodbury Financial Services, Inc. otherOtherMay 1, 2015May 5, 2015
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82 moves match.