DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dunham
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katherine Rose Evans | Dunham independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 18, 2026 | Jun 25, 2026 |
| Benjamin Lucas | Dunham independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 21, 2025 | Oct 31, 2025 |
| Mikhael Turcan | Dunham independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | Mar 17, 2025 | Jun 26, 2025 (101 d) |
| Hannah Kelly | Dunham independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 16, 2024 | Mar 17, 2025 (182 d) |
| Eugene Choi | Dunham independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jan 18, 2024 | Jan 19, 2024 |
| Brandon Reid Mather | Dunham independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Apr 6, 2023 | Apr 6, 2023 |
| Kent Cullinane | Dunham independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Nov 18, 2022 | Dec 19, 2022 (31 d) |
| Andrew Sebastian Pillai | Dunham independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Oct 26, 2022 | Oct 24, 2022 |
| Brian Barnes Lee | Dunham independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jun 3, 2022 | Jun 27, 2022 |
| Richard D Boyd | Dunham independent RIA | Confidence Wealth Management, Inc. independent RIA | RIA to RIA | May 27, 2022 | Oct 17, 2022 (143 d) |
| Suraj Singh Puri | Dunham independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | May 10, 2022 | Jun 13, 2022 (34 d) |
| Khaled M Nada | Dunham independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2021 | Oct 26, 2021 |
| Alexa Paige Cammarano | Dunham independent RIA | Coastedge Partners, LLC independent RIA | RIA to RIA | Jul 23, 2021 | Sep 14, 2021 (53 d) |
| Joseph Dinaso | Dunham independent RIA | Allspring Funds Management, LLC asset manager | Other | Apr 26, 2021 | May 4, 2021 |
| Marianne Elizabeth Hobson | Dunham independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2020 | Nov 19, 2020 (62 d) |
| Jason Alexander Driver | Dunham independent RIA | Adair Financial Private Client Group state registered | RIA to a state-registered adviser | Apr 22, 2019 | Mar 9, 2020 (322 d) |
| Robb Douglas Weiland | Dunham independent RIA | Main Management, LLC independent RIA | RIA to RIA | Apr 22, 2019 | Aug 7, 2019 (107 d) |
| Ezra Todd Whipple | Dunham independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jan 14, 2019 | Jan 14, 2019 |
| Peter A Susic | Dunham independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Sep 20, 2018 | Oct 1, 2018 |
| Lindsey Patricia Strand | Dunham other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 22, 2018 | Sep 10, 2018 (200 d) |
| Tyler W Mooney | Dunham other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 31, 2017 | Oct 21, 2023 (2334 d) |
| Ryan Michael Kahlenberg | Dunham other | Bfc Planning, Inc. other | Other | May 30, 2017 | Aug 16, 2017 (78 d) |
| Renee N Langlais | Dunham other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 26, 2016 | Oct 25, 2016 |
| Nancy Sarah Noon | Dunham other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 13, 2016 | Jan 12, 2017 (91 d) |
| Kevin Patrick Mooney | Dunham other | Tlg Advisors, Inc. other | Other | Sep 18, 2012 | May 9, 2014 (598 d) |
| Scott Athan Albright | Dunham other | Zions Capital Advisors, Inc. other | Other | Sep 27, 2010 | Jun 21, 2011 (267 d) |
| Victor Nmn Moy | Dunham other | Moy Investment Management, LLC state registered | Other | Mar 13, 2009 | Jul 22, 2009 (131 d) |
| Vilayphone Fixsen | Dunham other | Madison Avenue Advisors, Inc. unclassified | Other | Sep 24, 2008 | Oct 1, 2008 |
| Ashley E Pedersen | Dunham other | LPL Financial LLC other | Other | Jan 22, 2008 | Oct 18, 2010 (1000 d) |
| Gerald Keith Girand | Dunham other | Assetmark, Inc. other | Other | Dec 20, 2007 | May 30, 2008 (162 d) |
| Mark Lee Pedersen | Dunham other | LPL Financial LLC other | Other | Nov 26, 2007 | Sep 24, 2008 (303 d) |
| William Burke Allred | Dunham other | Centara Capital Management Group, Inc. other | Other | Jul 19, 2006 | Apr 10, 2007 (265 d) |
| David Harold Applestein | Dunham other | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Jan 31, 2006 | Mar 18, 2025 (6986 d) |
| Rafael Fernandes Molina | Dunham other | U.S. Bancorp Advisors, LLC other | Other | Oct 10, 2005 | Nov 4, 2005 |
| Louis Joseph Zaccaro | Dunham other | H. Beck, Inc. other | Other | Aug 26, 2005 | Nov 22, 2005 (88 d) |
| Steven J Snyder | Dunham other | Fortigent, LLC other | Other | Nov 11, 2004 | Jun 12, 2006 (578 d) |
| Jacqueline Babette Karnavas | Dunham other | Torrey Capital, LLC unclassified | Other | Oct 27, 2004 | Oct 1, 2004 |
| Cheryl Ann Sutter | Dunham other | LPL Financial LLC other | Other | Aug 10, 2004 | Aug 27, 2004 |
| John Alvin Martindale | Dunham other | Omni Investment Advisors Inc unclassified | Other | Dec 13, 2002 | Dec 21, 2002 |
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39 moves match.