DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Garden State Investment Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Joseph LombardozziGarden State Investment Advisory Services, LLC independent RIAParadigm Wealth Advisory LLC independent RIARIA to RIAMar 3, 2026Feb 18, 2026
Baylis JadamecGarden State Investment Advisory Services, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 20, 2025Nov 5, 2025
Steven Tyler FrerichsGarden State Investment Advisory Services, LLC independent RIAHennion & Walsh Asset Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2025Feb 3, 2026 (120 d)
Brian Dean HannaGarden State Investment Advisory Services, LLC independent RIAFortis Capital Advisors, LLC independent RIARIA to RIAOct 10, 2024Oct 11, 2024
Kyle McelligottGarden State Investment Advisory Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 10, 2023Nov 16, 2023
Stephen B LeitzellGarden State Investment Advisory Services, LLC independent RIAAan Wealth Advisors LLC state registeredRIA to a state-registered adviserJun 23, 2023Mar 13, 2025 (629 d)
Damien R BerubeGarden State Investment Advisory Services, LLC independent RIAWorld Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 26, 2021Dec 10, 2021
Brian Patrick HeathGarden State Investment Advisory Services, LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIASep 1, 2020May 19, 2023 (990 d)
Kevin Noel DolanGarden State Investment Advisory Services, LLC otherEquitable Advisors, LLC national BDOtherMar 19, 2018May 30, 2018 (72 d)
Ulderico ConteGarden State Investment Advisory Services, LLC otherCm Capital Partners state registeredOtherFeb 1, 2018Jan 25, 2018
Douglas F GrantGarden State Investment Advisory Services, LLC otherHornor, Townsend & Kent, LLC otherOtherFeb 6, 2017Feb 7, 2017
Albert Vincent PetteGarden State Investment Advisory Services, LLC otherPrimary Asset Management, LLC state registeredOtherSep 25, 2015Oct 24, 2016 (395 d)
Peter Nwabuokei MemeGarden State Investment Advisory Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 28, 2015May 26, 2015
Craig Richard MargoliesGarden State Investment Advisory Services, LLC otherAegis Capital Corp. otherOtherJan 15, 2015Dec 23, 2014
Julie Ann NawrockiGarden State Investment Advisory Services, LLC otherBenjamin F. Edwards & Company, Incorporated otherOtherFeb 7, 2014Jan 24, 2014
Thomas Joseph HoltGarden State Investment Advisory Services, LLC otherVoya Financial Advisors, Inc. otherOtherJan 31, 2014Mar 31, 2014 (59 d)
Brian Wayne AppelGarden State Investment Advisory Services, LLC otherStrategic Advisers LLC national BDOtherJul 18, 2012Aug 17, 2012
Ernest Mark CaponegroGarden State Investment Advisory Services, LLC otherAmerican Portfolios Advisors, Inc independent RIAOtherApr 30, 2012May 10, 2021 (3297 d)
Anthony Joseph CaputoGarden State Investment Advisory Services, LLC otherNfsg Corporation otherOtherJun 17, 2010Sep 2, 2009
John Glyn EvansGarden State Investment Advisory Services, LLC otherR. F. Lafferty & Co., Inc. otherOtherApr 16, 2009Apr 7, 2009
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20 moves match.